股市英语词汇十一
2008-12-17来源:和谐英语
option 期权
option buyer 期权买方
option class 期权类别
option contract 期权合约
option holder 期权持有人
option position 期权持仓
option pricing model 期权定价模式
option seller 期权卖方
option series 期权系列
option valuation 期权定价
option writer 期权卖方
optional registration service 另选登记服务
Options Broker Exchange Participant 期权经纪交易所参与者
Options Clearing Officer 期权结算主任
Options Clearing Officer Examination 期权结算主任考试
Options Clearing Rules 《期权结算规则》
Options Client's Agreement 期权客户协议书
options delivery instruction 期权交付指令
options digital datafeed 期权数码资料传送专线
Options Exchange Participant 期权交易所参与者
Options Information Service 期权资讯服务
options tariff 期权费用
options trade confirmation 期权交易确认书
Options Trading Exchange Participant 期权买卖交易所参与者
Options Trading Officer 期权交易主任
Options Trading Officer and Representative Examinations 期权交易主任及代表考试
Options Trading Representative 期权交易代表
Options Trading Rules 《期权交易规则》
order 买卖盘；买卖指示
order at discretion 全权委托盘
order book 买卖盘纪录；挂盘册
order-driven 以买卖盘带动
order entry 买卖盘输入
order form 盘纸
order input period 输入买卖盘时段
order instruction 入市指令
order matching 对盘
order matching period 对盘时段
order routing 买卖盘传递
Order Routing System (ORS) 买卖盘传递系统
order throughput 买卖盘处理率
ordinary share 普通股
OTC Bulletin Board (US) 场外交易议价板 (美国)
out-of-the-money option 价外期权
output VAT 销项增值税
outstanding contingent liabilities 未偿或然负债
outstanding loan 未偿还借款
outstanding order 未完成买卖盘
outstanding stock 已发行股份/股本/股票
over-allotment option 超额配发权；超额配股权
over-allotment option scheme 超额配发机制
over-the-counter derivative 场外衍生工具
over-the-counter market 场外证券市场
over-the-counter option 场外期权
overall position 整体持仓
overbooked 超额认购
overbought 超买
overnight liquidity(banking) 隔夜流动资金(银行)
Overnight Report Distribution(CCASS) 即夜传送报告资料服务(中央结算系统)
overnight trade 非即日平仓交易
overseas issuer 海外发行人
overseas listed foreign share(Mainland China) 境外上市外资股(中国内地)
oversold 超卖
oversubscribed 超额认购
overtrading 过量交易
PASLA see Pan Asian Securities Lending Association
PBOC see People's Bank of China
PCS see Provisional Clearing Statement
P/E see price/earnings ratio
PECC see Pacific Economic Cooperation Council
PIN see personal identification number
PKI see Public Key Infrastructure
POSIT see Portfolio System for Institutional Traders(Australia)
PNS see Proprietary Network System
PPP see purchasing power parity
PRiME see Portfolio Risk Margining System of HKEx
PSE see Pacific Stock Exchange
PSS see Participant Supplied System
PvP see payment vs payment(banking)
PABX Telephone System 内线电话系统
Pacific Economic Cooperation Council (PECC) 太平洋经济合作会议
Pacific Stock Exchange (PSE) 太平洋证券交易所
Pacific-Basin Capital Markets Research Center 太平洋区资本市场研究中心
paid-up capital; paid-in capital 实缴股本；缴入股本
painting the tape 操纵证券价格
Pan Asian Securities Lending Association (PASLA) 亚洲证券借贷协会
paper gold 纸黄金
paper intensive settlement 票据密集交收
paperless trading 无纸化交易
"paper-to-paper" arrangement 票对票方式
par value 票面值
parent company 母公司
parity(options) 平价(期权)
parity value 平衡价值
partially filled order 部份完成的买卖指示
Participant Access Services(futures) 参与者资料提取系统(期货)
Participant gateway 参与者网间连接器
Participant Supplied System (PSS) 参与者自设系统
Particular Transfer(Mainland China) 特别转让股(中国内地)
partly-paid share 未缴足股份
payment vs payment (PvP)(banking) 汇款同步交收；即时汇款同时交收(银行)
payoff 回报；收益
payoff diagram 收益图
payoff period 回收期；回本期
Payout-Protection Rule(options) “保护偿付”规则(期权)
PC terminal user 个人电脑终端机用户
pegged exchange rate 联系汇率
pegged rate system 联系汇率制；挂钩汇率制
penny stock 细价股；蚊型股
People's Bank of China (PBOC) 中国人民银行
per capita gross domestic product 人均国内生产总值
per capita gross national product 人均国民生产总值
period of solicitation 招售期
Permanent Secretary for Financial Services and the Treasury 财经事务及库务局常任秘书长
perpetual bond 永久债券
personal account dealing guidelines 私人户口交易指引
personal identification number (PIN) 私人密码
phishing 伪冒电子邮件
physical delivery 实物交收
physical inventory 实地盘存
physical market 现货市场
physical price 现货价
physical scrip 实物股票
Pink Sheets (US) “粉红价单”(美国)
pit 交易圈；交易场
pit trading 场内交易
placee 获配售人；承配人
placing 配售
placing agent 配售代理
placing and top-up 以先旧后新方式配售
placing guidelines 配售指引
placing order 落盘
plain vanilla bond 传统债券
plain vanilla warrant 一般权证
pledge 抵押
plus tick 高于前成交价
port fee 接驳站费用；接口费
portfolio 投资组合
Portfolio Analyser(options) 组合分析仪(期权)
portfolio manager 投资组合经理
Portfolio Risk Margining System of HKEx (PRiME) 香港交易所组合风险按金系统
Portfolio System for Institutional Traders (POSIT)(Australia) 机构交易员组合系统(澳洲)
position 持仓；仓；盘；头寸
position adjustment 调整持仓
position limit 持仓限额；持仓上限
position limit ratio 持仓限额比率
position ratio 持仓比例
position risk adjustment 持仓风险调整
position squaring 平仓
position trader(commodity market) 头寸交易商(商品市场)
Positioning for a New Era(publication) 《迈进新纪元》(刊物)
post-listing acquisition 上市后的收购活动
power of attorney 授权书
power of sanction 制裁权
Practice Note 应用指引
PRC issuer 中国内地发行人
predator(takeover) 狙击手(收购)
Predefined Futures Calendar Spreads 预设期货跨期合约
pre-emptive right 优先认购权
preference / preferred share 优先股
preferred ordinary share 优先普通股
Pre-market Opening Mechanism(futures) 开市议价机制(期货)
pre-open allocation session(HKATS) 开市前分配时段(HKATS)
premium 溢价
premium(futures) 高水(期货)
premium(options) 期权金(期权)
premium turnover 期权金成交额
pre-opening session 开市前时段；开市前议价时段
pre-order matching period 对盘前时段
Preparatory Board 筹备董事会
prescribed percentage 指定百分比
previous closing price 前收市价
price cheating 食价
price discovery 市场定价；市场价格厘定；价格发现
price manipulation 操纵价格；造价
price ramping 炒高价格
Price Reporting System(futures) 报价系统(期货)
price spread(options) 跨价买卖(期权)
price/earnings ratio (P/E) 市盈率
price-sensitive information 股价敏感资料；影响股价资料
pricing model 定价模式
primary listing 第一上市
Primary Market Database 上市公司资料库
primary market 集资市场；一级市场*
primary sponsor 主要保荐人
principal account 公司户口
principal supervisor(GEM) 主要主管(创业板)
principle of best execution 以最佳价格执行交易的原则；
以最佳条件执行交易的原则
Priority Construction Treasury(Mainland China) 国家重点建设债券(中国内地)
private fibre optical circuit 自置光纤线路
private placing 私人配售
privately-offered fund 私募基金*
privatisation 私有化；私营化
privileged user 特许使用者
pro forma fully diluted price/earnings ratio 备考全面摊薄市盈率
pro forma statement 备考报表
Process Review Panel 程序覆检委员会
Professional Accountants Ordinance 《专业会计师条例》
Professional Conduct Rules and Regulations(publication) 《专业操守规则及规例》(刊物)
Professional Course for Equity Options Practitioners 股票期权从业员专业课程
profit 溢利；利润；盈利
profit and loss account 损益账
profit forecast 溢利预测
profits attributable to shareholders 股东应占溢利
programme trading 程式买卖；程式交易
project finance 项目融资
Project on the Use of Plain Language 浅白语言计划
Prolonged Suspension Status Report 有关长时间停牌公司之报告
promoter 发起人
property gains tax 物业增值税
property valuer 物业估值师
proposed director 获提名董事
proprietary account 公司专用户口
Proprietary Network System (PNS) 专线网络系统
proprietary routing terminal 专用网络系统
proprietary trading 自营买卖；坐盘
proprietary trading system 专用交易系统
prospectus 招股章程；招股书；发行章程
Protection of Investors Ordinance 《保障投资者条例》
Provident Fund Scheme 公积金计划
provision 条文
provision(accounting) 准备；拨备(会计)
provision for bad and doubtful debts 坏账及呆账拨备
Provisional Clearing Statement (PCS) 临时结算表
provisional letter of allotment 暂定配额通知书
provisional liquidator 临时清盘人
proxy form 代表委任表格；委派代表书
prudence 审慎原则
public address system 公布系统
public censure 公开谴责
Public Debt (Inflation-Linked Subsidy) Treasury(Mainland China) 保值公债(中国内地)
public float 公众持股量
public float capitalisation 公众持股市值
public interest 公众利益
Public Interest Director 公众利益董事
Public Key Infrastructure (PKI) 公开密码匙基础建设
purchasing power parity (PPP) 购买力平价
put option 认沽期权
put warrant 认沽权证
put writer 认沽期权沽出者
QDII see Qualified Domestic Institutional Investor
QFII see Qualified Foreign Institutional Investor
qualification share 资格股
Qualified Domestic Institutional Investor (QDII) 合格境内机构投资者
Qualified Foreign Institutional Investor (QFII) 合格境外机构投资者
qualified institutional buyer 合资格机构买家
qualified opinion 保留意见
Quick Reference Guide(AMS) 简便指南(自动对盘系统)
quiet trading 交投淡静
quotation rules 报价规则
quote 报价；开价盘
quote maintenance report 开盘状况报告
quote request 报价要求；开价盘要求
quote-driven 以报价带动；以开盘带动
Range ELI see Range Equity Linked Instrument
RDDS see Realtime Digital Data Service
REIT see real estate investment trust
repo see repurchase agreement
RFQ see request for quote
RIQ see Recognised Industry Qualifications
RSI see Relative Strength Indicator
RTGS see Real Time Gross Settlement System(HKMA)
raider(takeover) 狙击手(收购)
rally 回升；反弹
ramping 炒高价格
random assignment 随机分配
Range Equity Linked Instrument (Range ELI) “勒束式”股票挂钩票据
ranking liabilities 认可负债
rat trading 老鼠仓活动
rate of return 回报率
real estate investment trust (REIT) 房地产投资信托基金
real exchange rate 实质汇率
real time calculation 实时计算
Real Time Gross Settlement system (RTGS)(HKMA) 即时支付结算系统(金管局)
real time information 即时资讯；实时资讯
realisation 变现
Realtime Digital Data Service (RDDS) 即时数码数据服务
realtime digital datafeed 即时数码资料传送专线
rebate 回扣；回佣；佣金回扣
recapitalisation 资本重整
receiving agent 收款代理
receiving bank 收款银行
Recognised Industry Qualifications (RIQ) 认可行业资格
reconciliation 对账
recoverable VAT 应退增值税
red chip 红筹股
redeemable share 可赎回股份
redemption 赎回；兑付*；还本付息*
rediscount 再贴现
Reference for Disclosures in Annual Reports(publication) 《周年报告的参考披露资料》(刊物)
regional index call warrant 地区性指数认购权证
Regional Monitor 《亚太股市脉络》
register of members 股东名册
registered certificate 记名证书
registered dealer 注册证券商
registered financier 注册融资人
registered firm 注册商号
registered intermediary 注册中介团体
registered owner 登记持有人
registered securities 记名证券
Registered Trader 注册庄家
Registered Treasury(Mainland China) 记账式国库券(中国内地)
registrar 过户登记处；过户处
Registrar of Companies 公司注册处处长
registration and transfer fee 登记过户费
regulated short selling 受监管之股份卖空活动
regulation 监管
regulatory arbitrage 监管套戥
regulatory body 监管机构
regulatory regime 监管制度
rejected sales 反驳交易
related party transaction 关连人士交易
related person 关连人士
relationship of put-call parity 认沽认购等价关系
relative return 相对回报率
Relative Strength Indicator (RSI) 相对强弱指数
rematerialisation 重新实物化
remote trading access 遥距交易设施
remuneration package 薪酬利益
reorganisation 重组
replacement cost 重置成本
Report by the Expert Group to Review the Operation of the Securities and Futures Market Regulatory Structure 《检讨证券及期货市场规管架构运作专家小组报告书》
Report of the Securities Review Committee 《证券业检讨委员会报告书》
Report on Financial Market Review 《金融市场检讨报告》
Report on the Enhancement of the Financial Infrastructure in Hong Kong 《提升香港的金融基础设施报告》
reporting accountant 申报会计师
reporting period 申报期
reprimand 谴责
repurchase 购回；购回股份
repurchase agreement (repo) 回购协议
request for proposal 征求建议书
request for quote (RFQ)(options) 报价要求(期权)
required rate of return 所需回报率
reserve 储备
reserve fund 储备基金
response time 回应时间
responsibility letter 责任承诺书
responsibility statement 责任声明书
restatement of accounts 重整账目
restricted licence bank 有限制牌照银行
restriction notice 限制通知书
results announcement 业绩公布
resumption of trading 复牌；恢复买卖
retail broker 散户经纪
retail information service 零售资讯服务
retail investor 散户投资者；散户
retained capital 留成资金；保留资金
retained earnings; retained income 留存盈利；留存收益
retained profits 留存溢利；留存盈利
Reuters Monitor Equities Investment Service 路透社证券投资传视服务
revaluation 重估
reversal contract(options) 逆转交易合约；取消交易合约(期权)
reverse takeover 反收购
reverse convertibles 反向可转换产品
Revised Guidance Notes Regarding Money Laundering 《防止洗黑钱修订指引》
revised short selling scheme 经修订的股份卖空计划
rights issue 供股；配售新股
risk array algorithm 风险排列算式
risk array margining system 风险排列按金制度
risk array method 风险排列方法
risk control 风险控制
risk disclosure 风险披露
Risk Disclosure Statement(GEM) 风险披露声明书(创业板)
risk evaluation 风险评估
risk identification 风险鉴别
risk management 风险管理
Risk Management Committee 风险管理委员会
risk parameter 风险参数
risk tolerance 风险容限
risk-free interest rate 无风险利率
roadshow 巡回推介
Rolling Forex 日转期汇
roll-over 转仓
round lot 手
"round trip" option transaction “来回”期权交易
round-lot-plus order 非整手买卖盘
router system 买卖盘传递系统
Rules Governing the Listing of Securities on the Growth Enterprise Market of the Stock Exchange of Hong Kong Limited (GEM Listing Rules) 《香港联合交易所有限公司创业板证券上市规则》（《创业板上市规则》）
Rules Governing the Listing of Securities on the Stock Exchange of Hong Kong Limited (Exchange Listing Rules) 《香港联合交易所有限公司证券上市规则》（《证券上市规则》）
Rules of the Exchange 《交易所规则》
runner 驳脚经纪
SAAC see Securities Analysts Association of China
SAC see Securities Association of China, The
SAFE see State Administration of Foreign Exchange(Mainland China)
SASAC see State-owned Assets Supervision and Administration Commission
SBLA see securities borrowing and lending agreement
SCCLR see Standing Committee on Company Law Reform
SCEFI see Steering Committee on the Enhancement of Financial Infrastructure, The
SCORE see Stock Options Reference Educator
SCP see Self Clearing Participant
SDNet see Securities and Derivatives Communication Network
SEAQ see Stock Exchange Automated Quotations System(UK)
SEAQI see Stock Exchange Automated Quotations System for International Equities(UK)
SEATS see Stock Exchange Alternative Trading Service(UK)
SEC see Securities and Exchange Commission(US)
SEHK see Stock Exchange of Hong Kong Limited, The
SEIS see Stock Exchange Information Services Limited
SEOCH see SEHK Options Clearing House Limited, The
SESDAQ see Stock Exchange of Singapore Dealing and Automated Quotation System
SFC see Securities and Futures Commission, The
SFAT see Securities and Futures Appeals Tribunal
SGX see Singapore Exchange
SI see settlement instruction
SIB see Securities and Investment Board(UK)
SMARTS see Securities Market Automated Research, Training & Surveillance System
SMFP see share margin finance provider
SOES see Small Order Entry System/Small Order Execution System(US)
SPAN see Standard Portfolio Analysis of Risk
SPDR see Standard & Poor's Depository Receipt
SRN see Shareholder Reference Number
SSAP see Statement of Standard Accounting Practice
STAQS see Securities Trading Automated Quotation System(Mainland China)
SWIFT see Society for Worldwide Interbank Financial Telecommunications
S&P/HKEx Composite 标准普尔/香港交易所综合指数
S&P/HKEx GEM 标准普尔/香港交易所创业板指数
S&P/HKEx LargeCap 标准普尔/香港交易所大型股指数
S&P/HKEx MidCap 25 标准普尔/香港交易所中型股25指数
S&P/HKEx SmallCap 50 标准普尔/香港交易所小型股50指数
sales representative 营业代表
sales revenue 销售收入
salvage value 残值
same day exercise 同日行使
samurai bond 武士债券
scalable 提高运作的能力
scalping 老鼠仓活动；食价
scheme of arrangement 协议安排；协议计划
screen 荧幕；屏幕*
scrip dividend 以股代息
scrip fee 股票登记费；登记过户费
scrip issue 发行红股
scripless trading 无纸化交易
seasoned securities 优质证券
second board 第二板；第二板市场
second liner; second line stock 二线股
second market 第二板；第二板市场
secondary listing 第二上市
secondary market 交易市场；二级市场
Secretary for Economic Development and Labour 经济发展及劳工局局长
Secretary for Financial Services and the Treasury 财经事务及库务局局长
secured debts 抵押债项
Securities (Clearing Houses) Ordinance 《证券（结算所）条例》
Securities (Dealers, Investment Advisers, Partnerships and Representatives) Rules 《证券（交易商、投资顾问、合伙及代表）规则》
Securities (Disclosure of Interests) Notification History Reports 《证券（披露权益）具报纪录》
Securities (Disclosure of Interests) Notification Summaries(publication) 《证券（披露权益）具报摘要》(刊物)
Securities (Disclosure of Interests) Ordinance 《证券（披露权益）条例》
Securities (Insider Dealing) Ordinance 《证券（内幕交易）条例》
Securities (Margin Financing) (Amendment) Ordinance 2000 《2000年证券（保证金融资）（修订）条例》
Securities (Stock Lending) Rules 《证券（证券借出）规则》
Securities Analysts Association of China (SAAC) 中国证券业协会证券分析师专业委员会
Securities and Derivatives Communication Network (SDNet) 证券及衍生工具团体网络
Securities and Exchange Act(Taiwan) 证券交易法(台湾)
Securities and Exchange Commission (SEC)(US) 证券交易委员会(美国)
Securities and Futures (Clearing Houses) Ordinance 《证券及期货（结算所）条例》
Securities and Futures (Contracts Limits and Reportable Positions) (Amendment) Rules 2003 《2003年证券及期货（合约限量及须申报的持仓量）（修订）规则》
Securities and Futures (Disclosure of Interests - Exclusions) Regulation 《证券及期货（披露权益－免除 ）规例》
Securities and Futures (Disclosure of Interests - Securities Borrowing and Lending) Rules 《证券及期货（披露权益－证券借贷）规则》
option buyer 期权买方
option class 期权类别
option contract 期权合约
option holder 期权持有人
option position 期权持仓
option pricing model 期权定价模式
option seller 期权卖方
option series 期权系列
option valuation 期权定价
option writer 期权卖方
optional registration service 另选登记服务
Options Broker Exchange Participant 期权经纪交易所参与者
Options Clearing Officer 期权结算主任
Options Clearing Officer Examination 期权结算主任考试
Options Clearing Rules 《期权结算规则》
Options Client's Agreement 期权客户协议书
options delivery instruction 期权交付指令
options digital datafeed 期权数码资料传送专线
Options Exchange Participant 期权交易所参与者
Options Information Service 期权资讯服务
options tariff 期权费用
options trade confirmation 期权交易确认书
Options Trading Exchange Participant 期权买卖交易所参与者
Options Trading Officer 期权交易主任
Options Trading Officer and Representative Examinations 期权交易主任及代表考试
Options Trading Representative 期权交易代表
Options Trading Rules 《期权交易规则》
order 买卖盘；买卖指示
order at discretion 全权委托盘
order book 买卖盘纪录；挂盘册
order-driven 以买卖盘带动
order entry 买卖盘输入
order form 盘纸
order input period 输入买卖盘时段
order instruction 入市指令
order matching 对盘
order matching period 对盘时段
order routing 买卖盘传递
Order Routing System (ORS) 买卖盘传递系统
order throughput 买卖盘处理率
ordinary share 普通股
OTC Bulletin Board (US) 场外交易议价板 (美国)
out-of-the-money option 价外期权
output VAT 销项增值税
outstanding contingent liabilities 未偿或然负债
outstanding loan 未偿还借款
outstanding order 未完成买卖盘
outstanding stock 已发行股份/股本/股票
over-allotment option 超额配发权；超额配股权
over-allotment option scheme 超额配发机制
over-the-counter derivative 场外衍生工具
over-the-counter market 场外证券市场
over-the-counter option 场外期权
overall position 整体持仓
overbooked 超额认购
overbought 超买
overnight liquidity(banking) 隔夜流动资金(银行)
Overnight Report Distribution(CCASS) 即夜传送报告资料服务(中央结算系统)
overnight trade 非即日平仓交易
overseas issuer 海外发行人
overseas listed foreign share(Mainland China) 境外上市外资股(中国内地)
oversold 超卖
oversubscribed 超额认购
overtrading 过量交易
PASLA see Pan Asian Securities Lending Association
PBOC see People's Bank of China
PCS see Provisional Clearing Statement
P/E see price/earnings ratio
PECC see Pacific Economic Cooperation Council
PIN see personal identification number
PKI see Public Key Infrastructure
POSIT see Portfolio System for Institutional Traders(Australia)
PNS see Proprietary Network System
PPP see purchasing power parity
PRiME see Portfolio Risk Margining System of HKEx
PSE see Pacific Stock Exchange
PSS see Participant Supplied System
PvP see payment vs payment(banking)
PABX Telephone System 内线电话系统
Pacific Economic Cooperation Council (PECC) 太平洋经济合作会议
Pacific Stock Exchange (PSE) 太平洋证券交易所
Pacific-Basin Capital Markets Research Center 太平洋区资本市场研究中心
paid-up capital; paid-in capital 实缴股本；缴入股本
painting the tape 操纵证券价格
Pan Asian Securities Lending Association (PASLA) 亚洲证券借贷协会
paper gold 纸黄金
paper intensive settlement 票据密集交收
paperless trading 无纸化交易
"paper-to-paper" arrangement 票对票方式
par value 票面值
parent company 母公司
parity(options) 平价(期权)
parity value 平衡价值
partially filled order 部份完成的买卖指示
Participant Access Services(futures) 参与者资料提取系统(期货)
Participant gateway 参与者网间连接器
Participant Supplied System (PSS) 参与者自设系统
Particular Transfer(Mainland China) 特别转让股(中国内地)
partly-paid share 未缴足股份
payment vs payment (PvP)(banking) 汇款同步交收；即时汇款同时交收(银行)
payoff 回报；收益
payoff diagram 收益图
payoff period 回收期；回本期
Payout-Protection Rule(options) “保护偿付”规则(期权)
PC terminal user 个人电脑终端机用户
pegged exchange rate 联系汇率
pegged rate system 联系汇率制；挂钩汇率制
penny stock 细价股；蚊型股
People's Bank of China (PBOC) 中国人民银行
per capita gross domestic product 人均国内生产总值
per capita gross national product 人均国民生产总值
period of solicitation 招售期
Permanent Secretary for Financial Services and the Treasury 财经事务及库务局常任秘书长
perpetual bond 永久债券
personal account dealing guidelines 私人户口交易指引
personal identification number (PIN) 私人密码
phishing 伪冒电子邮件
physical delivery 实物交收
physical inventory 实地盘存
physical market 现货市场
physical price 现货价
physical scrip 实物股票
Pink Sheets (US) “粉红价单”(美国)
pit 交易圈；交易场
pit trading 场内交易
placee 获配售人；承配人
placing 配售
placing agent 配售代理
placing and top-up 以先旧后新方式配售
placing guidelines 配售指引
placing order 落盘
plain vanilla bond 传统债券
plain vanilla warrant 一般权证
pledge 抵押
plus tick 高于前成交价
port fee 接驳站费用；接口费
portfolio 投资组合
Portfolio Analyser(options) 组合分析仪(期权)
portfolio manager 投资组合经理
Portfolio Risk Margining System of HKEx (PRiME) 香港交易所组合风险按金系统
Portfolio System for Institutional Traders (POSIT)(Australia) 机构交易员组合系统(澳洲)
position 持仓；仓；盘；头寸
position adjustment 调整持仓
position limit 持仓限额；持仓上限
position limit ratio 持仓限额比率
position ratio 持仓比例
position risk adjustment 持仓风险调整
position squaring 平仓
position trader(commodity market) 头寸交易商(商品市场)
Positioning for a New Era(publication) 《迈进新纪元》(刊物)
post-listing acquisition 上市后的收购活动
power of attorney 授权书
power of sanction 制裁权
Practice Note 应用指引
PRC issuer 中国内地发行人
predator(takeover) 狙击手(收购)
Predefined Futures Calendar Spreads 预设期货跨期合约
pre-emptive right 优先认购权
preference / preferred share 优先股
preferred ordinary share 优先普通股
Pre-market Opening Mechanism(futures) 开市议价机制(期货)
pre-open allocation session(HKATS) 开市前分配时段(HKATS)
premium 溢价
premium(futures) 高水(期货)
premium(options) 期权金(期权)
premium turnover 期权金成交额
pre-opening session 开市前时段；开市前议价时段
pre-order matching period 对盘前时段
Preparatory Board 筹备董事会
prescribed percentage 指定百分比
previous closing price 前收市价
price cheating 食价
price discovery 市场定价；市场价格厘定；价格发现
price manipulation 操纵价格；造价
price ramping 炒高价格
Price Reporting System(futures) 报价系统(期货)
price spread(options) 跨价买卖(期权)
price/earnings ratio (P/E) 市盈率
price-sensitive information 股价敏感资料；影响股价资料
pricing model 定价模式
primary listing 第一上市
Primary Market Database 上市公司资料库
primary market 集资市场；一级市场*
primary sponsor 主要保荐人
principal account 公司户口
principal supervisor(GEM) 主要主管(创业板)
principle of best execution 以最佳价格执行交易的原则；
以最佳条件执行交易的原则
Priority Construction Treasury(Mainland China) 国家重点建设债券(中国内地)
private fibre optical circuit 自置光纤线路
private placing 私人配售
privately-offered fund 私募基金*
privatisation 私有化；私营化
privileged user 特许使用者
pro forma fully diluted price/earnings ratio 备考全面摊薄市盈率
pro forma statement 备考报表
Process Review Panel 程序覆检委员会
Professional Accountants Ordinance 《专业会计师条例》
Professional Conduct Rules and Regulations(publication) 《专业操守规则及规例》(刊物)
Professional Course for Equity Options Practitioners 股票期权从业员专业课程
profit 溢利；利润；盈利
profit and loss account 损益账
profit forecast 溢利预测
profits attributable to shareholders 股东应占溢利
programme trading 程式买卖；程式交易
project finance 项目融资
Project on the Use of Plain Language 浅白语言计划
Prolonged Suspension Status Report 有关长时间停牌公司之报告
promoter 发起人
property gains tax 物业增值税
property valuer 物业估值师
proposed director 获提名董事
proprietary account 公司专用户口
Proprietary Network System (PNS) 专线网络系统
proprietary routing terminal 专用网络系统
proprietary trading 自营买卖；坐盘
proprietary trading system 专用交易系统
prospectus 招股章程；招股书；发行章程
Protection of Investors Ordinance 《保障投资者条例》
Provident Fund Scheme 公积金计划
provision 条文
provision(accounting) 准备；拨备(会计)
provision for bad and doubtful debts 坏账及呆账拨备
Provisional Clearing Statement (PCS) 临时结算表
provisional letter of allotment 暂定配额通知书
provisional liquidator 临时清盘人
proxy form 代表委任表格；委派代表书
prudence 审慎原则
public address system 公布系统
public censure 公开谴责
Public Debt (Inflation-Linked Subsidy) Treasury(Mainland China) 保值公债(中国内地)
public float 公众持股量
public float capitalisation 公众持股市值
public interest 公众利益
Public Interest Director 公众利益董事
Public Key Infrastructure (PKI) 公开密码匙基础建设
purchasing power parity (PPP) 购买力平价
put option 认沽期权
put warrant 认沽权证
put writer 认沽期权沽出者
QDII see Qualified Domestic Institutional Investor
QFII see Qualified Foreign Institutional Investor
qualification share 资格股
Qualified Domestic Institutional Investor (QDII) 合格境内机构投资者
Qualified Foreign Institutional Investor (QFII) 合格境外机构投资者
qualified institutional buyer 合资格机构买家
qualified opinion 保留意见
Quick Reference Guide(AMS) 简便指南(自动对盘系统)
quiet trading 交投淡静
quotation rules 报价规则
quote 报价；开价盘
quote maintenance report 开盘状况报告
quote request 报价要求；开价盘要求
quote-driven 以报价带动；以开盘带动
Range ELI see Range Equity Linked Instrument
RDDS see Realtime Digital Data Service
REIT see real estate investment trust
repo see repurchase agreement
RFQ see request for quote
RIQ see Recognised Industry Qualifications
RSI see Relative Strength Indicator
RTGS see Real Time Gross Settlement System(HKMA)
raider(takeover) 狙击手(收购)
rally 回升；反弹
ramping 炒高价格
random assignment 随机分配
Range Equity Linked Instrument (Range ELI) “勒束式”股票挂钩票据
ranking liabilities 认可负债
rat trading 老鼠仓活动
rate of return 回报率
real estate investment trust (REIT) 房地产投资信托基金
real exchange rate 实质汇率
real time calculation 实时计算
Real Time Gross Settlement system (RTGS)(HKMA) 即时支付结算系统(金管局)
real time information 即时资讯；实时资讯
realisation 变现
Realtime Digital Data Service (RDDS) 即时数码数据服务
realtime digital datafeed 即时数码资料传送专线
rebate 回扣；回佣；佣金回扣
recapitalisation 资本重整
receiving agent 收款代理
receiving bank 收款银行
Recognised Industry Qualifications (RIQ) 认可行业资格
reconciliation 对账
recoverable VAT 应退增值税
red chip 红筹股
redeemable share 可赎回股份
redemption 赎回；兑付*；还本付息*
rediscount 再贴现
Reference for Disclosures in Annual Reports(publication) 《周年报告的参考披露资料》(刊物)
regional index call warrant 地区性指数认购权证
Regional Monitor 《亚太股市脉络》
register of members 股东名册
registered certificate 记名证书
registered dealer 注册证券商
registered financier 注册融资人
registered firm 注册商号
registered intermediary 注册中介团体
registered owner 登记持有人
registered securities 记名证券
Registered Trader 注册庄家
Registered Treasury(Mainland China) 记账式国库券(中国内地)
registrar 过户登记处；过户处
Registrar of Companies 公司注册处处长
registration and transfer fee 登记过户费
regulated short selling 受监管之股份卖空活动
regulation 监管
regulatory arbitrage 监管套戥
regulatory body 监管机构
regulatory regime 监管制度
rejected sales 反驳交易
related party transaction 关连人士交易
related person 关连人士
relationship of put-call parity 认沽认购等价关系
relative return 相对回报率
Relative Strength Indicator (RSI) 相对强弱指数
rematerialisation 重新实物化
remote trading access 遥距交易设施
remuneration package 薪酬利益
reorganisation 重组
replacement cost 重置成本
Report by the Expert Group to Review the Operation of the Securities and Futures Market Regulatory Structure 《检讨证券及期货市场规管架构运作专家小组报告书》
Report of the Securities Review Committee 《证券业检讨委员会报告书》
Report on Financial Market Review 《金融市场检讨报告》
Report on the Enhancement of the Financial Infrastructure in Hong Kong 《提升香港的金融基础设施报告》
reporting accountant 申报会计师
reporting period 申报期
reprimand 谴责
repurchase 购回；购回股份
repurchase agreement (repo) 回购协议
request for proposal 征求建议书
request for quote (RFQ)(options) 报价要求(期权)
required rate of return 所需回报率
reserve 储备
reserve fund 储备基金
response time 回应时间
responsibility letter 责任承诺书
responsibility statement 责任声明书
restatement of accounts 重整账目
restricted licence bank 有限制牌照银行
restriction notice 限制通知书
results announcement 业绩公布
resumption of trading 复牌；恢复买卖
retail broker 散户经纪
retail information service 零售资讯服务
retail investor 散户投资者；散户
retained capital 留成资金；保留资金
retained earnings; retained income 留存盈利；留存收益
retained profits 留存溢利；留存盈利
Reuters Monitor Equities Investment Service 路透社证券投资传视服务
revaluation 重估
reversal contract(options) 逆转交易合约；取消交易合约(期权)
reverse takeover 反收购
reverse convertibles 反向可转换产品
Revised Guidance Notes Regarding Money Laundering 《防止洗黑钱修订指引》
revised short selling scheme 经修订的股份卖空计划
rights issue 供股；配售新股
risk array algorithm 风险排列算式
risk array margining system 风险排列按金制度
risk array method 风险排列方法
risk control 风险控制
risk disclosure 风险披露
Risk Disclosure Statement(GEM) 风险披露声明书(创业板)
risk evaluation 风险评估
risk identification 风险鉴别
risk management 风险管理
Risk Management Committee 风险管理委员会
risk parameter 风险参数
risk tolerance 风险容限
risk-free interest rate 无风险利率
roadshow 巡回推介
Rolling Forex 日转期汇
roll-over 转仓
round lot 手
"round trip" option transaction “来回”期权交易
round-lot-plus order 非整手买卖盘
router system 买卖盘传递系统
Rules Governing the Listing of Securities on the Growth Enterprise Market of the Stock Exchange of Hong Kong Limited (GEM Listing Rules) 《香港联合交易所有限公司创业板证券上市规则》（《创业板上市规则》）
Rules Governing the Listing of Securities on the Stock Exchange of Hong Kong Limited (Exchange Listing Rules) 《香港联合交易所有限公司证券上市规则》（《证券上市规则》）
Rules of the Exchange 《交易所规则》
runner 驳脚经纪
SAAC see Securities Analysts Association of China
SAC see Securities Association of China, The
SAFE see State Administration of Foreign Exchange(Mainland China)
SASAC see State-owned Assets Supervision and Administration Commission
SBLA see securities borrowing and lending agreement
SCCLR see Standing Committee on Company Law Reform
SCEFI see Steering Committee on the Enhancement of Financial Infrastructure, The
SCORE see Stock Options Reference Educator
SCP see Self Clearing Participant
SDNet see Securities and Derivatives Communication Network
SEAQ see Stock Exchange Automated Quotations System(UK)
SEAQI see Stock Exchange Automated Quotations System for International Equities(UK)
SEATS see Stock Exchange Alternative Trading Service(UK)
SEC see Securities and Exchange Commission(US)
SEHK see Stock Exchange of Hong Kong Limited, The
SEIS see Stock Exchange Information Services Limited
SEOCH see SEHK Options Clearing House Limited, The
SESDAQ see Stock Exchange of Singapore Dealing and Automated Quotation System
SFC see Securities and Futures Commission, The
SFAT see Securities and Futures Appeals Tribunal
SGX see Singapore Exchange
SI see settlement instruction
SIB see Securities and Investment Board(UK)
SMARTS see Securities Market Automated Research, Training & Surveillance System
SMFP see share margin finance provider
SOES see Small Order Entry System/Small Order Execution System(US)
SPAN see Standard Portfolio Analysis of Risk
SPDR see Standard & Poor's Depository Receipt
SRN see Shareholder Reference Number
SSAP see Statement of Standard Accounting Practice
STAQS see Securities Trading Automated Quotation System(Mainland China)
SWIFT see Society for Worldwide Interbank Financial Telecommunications
S&P/HKEx Composite 标准普尔/香港交易所综合指数
S&P/HKEx GEM 标准普尔/香港交易所创业板指数
S&P/HKEx LargeCap 标准普尔/香港交易所大型股指数
S&P/HKEx MidCap 25 标准普尔/香港交易所中型股25指数
S&P/HKEx SmallCap 50 标准普尔/香港交易所小型股50指数
sales representative 营业代表
sales revenue 销售收入
salvage value 残值
same day exercise 同日行使
samurai bond 武士债券
scalable 提高运作的能力
scalping 老鼠仓活动；食价
scheme of arrangement 协议安排；协议计划
screen 荧幕；屏幕*
scrip dividend 以股代息
scrip fee 股票登记费；登记过户费
scrip issue 发行红股
scripless trading 无纸化交易
seasoned securities 优质证券
second board 第二板；第二板市场
second liner; second line stock 二线股
second market 第二板；第二板市场
secondary listing 第二上市
secondary market 交易市场；二级市场
Secretary for Economic Development and Labour 经济发展及劳工局局长
Secretary for Financial Services and the Treasury 财经事务及库务局局长
secured debts 抵押债项
Securities (Clearing Houses) Ordinance 《证券（结算所）条例》
Securities (Dealers, Investment Advisers, Partnerships and Representatives) Rules 《证券（交易商、投资顾问、合伙及代表）规则》
Securities (Disclosure of Interests) Notification History Reports 《证券（披露权益）具报纪录》
Securities (Disclosure of Interests) Notification Summaries(publication) 《证券（披露权益）具报摘要》(刊物)
Securities (Disclosure of Interests) Ordinance 《证券（披露权益）条例》
Securities (Insider Dealing) Ordinance 《证券（内幕交易）条例》
Securities (Margin Financing) (Amendment) Ordinance 2000 《2000年证券（保证金融资）（修订）条例》
Securities (Stock Lending) Rules 《证券（证券借出）规则》
Securities Analysts Association of China (SAAC) 中国证券业协会证券分析师专业委员会
Securities and Derivatives Communication Network (SDNet) 证券及衍生工具团体网络
Securities and Exchange Act(Taiwan) 证券交易法(台湾)
Securities and Exchange Commission (SEC)(US) 证券交易委员会(美国)
Securities and Futures (Clearing Houses) Ordinance 《证券及期货（结算所）条例》
Securities and Futures (Contracts Limits and Reportable Positions) (Amendment) Rules 2003 《2003年证券及期货（合约限量及须申报的持仓量）（修订）规则》
Securities and Futures (Disclosure of Interests - Exclusions) Regulation 《证券及期货（披露权益－免除 ）规例》
Securities and Futures (Disclosure of Interests - Securities Borrowing and Lending) Rules 《证券及期货（披露权益－证券借贷）规则》
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