股市英语词汇十二
2008-12-17来源:和谐英语
Securities and Futures (Price Stabilising) Rules 《证券及期货（稳定价格）规则》
Securities and Futures (Professional Investor) Rules 《证券及期货（专业投资者）规则》
Securities and Futures (Recognized Counterparty) Rules 《证券及期货（认可对手方 ）规则》
Securities and Futures (Short Selling Exemption and Stock Lending) Rules 《证券及期货（卖空豁免及证券借出 ）规则》
Securities and Futures (Stock Market Listing) Rules 《证券及期货（在证券市场上市 ）规则》
Securities and Futures (Transfer of Functions - Stock Exchange Company) Order 《证券及期货（转移职能予联交所 ）令》
Securities and Futures Appeals Panel 证券及期货事务上诉委员会
Securities and Futures Appeals Panel (Fee) Order 《证券及期货事务上诉委员会（费用）令》
Securities and Futures Appeals Panel Proceedings Rules 《证券及期货事务上诉委员会程序规则》
Securities and Futures Appeals Tribunal (SFAT) 证券及期货事务上诉审裁处
Securities and Futures Bureau(Taiwan) 证券期货局(台湾)
Securities and Futures Commission, The (SFC) 证券及期货事务监察委员会（证监会）
Securities and Futures Commission (Annual Returns) Rules 《证券及期货事务监察委员会（周年报表）规则》
Securities and Futures Commission (Fees) Rules 《证券及期货事务监察委员会（费用）规则》
Securities and Futures Commission (Levy) (Futures Contracts) Order 《证券及期货事务监察委员会（征费）（期货合约）令》
Securities and Futures Commission (Levy) (Securities) (Amendment) Order 《证券及期货事务监察委员会（征费）（证券）（修订）令》
Securities and Futures Commission (Levy) Rules 《证券及期货事务监察委员会（征费）规则》
Securities and Futures Commission Ordinance 《证券及期货事务监察委员会条例》
Securities and Futures Commission (Transfer of Functions) Order 《证券及期货事务监察委员会（职能移交）令》
Securities and Futures Intermediaries Activities Surveys(SFC) 《证券及期货中介机构业务调查》(证监会)
Securities and Futures Market Development Working Group 证券期货市场发展工作小组
Securities and Futures Ordinance 《证券及期货条例》
Securities and Investment Board (SIB)(UK) 证券及投资管理局(英国)
Securities Association of China, The (SAC) 中国证券业协会
securities borrowing and lending agreement (SBLA) 证券借贷协议书
Securities Brokers Course 证券经纪课程
Securities Brokers Examination 证券经纪考试
securities collateral 证券抵押品
Securities Compensation Fund Committee(SFC) 证券赔偿基金委员会(证监会)
securities lender 证券借出人
securities margin financier 证券保证金融资人
Securities Market Automated Research, Training & Surveillance System (SMARTS) 证券市场资料研究、培训及监察自动化系统
Securities Market Herald (publication) 《证券市场导报》
Securities Offering Issues sub-group 证券发售事宜工作小组
Securities Trading Automated Quotation System (STAQS)(Mainland China) 证券交易自动报价系统(中国内地)
Securities Training Programme 证券业培训课程
securities-on-hold mechanism 冻结股份机制
securitisation 证券化
security 抵押品；担保物*
security arrangement 抵押安排；保障安排
security interest 担保权益
"see-through" price 透视价
segregated trust account 独立信托户口
segregation of securities 证券隔分
SEHK Enquiry Hotline 联交所资讯服务热线
SEHK Monthly Bulletin 《香港联合交易所月刊》
SEHK Options Clearing House Limited, The (SEOCH) 香港联合交易所期权结算所有限公司（联交所期权结算所）
selective marketing basis 选择性销售方式
Self Clearing Participant (SCP) 自行结算参与者
self-clearing 自行结算
self-regulatory organisation; self-regulating organisation 自律监管机构
sell order 卖盘；沽盘
sensitivity analysis 敏感度分析
SEOCH collateral 联交所期权结算所抵押品
SEOCH Participant 联交所期权结算所参与者
separate listing 独立上市
Serial Month Hibor Futures 三个月拆息利率期货
series margin value 系列按金价值
set off 抵销
Settled Position Report(CCASS) 已交收数额报告(中央结算系统)
settlement backlog 交收积压
settlement bank 交收银行
settlement cap 交收上限
settlement date 交收日
settlement instruction (SI) 交收指示
Settlement Instruction Batch Upload(CCASS) 交收指示整批传送(中央结算系统)
settlement instruction transaction “交收指示”交易
settlement period 交收期
Settlement Report(CCASS) 交收报告(中央结算系统)
settlement risk 交收风险
SFC (HKEC Listing) Appeals Committee 证监会（香港交易所上市）上诉委员会
SFC (HKEC Listing) Committee 证监会（香港交易所上市）委员会
SFC (HKEC Listing) Executive 证监会（香港交易所上市）执行人员
SFC Alert 《证监快讯》
SFC Code on MPF Products 《证监会强积金产品守则》
SFC Dual Filing Advisory Group 证监会双重存档事宜顾问小组
SFC Enforcement Reporter 《证监会执法月报》
shadow director 影子董事
Shanghai Municipal Futures Industry Association 上海市期货同业公会
Shanghai Securities Central Clearing and Registration Corporation 上海证券中央登记结算公司
Shanghai Stock Exchange 上海证券交易所
Shanghai United Assets and Equity Exchange 上海联合产权交易所
share capital 股本
share entitlements 股份权益
share exchange 以股换股
share margin finance provider (SMFP) 证券按贷财务提供者
share margin financing 证券保证金融资；股票按贷财务
share option 购股权；股份认购权；认股权；认股期权
share register 股东名册
share registrar 股票过户登记处；过户处
share repurchase 购回股份；股份购回
share scheme 股份计划
shareholder loan 股东贷款
Shareholders Group(SFC) 股东权益小组(证监会)
shareholding 股权
shareware 共用软件
shelf registration facility(US) 暂搁注册；缓行注册(美国)
Shenzhen Securities Clearing Company Limited 深圳证券结算有限公司
Shenzhen Securities Registration Company Limited 深圳证券登记有限公司
Shenzhen Stock Exchange 深圳证券交易所
short call 认购期权空仓；认购短仓
short interest 卖空股份总额
short option 期权短仓
short options contract 期权短仓合约
short position 淡仓；空仓；空头*
short put 认沽期权空仓；认沽短仓
short seller 卖空卖方
short selling 卖空；沽空；抛空
Short Selling Pilot Scheme 股份卖空试验计划
short squeeze 挟仓
short term borrowings 短期举债；短期借贷
short-dated securities 短期证券
short-term money 短期资金
SI Activity Report(CCASS) 交收指示活动报告(中央结算系统)
SI Batch File Service 整批输入交收指示
SI Status Report(CCASS) 交收指示状况报告(中央结算系统)
SI transaction 交收指示的交易
significant shareholder(GEM) 高持股量股东(创业板)
simulation system 模拟系统
Singapore Exchange (SGX) 新加坡交易所
single price auction system 单一价格竞价市场
single share derivative warrant 单一种股份的衍生权证
sinking fund 偿债基金
Sino-foreign equity joint venture 中外合资企业
slow trading 交投呆滞
small cap stock 细价股
Small Order Entry System / Small Order Execution System (SOES)(US) 细盘撮合系统(美国)
Small Order First-In-First-Out 细额先到先得
smart card 聪明卡；醒目卡；灵巧卡
SME Board(Shenzhen Stock Exchange) 中小企业板块(深圳证券交易所)
snapshot 瞬像；瞬态；“定镜”处理
Society for Worldwide Interbank Financial Telecommunications (SWIFT) 环球银行财务电信协会
soft commission 软佣金；非金钱佣金
soft currency 软货币；弱势货币
soft landing 软着陆
soft-dollar benefits 非金钱利益
sole proprietor 独资经营者
source code 源指令码
sovereign debt 外债
sovereign risk 主权风险
Special Levy 特别征费
special limit order 特别限价盘
Special Treasury(Mainland China) 特种国债；特别国债(中国内地)
Special Treatment(Mainland China) 特别处理股(中国内地)
specialised bank 专业银行*
Specialist System(US) “特许证券商”制度(美国)
speed bump 停市措施
spin-off 分拆；分拆上市
split 股份拆细
Split Register 分列登记册
sponsor 保荐人
Sponsor's Declaration 《保荐人声明》
sponsoring broker 保荐经纪
spot market 现货市场
spot month 现货月
spot price 现货价
spread 价位；差价
spread(options) 跨价/跨期式组合(期权)
spread margin 复式按金
spread of holders 持股人的分布情况
spread of sector 行业覆盖层面
spread option 复式期权
spread order 复式盘
spread table 价位表
spread trading 跨期买卖；跨价买卖
squeeze 挟仓
stagflation 滞胀
staggering maturities 交错到期组合
stamp duty 印花税
Stamp Duty Ordinance 《印花税条例》
Standard & Poor's Depository Receipt (SPDR) 标准普尔500综合指数预托证券
Standard & Poor's Rating 标准普尔评级
standard accounting practice 标准会计准则
standard contract 标准合约
standard deviation 标准差
standard deviation of daily return 每日回报标准差
Standard Portfolio Analysis of Risk (SPAN) 标准组合风险分析
standard registration service 标准登记服务
Standing Committee on Company Law Reform (SCCLR) 公司法改革常务委员会
standstill agreement 暂缓还款协议
standstill return 股价不动时回报
State Administration of Foreign Exchange (SAFE)(Mainland China) 国家外汇管理局(中国内地)
State Bureau for Industrial and Commercial Administration
(Mainland China) 国家工商局(中国内地)
State Council Securities Committee(Mainland China) 国务院证券委员会（证券委）(中国内地)
State Economic and Trade Commission(Mainland China) 国家经济贸易委员会（国家经贸委）(中国内地)
state share(Mainland China) 国家股；国有股(中国内地)
State Statistics Bureau(Mainland China) 国家统计局(中国内地)
State Taxation Bureau(Mainland China) 国家税务局(中国内地)
statement of "non-owner movement in equity" 非所有者权益变动表
statement of account 户口结单
statement of adjustments 调整表；调整声明
Statement of Standard Accounting Practice (SSAP) 《会计实务准则》
Statement of Stock Movement(CCASS) 股份转移报告(中央结算系统)
State-owned Assets Supervision and Administration Commission (SASAC) 国有资产监督管理委员会
state-owned enterprise(Mainland China) 国营企业(中国内地)
static information 静态资讯
Status Report on Issuers' Delay in Releasing Results Announcement 有关发行人延迟公布业绩之报告
statutory public welfare fund(Mainland China) 法定公益金(中国内地)
statutory reserve 法定储备
statutory surplus reserve(Mainland China) 法定公积金(中国内地)
Steering Committee on Organisational Review(SEHK) 组织架构检讨指导委员会(联交所)
Steering Committee on the Enhancement of Financial Infrastructure, The (SCEFI) 金融基础设施督导委员会
stock borrowing and lending 股票借贷
stock borrowing and lending position information page(Teletext) 股票借贷数额资料页(大利市)
stock clearing fee 股份结算费
stock code 股份代号；证券代号
stock conversion 股份收纳
stock custody fee 股份托管费
stock deposit fee 股份存入费
Stock Deposit Form 股份存入表格
Stock Exchange Alternative Trading System (SEATS)(UK) 交易所另项交易系统(英国)
Stock Exchange Automated Quotations System (SEAQ)(UK) 交易所自动报价系统(英国)
Stock Exchange Automated Quotations System for International Equities (SEAQI)(UK) 交易所国际自动报价系统(英国)
Stock Exchange Information Services Limited (SEIS) 香港联合交易所资讯服务有限公司
Stock Exchange of Hong Kong Limited, The (SEHK) 香港联合交易所有限公司（联交所）
Stock Exchange of Singapore Dealing and Automated Quotation System (SESDAQ) 新加坡证券交易所交易及自动报价系统
Stock Exchange Trading Right 联交所交易权
Stock Exchanges Unification Ordinance 《证券交易所合并条例》
stock futures 股票期货
stock lender 股票出借人；贷股人
Stock Lender Participant(CCASS Participant) 贷股人参与者(中央结算系统参与者)
Stock Lending Account(clearing) 股票贷出户口(结算)
Stock Market History Project 证券市场历史研究计划
Stock Market Information Donation Programme 股市资料捐赠计划
stock option 股票期权
Stock Options Reference Educator (SCORE) 股票期权参考教育站
stock page(Teletext) 股份页(大利市机)
stock pledgee 股票承押人；股份承押人
Stock Pledgee Participant (CCASS Participants) 股份承押人参与者(中央结算系统参与者)
stock return 股票归还
Stock Segregated Account with Statement Service(CCASS) 附寄结单服务的股份独立户口(中央结算系统)
stock settlement fee 股份交收费
stock split 股份拆细
stock withdrawal fee 股份提取费
Stockbrokers' Association of Hong Kong (1891) 香港股票经纪会（1891年）
stop limit order 止蚀限价盘
stop order; stop-loss order 止蚀盘
straddle(options) 马鞍式组合(期权)
straight bond 普通债券
straight-through processing 直通式交易程序
straightline method of depreciation 直线折旧法
strangle(options) 勒束式组合(期权)
"street name" share certificate “街名”股票；待转名股份
strike price(options) 行使价；敲价(期权)
strong dollar 强势美元
sub-commission 回扣/回抽佣金；倒扣
sub-index 分类指数
sub-ledger 分类账
subordinated loan 附属贷款；后偿贷款
subscription 认购
subscription warrant (vs derivative warrant) 股本权证（相对于衍生权证）
subsidiary 附属公司
substantial shareholder 大股东；主要股东
sub-underwriter 分包销商
summary financial report 财务摘要报告
summary offence 轻微违纪事件/行为
supervisor(Mainland China) 监事(中国内地)
supervisory committee(Mainland China) 监事会(中国内地)
supplemental/supplementary listing document 补充/增补上市文件
supranational entity 超国家机构
surplus reserve 盈余储备
suspended trading; suspension 停牌
suspense account 暂记账
swap 掉期
Swiss Commodities, Futures and Options Association 瑞士商品、期货及期权协会
syndicated credit 银团融资
syndicated lending 银团贷款
syndicated loan 银团贷款
synthetic long call 合成认购期权长仓
synthetic option 合成期权
synthetics 合成工具
system access right 系统联通权
System Access Right Fee(options) 系统联通权收费(期权)
system closure 系统终止
system integrator 系统整合商
system parameter 系统参数
system sizing 制订系统规模
systematic risk 系统性风险
TAIFEX see Taiwan Futures Exchange
TIGER see Taiwan Innovative Growing Entrepreneurs
TIPS see Theoretical Indicative Pricing System(futures)
TOPIC see Teletext Output of Price Information by Computer(UK)
TOPS see Traded OPtions System
TPC see Third Party Clearing
TraHK see Tracker Fund of Hong Kong
T + 2 T + 2 交收期限
T + 2 settlement system T + 2 交收制度
T + 3 Rule(US) T + 3 规则(美国)
tails(options) 极价外期权；无价期权形式
Taiwan Futures Exchange (TAIFEX) 台湾期货交易所
Taiwan Innovative Growing Entrepreneurs (TIGER) 台湾创新成长企业类股
Taiwan Securities Central Depository Company Limited 台湾证券集中保管公司
Taiwan Stock Exchange Corporation 台湾证券交易所
take-up(options) 接收(期权)
takeover 收购
Takeovers & Mergers Panel(SFC) 收购及合并委员会(证监会)
Takeovers Appeal Committee(SFC) 收购上诉委员会(证监会)
tap facility 持续发售机制
tap issue 不限量发行
tariff 交易费
tax avoidance 避税
tax break 税项减免
tax concession 税项减免
tax evasion 逃税
tax rebate; tax refund 退税
tax relief 税务优惠
Taxation Institute of Hong Kong 香港税务学会
technical analysis 技术分析
Teletext 大利市
Teletext carrier charge 大利市网络供应商费用
Teletext Information Service 大利市资讯服务
Teletext Output of Price Information by Computer (TOPIC)(UK) TOPIC 系统(英国)
Teletext page 大利市版页
Teletext video broadcast service 大利市影像广播服务
temporary receipts 暂收款
Temporary Suspension Status Report 有关暂时停牌公司之报告
tender procedure 投标程序
term bond 定期债券
Terms and Conditions for Investor Participants 《投资者户口持有人规则》
terms of reference 职权范围
Theoretical Indicative Pricing System (TIPS)(futures) 理论性参考价格系统(期货)
third liner 三线股
Third Party Clearing (TPC) 第三者结算
throttle rate 节流率
tick (size) 最低上落价位；最低价格变动
tick rule 卖空价规则；限价卖空规则
tick value 价位值
tier(options) 持仓类别(期权)
TIGER Board(Taiwan) 二类股票(台湾)
time premium 时间值
time spread 跨期买卖
time stamp 时间戳记
time value 时间值
tipper 收取内幕消息人士
top up placing 以先旧后新方式配售
top-up 补充
total margin value 总按金价值
total market capitalisation 总市值
township and village enterprises 乡镇企业
track record 业务纪录
Tracker Fund of Hong Kong (TraHK) 盈富基金
trade acceptance 商业承兑汇票
trade amendment 更正交易；成交调整
trade give-ups(options) 交易转移(期权)
trade reversals(options) 逆转交易；取消交易(期权)
trade-for-trade settlement 逐项交收
traded option 在交易所买卖的期权
Traded Options System (TOPS) 股票期权系统
trader jacket 交易员背心
trading ahead 扒头交易
Trading and Settlement Committee 交易及交收委员会
trading booth 交易柜位
trading calendar 交易日表
trading capacity 交易量；交易能力
trading day 交易日
trading facilities 交易设施
Trading Fee 交易费
trading floor; trading hall 交易大堂
trading halt 勒停板
"trading only" stocks “非上市可交易”股份
trading pit 交易圈
trading record 成交纪录
trading tariff(cash market) 交易系统使用费(现货市场)
trading unit 交易单位
trading workstation 交易工作站
trading-only board 纯交易板
Transaction Levy 交易征费
transfer 转拨；转让；过户
transfer agent 过户代理
transfer deed 转手纸
transfer deed stamp duty 过户纸（转让）印花税
transfer fee 过户费
transfer form 转手纸
transferee 承让人；受让人
transferor 转让人
translation 换算；折算
transparency 透明度
Treasuries 国库券
treasury bond futures 国债期货*
treasury stock 库存股份；库存股票；留存股票
trial balance 试算表
triangular debt 三角债
trustee 信托人 ; 受托人
turnover ratio 成交额比率
turnover velocity 交易流通速度
two-sided order 两边客买卖盘
"two-state" option valuation model “二态”期权模式
two-way quote 两边开盘；双边价
UAT see user acceptance test
ups see uninterrupted power supply
ultimate beneficial holder 最终实益持有人
ultimate beneficiary 最终受益人
ultimate originator 最初发起人
umbrella fund 伞子基金
unappropriated profits 未分配溢利；未分配利润
uncertificated shareholder 无凭证式股东
unclaimed brokerage 无人申领之经纪佣金
unconditional and irrevocable guarantee 无条件及不可撤回之担保
unconditional cash offer 无条件现金收购建议；无条件现金要约
uncovered call 无备兑认购期权
uncovered option 无备兑期权
uncovered short selling 没有担保的卖空交易
underbooked 认购不足
underlying asset 相关资产；指定资产
underlying securities 相关证券；指定证券
underlying stock 正股
Understanding Stock Options (and Their Risks)(publication) 《理解股票期权（及其风险）》(刊物)
undersubscribed 认购不足
underwrite 包销；承销*
underwriter 包销商；承销商*
underwriting syndicate 包销银团
undistributed profits 未分派溢利；未分派利润
uneven playing field(cf level playing field) 不公平竞争
"unfair prejudice" remedy “不公平损害”补救
unfavourable marks(CCASS) 逆差额(中央结算系统)
unfavourable variance; unfavourable difference 逆差
Unified Exchange Compensation Fund 联合交易所赔偿基金
Uniform Cash Client's Agreement 统一现金客户协议书
Uniform Margin Client's Agreement 统一保证金客户协议书
unincorporated registered person 非成立为有限公司的注册人士
uninterrupted power supply (ups) 不停电电源装置；不间断电源装置
unit trust 单位信托基金
unitary board system 单一董事会制
universal clearing house 统一结算所
unregulated issuer 非受监管发行人
unsecured loan 无抵押贷款
uptick 高于前成交价
uptime 正常运行比率
used market 二手市场
useful life 可用年限
user access 用户终端设施
user acceptance test (UAT) 用户接纳测试；用户接收测试
User ID 用户代号
"user pay" principle “用者自付”原则
VAT see value added tax
VEF see Vendor Electronic Filing System
VSR see Volatility Scan Range
valuation report 估值报告
value added tax (VAT) 增值税
value of equity capital 股本价值
value-added service 增值服务
value-at-risk 风险值；蒙受风险的价值
valuer 估值师
variable contribution 不定额供款
variable-rate mortgage 浮息按揭
variation adjustment 变价调整
Vendor Electronic Filing System (VEF) 供应商电子存档系统
venture capital 创业基金
verification notes 核证附注
vertical spread(options) 跨价买卖(期权)
very substantial acquisition 非常重大的收购事项
very substantial disposal 非常重大的出售事项
vetting 审阅
viatical settlements 保单贴现
Viewing Gallery 访客廊
virtual market 虚拟市场
volatility 波幅
Volatility Scan Range (VSR) 波幅校验范围
WFE see World Federation of Exchanges
waiver 豁免；豁免规定
warrant 权证；认股权证
warranty 保证
wash sale 虚卖；虚售交易；清洗交易
wasting asset(options) 消耗性资产(期权)
Way Forward, The(publication) 《发展路向》(刊物)
Weekly Hong Kong Stock Market Statistics 《每周港股统计数字》
Weighted Index(Taiwan Stock Exchange) 发行量加权股价指数；加权指数
(台湾交易所)
whitewash transaction 清洗交易
wholly-owned subsidiary 全资附属公司
Wide Area Network 广域网络
working capital 营运资金
Working Group on Corporate Communications 公司通讯工作小组
Working Group on Corporate Governance 企业管治工作小组
Working Group on Debt Market 债券市场工作小组
Working Group on New Market Development 新市场发展工作小组
Working Group on Plain Language 浅白语言计划工作小组
Working Group on Review of Financial Regulatory Framework for Intermediaries 中介人财务规管制度工作小组
Working Group on Review of the Financial Regulatory Framework for Licensed Corporations 检讨持牌法团财务规管制度工作小组
Working Group on Stockbroking in Hong Kong 香港证券经纪业工作小组
Working Group on the Business Environment of the Stockbroking Industry 证券经纪业营商环境工作小组
working order 营运买卖盘；营运指令
World Bank 世界银行
World Federation of Exchanges (WFE) 国际证券交易所联会
write a call option 沽出认购期权
write a put option 沽出认沽期权
write off 撇销
writer(options) 卖家(期权)
Yankee bond 美国本土债券；扬基债券
yield 收益率；孳息
yield curve 收益率曲线
yield to maturity 到期收益率
zero coupon bond 零息债券
zero-minus tick 维持前成交价但低于上一个差异价
zero-plus tick 维持前成交价但高于上一个差异价
zero-sum game 零和游戏
zero-trading day 零交易日
Securities and Futures (Professional Investor) Rules 《证券及期货（专业投资者）规则》
Securities and Futures (Recognized Counterparty) Rules 《证券及期货（认可对手方 ）规则》
Securities and Futures (Short Selling Exemption and Stock Lending) Rules 《证券及期货（卖空豁免及证券借出 ）规则》
Securities and Futures (Stock Market Listing) Rules 《证券及期货（在证券市场上市 ）规则》
Securities and Futures (Transfer of Functions - Stock Exchange Company) Order 《证券及期货（转移职能予联交所 ）令》
Securities and Futures Appeals Panel 证券及期货事务上诉委员会
Securities and Futures Appeals Panel (Fee) Order 《证券及期货事务上诉委员会（费用）令》
Securities and Futures Appeals Panel Proceedings Rules 《证券及期货事务上诉委员会程序规则》
Securities and Futures Appeals Tribunal (SFAT) 证券及期货事务上诉审裁处
Securities and Futures Bureau(Taiwan) 证券期货局(台湾)
Securities and Futures Commission, The (SFC) 证券及期货事务监察委员会（证监会）
Securities and Futures Commission (Annual Returns) Rules 《证券及期货事务监察委员会（周年报表）规则》
Securities and Futures Commission (Fees) Rules 《证券及期货事务监察委员会（费用）规则》
Securities and Futures Commission (Levy) (Futures Contracts) Order 《证券及期货事务监察委员会（征费）（期货合约）令》
Securities and Futures Commission (Levy) (Securities) (Amendment) Order 《证券及期货事务监察委员会（征费）（证券）（修订）令》
Securities and Futures Commission (Levy) Rules 《证券及期货事务监察委员会（征费）规则》
Securities and Futures Commission Ordinance 《证券及期货事务监察委员会条例》
Securities and Futures Commission (Transfer of Functions) Order 《证券及期货事务监察委员会（职能移交）令》
Securities and Futures Intermediaries Activities Surveys(SFC) 《证券及期货中介机构业务调查》(证监会)
Securities and Futures Market Development Working Group 证券期货市场发展工作小组
Securities and Futures Ordinance 《证券及期货条例》
Securities and Investment Board (SIB)(UK) 证券及投资管理局(英国)
Securities Association of China, The (SAC) 中国证券业协会
securities borrowing and lending agreement (SBLA) 证券借贷协议书
Securities Brokers Course 证券经纪课程
Securities Brokers Examination 证券经纪考试
securities collateral 证券抵押品
Securities Compensation Fund Committee(SFC) 证券赔偿基金委员会(证监会)
securities lender 证券借出人
securities margin financier 证券保证金融资人
Securities Market Automated Research, Training & Surveillance System (SMARTS) 证券市场资料研究、培训及监察自动化系统
Securities Market Herald (publication) 《证券市场导报》
Securities Offering Issues sub-group 证券发售事宜工作小组
Securities Trading Automated Quotation System (STAQS)(Mainland China) 证券交易自动报价系统(中国内地)
Securities Training Programme 证券业培训课程
securities-on-hold mechanism 冻结股份机制
securitisation 证券化
security 抵押品；担保物*
security arrangement 抵押安排；保障安排
security interest 担保权益
"see-through" price 透视价
segregated trust account 独立信托户口
segregation of securities 证券隔分
SEHK Enquiry Hotline 联交所资讯服务热线
SEHK Monthly Bulletin 《香港联合交易所月刊》
SEHK Options Clearing House Limited, The (SEOCH) 香港联合交易所期权结算所有限公司（联交所期权结算所）
selective marketing basis 选择性销售方式
Self Clearing Participant (SCP) 自行结算参与者
self-clearing 自行结算
self-regulatory organisation; self-regulating organisation 自律监管机构
sell order 卖盘；沽盘
sensitivity analysis 敏感度分析
SEOCH collateral 联交所期权结算所抵押品
SEOCH Participant 联交所期权结算所参与者
separate listing 独立上市
Serial Month Hibor Futures 三个月拆息利率期货
series margin value 系列按金价值
set off 抵销
Settled Position Report(CCASS) 已交收数额报告(中央结算系统)
settlement backlog 交收积压
settlement bank 交收银行
settlement cap 交收上限
settlement date 交收日
settlement instruction (SI) 交收指示
Settlement Instruction Batch Upload(CCASS) 交收指示整批传送(中央结算系统)
settlement instruction transaction “交收指示”交易
settlement period 交收期
Settlement Report(CCASS) 交收报告(中央结算系统)
settlement risk 交收风险
SFC (HKEC Listing) Appeals Committee 证监会（香港交易所上市）上诉委员会
SFC (HKEC Listing) Committee 证监会（香港交易所上市）委员会
SFC (HKEC Listing) Executive 证监会（香港交易所上市）执行人员
SFC Alert 《证监快讯》
SFC Code on MPF Products 《证监会强积金产品守则》
SFC Dual Filing Advisory Group 证监会双重存档事宜顾问小组
SFC Enforcement Reporter 《证监会执法月报》
shadow director 影子董事
Shanghai Municipal Futures Industry Association 上海市期货同业公会
Shanghai Securities Central Clearing and Registration Corporation 上海证券中央登记结算公司
Shanghai Stock Exchange 上海证券交易所
Shanghai United Assets and Equity Exchange 上海联合产权交易所
share capital 股本
share entitlements 股份权益
share exchange 以股换股
share margin finance provider (SMFP) 证券按贷财务提供者
share margin financing 证券保证金融资；股票按贷财务
share option 购股权；股份认购权；认股权；认股期权
share register 股东名册
share registrar 股票过户登记处；过户处
share repurchase 购回股份；股份购回
share scheme 股份计划
shareholder loan 股东贷款
Shareholders Group(SFC) 股东权益小组(证监会)
shareholding 股权
shareware 共用软件
shelf registration facility(US) 暂搁注册；缓行注册(美国)
Shenzhen Securities Clearing Company Limited 深圳证券结算有限公司
Shenzhen Securities Registration Company Limited 深圳证券登记有限公司
Shenzhen Stock Exchange 深圳证券交易所
short call 认购期权空仓；认购短仓
short interest 卖空股份总额
short option 期权短仓
short options contract 期权短仓合约
short position 淡仓；空仓；空头*
short put 认沽期权空仓；认沽短仓
short seller 卖空卖方
short selling 卖空；沽空；抛空
Short Selling Pilot Scheme 股份卖空试验计划
short squeeze 挟仓
short term borrowings 短期举债；短期借贷
short-dated securities 短期证券
short-term money 短期资金
SI Activity Report(CCASS) 交收指示活动报告(中央结算系统)
SI Batch File Service 整批输入交收指示
SI Status Report(CCASS) 交收指示状况报告(中央结算系统)
SI transaction 交收指示的交易
significant shareholder(GEM) 高持股量股东(创业板)
simulation system 模拟系统
Singapore Exchange (SGX) 新加坡交易所
single price auction system 单一价格竞价市场
single share derivative warrant 单一种股份的衍生权证
sinking fund 偿债基金
Sino-foreign equity joint venture 中外合资企业
slow trading 交投呆滞
small cap stock 细价股
Small Order Entry System / Small Order Execution System (SOES)(US) 细盘撮合系统(美国)
Small Order First-In-First-Out 细额先到先得
smart card 聪明卡；醒目卡；灵巧卡
SME Board(Shenzhen Stock Exchange) 中小企业板块(深圳证券交易所)
snapshot 瞬像；瞬态；“定镜”处理
Society for Worldwide Interbank Financial Telecommunications (SWIFT) 环球银行财务电信协会
soft commission 软佣金；非金钱佣金
soft currency 软货币；弱势货币
soft landing 软着陆
soft-dollar benefits 非金钱利益
sole proprietor 独资经营者
source code 源指令码
sovereign debt 外债
sovereign risk 主权风险
Special Levy 特别征费
special limit order 特别限价盘
Special Treasury(Mainland China) 特种国债；特别国债(中国内地)
Special Treatment(Mainland China) 特别处理股(中国内地)
specialised bank 专业银行*
Specialist System(US) “特许证券商”制度(美国)
speed bump 停市措施
spin-off 分拆；分拆上市
split 股份拆细
Split Register 分列登记册
sponsor 保荐人
Sponsor's Declaration 《保荐人声明》
sponsoring broker 保荐经纪
spot market 现货市场
spot month 现货月
spot price 现货价
spread 价位；差价
spread(options) 跨价/跨期式组合(期权)
spread margin 复式按金
spread of holders 持股人的分布情况
spread of sector 行业覆盖层面
spread option 复式期权
spread order 复式盘
spread table 价位表
spread trading 跨期买卖；跨价买卖
squeeze 挟仓
stagflation 滞胀
staggering maturities 交错到期组合
stamp duty 印花税
Stamp Duty Ordinance 《印花税条例》
Standard & Poor's Depository Receipt (SPDR) 标准普尔500综合指数预托证券
Standard & Poor's Rating 标准普尔评级
standard accounting practice 标准会计准则
standard contract 标准合约
standard deviation 标准差
standard deviation of daily return 每日回报标准差
Standard Portfolio Analysis of Risk (SPAN) 标准组合风险分析
standard registration service 标准登记服务
Standing Committee on Company Law Reform (SCCLR) 公司法改革常务委员会
standstill agreement 暂缓还款协议
standstill return 股价不动时回报
State Administration of Foreign Exchange (SAFE)(Mainland China) 国家外汇管理局(中国内地)
State Bureau for Industrial and Commercial Administration
(Mainland China) 国家工商局(中国内地)
State Council Securities Committee(Mainland China) 国务院证券委员会（证券委）(中国内地)
State Economic and Trade Commission(Mainland China) 国家经济贸易委员会（国家经贸委）(中国内地)
state share(Mainland China) 国家股；国有股(中国内地)
State Statistics Bureau(Mainland China) 国家统计局(中国内地)
State Taxation Bureau(Mainland China) 国家税务局(中国内地)
statement of "non-owner movement in equity" 非所有者权益变动表
statement of account 户口结单
statement of adjustments 调整表；调整声明
Statement of Standard Accounting Practice (SSAP) 《会计实务准则》
Statement of Stock Movement(CCASS) 股份转移报告(中央结算系统)
State-owned Assets Supervision and Administration Commission (SASAC) 国有资产监督管理委员会
state-owned enterprise(Mainland China) 国营企业(中国内地)
static information 静态资讯
Status Report on Issuers' Delay in Releasing Results Announcement 有关发行人延迟公布业绩之报告
statutory public welfare fund(Mainland China) 法定公益金(中国内地)
statutory reserve 法定储备
statutory surplus reserve(Mainland China) 法定公积金(中国内地)
Steering Committee on Organisational Review(SEHK) 组织架构检讨指导委员会(联交所)
Steering Committee on the Enhancement of Financial Infrastructure, The (SCEFI) 金融基础设施督导委员会
stock borrowing and lending 股票借贷
stock borrowing and lending position information page(Teletext) 股票借贷数额资料页(大利市)
stock clearing fee 股份结算费
stock code 股份代号；证券代号
stock conversion 股份收纳
stock custody fee 股份托管费
stock deposit fee 股份存入费
Stock Deposit Form 股份存入表格
Stock Exchange Alternative Trading System (SEATS)(UK) 交易所另项交易系统(英国)
Stock Exchange Automated Quotations System (SEAQ)(UK) 交易所自动报价系统(英国)
Stock Exchange Automated Quotations System for International Equities (SEAQI)(UK) 交易所国际自动报价系统(英国)
Stock Exchange Information Services Limited (SEIS) 香港联合交易所资讯服务有限公司
Stock Exchange of Hong Kong Limited, The (SEHK) 香港联合交易所有限公司（联交所）
Stock Exchange of Singapore Dealing and Automated Quotation System (SESDAQ) 新加坡证券交易所交易及自动报价系统
Stock Exchange Trading Right 联交所交易权
Stock Exchanges Unification Ordinance 《证券交易所合并条例》
stock futures 股票期货
stock lender 股票出借人；贷股人
Stock Lender Participant(CCASS Participant) 贷股人参与者(中央结算系统参与者)
Stock Lending Account(clearing) 股票贷出户口(结算)
Stock Market History Project 证券市场历史研究计划
Stock Market Information Donation Programme 股市资料捐赠计划
stock option 股票期权
Stock Options Reference Educator (SCORE) 股票期权参考教育站
stock page(Teletext) 股份页(大利市机)
stock pledgee 股票承押人；股份承押人
Stock Pledgee Participant (CCASS Participants) 股份承押人参与者(中央结算系统参与者)
stock return 股票归还
Stock Segregated Account with Statement Service(CCASS) 附寄结单服务的股份独立户口(中央结算系统)
stock settlement fee 股份交收费
stock split 股份拆细
stock withdrawal fee 股份提取费
Stockbrokers' Association of Hong Kong (1891) 香港股票经纪会（1891年）
stop limit order 止蚀限价盘
stop order; stop-loss order 止蚀盘
straddle(options) 马鞍式组合(期权)
straight bond 普通债券
straight-through processing 直通式交易程序
straightline method of depreciation 直线折旧法
strangle(options) 勒束式组合(期权)
"street name" share certificate “街名”股票；待转名股份
strike price(options) 行使价；敲价(期权)
strong dollar 强势美元
sub-commission 回扣/回抽佣金；倒扣
sub-index 分类指数
sub-ledger 分类账
subordinated loan 附属贷款；后偿贷款
subscription 认购
subscription warrant (vs derivative warrant) 股本权证（相对于衍生权证）
subsidiary 附属公司
substantial shareholder 大股东；主要股东
sub-underwriter 分包销商
summary financial report 财务摘要报告
summary offence 轻微违纪事件/行为
supervisor(Mainland China) 监事(中国内地)
supervisory committee(Mainland China) 监事会(中国内地)
supplemental/supplementary listing document 补充/增补上市文件
supranational entity 超国家机构
surplus reserve 盈余储备
suspended trading; suspension 停牌
suspense account 暂记账
swap 掉期
Swiss Commodities, Futures and Options Association 瑞士商品、期货及期权协会
syndicated credit 银团融资
syndicated lending 银团贷款
syndicated loan 银团贷款
synthetic long call 合成认购期权长仓
synthetic option 合成期权
synthetics 合成工具
system access right 系统联通权
System Access Right Fee(options) 系统联通权收费(期权)
system closure 系统终止
system integrator 系统整合商
system parameter 系统参数
system sizing 制订系统规模
systematic risk 系统性风险
TAIFEX see Taiwan Futures Exchange
TIGER see Taiwan Innovative Growing Entrepreneurs
TIPS see Theoretical Indicative Pricing System(futures)
TOPIC see Teletext Output of Price Information by Computer(UK)
TOPS see Traded OPtions System
TPC see Third Party Clearing
TraHK see Tracker Fund of Hong Kong
T + 2 T + 2 交收期限
T + 2 settlement system T + 2 交收制度
T + 3 Rule(US) T + 3 规则(美国)
tails(options) 极价外期权；无价期权形式
Taiwan Futures Exchange (TAIFEX) 台湾期货交易所
Taiwan Innovative Growing Entrepreneurs (TIGER) 台湾创新成长企业类股
Taiwan Securities Central Depository Company Limited 台湾证券集中保管公司
Taiwan Stock Exchange Corporation 台湾证券交易所
take-up(options) 接收(期权)
takeover 收购
Takeovers & Mergers Panel(SFC) 收购及合并委员会(证监会)
Takeovers Appeal Committee(SFC) 收购上诉委员会(证监会)
tap facility 持续发售机制
tap issue 不限量发行
tariff 交易费
tax avoidance 避税
tax break 税项减免
tax concession 税项减免
tax evasion 逃税
tax rebate; tax refund 退税
tax relief 税务优惠
Taxation Institute of Hong Kong 香港税务学会
technical analysis 技术分析
Teletext 大利市
Teletext carrier charge 大利市网络供应商费用
Teletext Information Service 大利市资讯服务
Teletext Output of Price Information by Computer (TOPIC)(UK) TOPIC 系统(英国)
Teletext page 大利市版页
Teletext video broadcast service 大利市影像广播服务
temporary receipts 暂收款
Temporary Suspension Status Report 有关暂时停牌公司之报告
tender procedure 投标程序
term bond 定期债券
Terms and Conditions for Investor Participants 《投资者户口持有人规则》
terms of reference 职权范围
Theoretical Indicative Pricing System (TIPS)(futures) 理论性参考价格系统(期货)
third liner 三线股
Third Party Clearing (TPC) 第三者结算
throttle rate 节流率
tick (size) 最低上落价位；最低价格变动
tick rule 卖空价规则；限价卖空规则
tick value 价位值
tier(options) 持仓类别(期权)
TIGER Board(Taiwan) 二类股票(台湾)
time premium 时间值
time spread 跨期买卖
time stamp 时间戳记
time value 时间值
tipper 收取内幕消息人士
top up placing 以先旧后新方式配售
top-up 补充
total margin value 总按金价值
total market capitalisation 总市值
township and village enterprises 乡镇企业
track record 业务纪录
Tracker Fund of Hong Kong (TraHK) 盈富基金
trade acceptance 商业承兑汇票
trade amendment 更正交易；成交调整
trade give-ups(options) 交易转移(期权)
trade reversals(options) 逆转交易；取消交易(期权)
trade-for-trade settlement 逐项交收
traded option 在交易所买卖的期权
Traded Options System (TOPS) 股票期权系统
trader jacket 交易员背心
trading ahead 扒头交易
Trading and Settlement Committee 交易及交收委员会
trading booth 交易柜位
trading calendar 交易日表
trading capacity 交易量；交易能力
trading day 交易日
trading facilities 交易设施
Trading Fee 交易费
trading floor; trading hall 交易大堂
trading halt 勒停板
"trading only" stocks “非上市可交易”股份
trading pit 交易圈
trading record 成交纪录
trading tariff(cash market) 交易系统使用费(现货市场)
trading unit 交易单位
trading workstation 交易工作站
trading-only board 纯交易板
Transaction Levy 交易征费
transfer 转拨；转让；过户
transfer agent 过户代理
transfer deed 转手纸
transfer deed stamp duty 过户纸（转让）印花税
transfer fee 过户费
transfer form 转手纸
transferee 承让人；受让人
transferor 转让人
translation 换算；折算
transparency 透明度
Treasuries 国库券
treasury bond futures 国债期货*
treasury stock 库存股份；库存股票；留存股票
trial balance 试算表
triangular debt 三角债
trustee 信托人 ; 受托人
turnover ratio 成交额比率
turnover velocity 交易流通速度
two-sided order 两边客买卖盘
"two-state" option valuation model “二态”期权模式
two-way quote 两边开盘；双边价
UAT see user acceptance test
ups see uninterrupted power supply
ultimate beneficial holder 最终实益持有人
ultimate beneficiary 最终受益人
ultimate originator 最初发起人
umbrella fund 伞子基金
unappropriated profits 未分配溢利；未分配利润
uncertificated shareholder 无凭证式股东
unclaimed brokerage 无人申领之经纪佣金
unconditional and irrevocable guarantee 无条件及不可撤回之担保
unconditional cash offer 无条件现金收购建议；无条件现金要约
uncovered call 无备兑认购期权
uncovered option 无备兑期权
uncovered short selling 没有担保的卖空交易
underbooked 认购不足
underlying asset 相关资产；指定资产
underlying securities 相关证券；指定证券
underlying stock 正股
Understanding Stock Options (and Their Risks)(publication) 《理解股票期权（及其风险）》(刊物)
undersubscribed 认购不足
underwrite 包销；承销*
underwriter 包销商；承销商*
underwriting syndicate 包销银团
undistributed profits 未分派溢利；未分派利润
uneven playing field(cf level playing field) 不公平竞争
"unfair prejudice" remedy “不公平损害”补救
unfavourable marks(CCASS) 逆差额(中央结算系统)
unfavourable variance; unfavourable difference 逆差
Unified Exchange Compensation Fund 联合交易所赔偿基金
Uniform Cash Client's Agreement 统一现金客户协议书
Uniform Margin Client's Agreement 统一保证金客户协议书
unincorporated registered person 非成立为有限公司的注册人士
uninterrupted power supply (ups) 不停电电源装置；不间断电源装置
unit trust 单位信托基金
unitary board system 单一董事会制
universal clearing house 统一结算所
unregulated issuer 非受监管发行人
unsecured loan 无抵押贷款
uptick 高于前成交价
uptime 正常运行比率
used market 二手市场
useful life 可用年限
user access 用户终端设施
user acceptance test (UAT) 用户接纳测试；用户接收测试
User ID 用户代号
"user pay" principle “用者自付”原则
VAT see value added tax
VEF see Vendor Electronic Filing System
VSR see Volatility Scan Range
valuation report 估值报告
value added tax (VAT) 增值税
value of equity capital 股本价值
value-added service 增值服务
value-at-risk 风险值；蒙受风险的价值
valuer 估值师
variable contribution 不定额供款
variable-rate mortgage 浮息按揭
variation adjustment 变价调整
Vendor Electronic Filing System (VEF) 供应商电子存档系统
venture capital 创业基金
verification notes 核证附注
vertical spread(options) 跨价买卖(期权)
very substantial acquisition 非常重大的收购事项
very substantial disposal 非常重大的出售事项
vetting 审阅
viatical settlements 保单贴现
Viewing Gallery 访客廊
virtual market 虚拟市场
volatility 波幅
Volatility Scan Range (VSR) 波幅校验范围
WFE see World Federation of Exchanges
waiver 豁免；豁免规定
warrant 权证；认股权证
warranty 保证
wash sale 虚卖；虚售交易；清洗交易
wasting asset(options) 消耗性资产(期权)
Way Forward, The(publication) 《发展路向》(刊物)
Weekly Hong Kong Stock Market Statistics 《每周港股统计数字》
Weighted Index(Taiwan Stock Exchange) 发行量加权股价指数；加权指数
(台湾交易所)
whitewash transaction 清洗交易
wholly-owned subsidiary 全资附属公司
Wide Area Network 广域网络
working capital 营运资金
Working Group on Corporate Communications 公司通讯工作小组
Working Group on Corporate Governance 企业管治工作小组
Working Group on Debt Market 债券市场工作小组
Working Group on New Market Development 新市场发展工作小组
Working Group on Plain Language 浅白语言计划工作小组
Working Group on Review of Financial Regulatory Framework for Intermediaries 中介人财务规管制度工作小组
Working Group on Review of the Financial Regulatory Framework for Licensed Corporations 检讨持牌法团财务规管制度工作小组
Working Group on Stockbroking in Hong Kong 香港证券经纪业工作小组
Working Group on the Business Environment of the Stockbroking Industry 证券经纪业营商环境工作小组
working order 营运买卖盘；营运指令
World Bank 世界银行
World Federation of Exchanges (WFE) 国际证券交易所联会
write a call option 沽出认购期权
write a put option 沽出认沽期权
write off 撇销
writer(options) 卖家(期权)
Yankee bond 美国本土债券；扬基债券
yield 收益率；孳息
yield curve 收益率曲线
yield to maturity 到期收益率
zero coupon bond 零息债券
zero-minus tick 维持前成交价但低于上一个差异价
zero-plus tick 维持前成交价但高于上一个差异价
zero-sum game 零和游戏
zero-trading day 零交易日
手机网站