股市英语词汇九
2008-12-17来源:
ex-dividend basis 除息基准
execution facilities 交易设施
Executive Committee 常务委员会
executive director 执行董事
Exempt Fund Manager 豁免基金经理
exempt listing status 豁免上市地位
Exempt Principal Trader 豁免自营买卖商
exempt trader 豁免交易商
exercise 行使
exercise day (E day) 行使日
exercise period 行使期；行使时限
exercise price 行使价
exercise price interval 行使价间距
exercise style 行使方式
exit price 平仓价
exotic warrant 非标准型认股证；特种认股证
exotic warrant information(Teletext) 特种备兑证资讯(大利市)
expedited registration service 特快过户登记服务
Expert Group to Review the Operation of the Securities and Futures Market Regulatory Structure 检讨证券及期货市场规管架构运作专家小组
expiration date 到期日
expiry date 到期日
expiry month 到期月份
explanatory memorandum 注释备忘录
explanatory statement 说明函件
exponentially-weighted moving average 指数加权移动平均方法
exposure draft 征求意见稿
exposure management 风险管理
Exposure of Draft Code on Corporate Governance Practices and Corporate Governance Report 《企业管治常规守则及企业管治报告征求意见草拟本》
ex-rights 除权
external auditor 外聘核数师；外部核数师
extraordinary general meeting (EGM) 股东特别大会
extraordinary item 非经常项目
extreme move covered fraction 极端波动覆盖分数
extreme move multiplier 极端波动乘数
Fannie Mae see Federal National Mortgage Association
FATF see Financial Action Task Force
FIFO see First in, first out
FOK see Fill-or-Kill
FOMC see Federal Open Market Committee
FRCD see floating rate certificate of deposit
FRN see floating rate note
FRR see Financial Resources Rules
FSA see Financial Services Authority(UK)
face value 面值
Fact Book 《股市资料》
Fact Sheet 《股市资料》
fair market value 公平市值
false market 虚假市场；假市
Far East Exchange, The 远东交易所
fast market 速动市场
fault tolerance 错误包容；故障包容
favourable variance; favourable difference 顺差
feasibility study 可行性研究
Fed wire / Fedwire / FedWire 联邦结算系统
Federal funds 联邦基金
Federal funds rate 联邦基金利率
Federal National Mortgage Association (Fannie Mae) 美国联邦国家房屋贷款协会（房利美）
Federal Open Market Committee (FOMC) 美国联邦公开市场委员会
Federal Reserve System 联邦储备系统
Federation of Shares Registrars Limited 证券登记公司总会有限公司
fellow subsidiary 同系附属公司；同集团附属公司
Fidelity Fund 互保基金
fiduciary 受信人；受托人
fiduciary duty 诚信责任；受信责任
file backup-restore macro 后备资料复原软件
file transfer 档案转换；资料传送
file transfer protocol 档案传送协定
Fill-or-Kill (FOK) 全额或取消；全数执行或立刻取消；全数配对否则取消
Final Clearing Statement(CCASS) 最后结算表(中央结算系统)
final review hearing 最后复核聆讯
Final Settlement Price 最后结算价
Final Settlement Run 最后一轮交收处理程序
Finance Bureau 库务局
finance lease commitment 融资租赁承担
financial accommodation 财务通融
Financial Action Task Force (FATF) 金融行动专责委员会
financial adviser 财务顾问
financial bond 金融债*
financial conglomerate 财资企业集团
Financial Disclosure by Locally Incorporated Authorized Institutions (HKMA) 《本地注册认可机构披露财务资料》(金管局)
financial exposure 财务风险
financial futures 金融期货
financial institution 金融机构
financial instrument 金融工具
financial integrity 财政健全
financial intermediary 金融中介机构/团体
financial intermediation 金融中介现象
financial lease 财务租赁；金融租赁*
financial market 金融市场
Financial Market Development Task Force, The 财经市场发展专责小组
financial regulation 财务监管
financial reporting 财务申报
Financial Resources Rules (FRR) 《财政资源规则》
financial results 财务业绩
financial risk 财务风险
Financial Secretary 财政司司长
Financial Services Act(UK) 《金融服务法令》(英国)
Financial Services Authority (FSA)(UK) 英国金融业管理局
Financial Services and the Treasury Bureau 财经事务及库务局
financial shareholder 财政股东
Financial Supervisory Commission(Taiwan) 金融监督管理委员会（金管会）(台湾)
financial year 财政年度
financier 融资人
FinNet 金融服务网络
firm bid and ask quotations 作实买卖价
firm commitment(underwriting) 坚定承诺(包销)
firm order 公司盘
firm order 实盘
firm position 公司仓；行仓
first in, first out (FIFO) 先进先出
First Supplement to the Addendum to Memorandum of Understanding Governing Listing Matters 上市事宜谅解备忘录补篇(附件一)
Fit and Proper Criteria, The(SFC) 《适当人选的准则》(证监会)
fixed-rate mortgage 定息按揭
floating rate certificate of deposit (FRCD) 浮息存款证
floating rate note (FRN) 浮息票据
floor trader 出市代表；出市员
flotation 挂牌买卖；上市
force majeure 不可抗力
forced buy-in 强制补购
forced liquidation 斩仓
foreign exchange exposure 外汇风险
foreign share(Mainland China) 外资股(中国内地)
forex option 外汇期权
forex swap 外汇掉期
Form for Reporting Dealings in Securities Suspended due to Insufficient Public Float 买卖因公众持股量不足而停牌证券的申报表
forward entitlement 远期权利
frame relay trading network 帧中继交易网；讯框传送交易网络
free convertibility 自由兑换
free float 公众持股量
Free Text Area(Teletext) 新闻栏(大利市机股份页)
fringe market 外围市场
front running 行头盘；扒头交易
front-end load 首次认购费
front-month 即月
front-office system 办公室前线系统
FTSE 富时指数有限公司 (原金融时报指数)
FTSE/Hang Seng Asian sector Indexes 恒生/富时亚洲分类指数
FTSE/Hang Seng Asiatop Index 恒生/富时亚洲大企业指数
FTSE/Hang Seng Indexes 恒生/富时指数系列
FTSE/Xinhua China 25 Index 新华富时中国25指数
full disclosure 全面披露
fully diluted earnings per share 全面摊薄每股盈利
fully paid-up capital 缴足股本
fund accounting approach 资金会计法
fund balancing 资金平衡
fund flow 资金流向
fund manager 基金经理
Fund Manager Code of Conduct(SFC) 《基金经理操守准则》(证监会)
fund statement 资金表
fund unit holder 基金份额持有人*
fund utilisation 资金运用
Futures Compensation Fund 期货赔偿基金
Futures Compensation Fund Committee(SFC) 期货赔偿基金委员会(证监会)
GAAP see Generally Accepted Accounting Principles
GATT see General Agreement on Tariffs and Trade
GCP see General Clearing Participant
GDP see gross domestic product
GDR see global depository receipt
GEI see Growth Enterprise Index
GEM see Growth Enterprise Market
GNP see gross national product
GTC see good-till-cancelled order
GTD see good-till-date order
GTSM see GreTai Securities Market(Taiwan)
gateway(computer) 联系设施；网间连接器(电脑)
gearing ratio 杠杆比率；资本负债比率
GEM Investor Guide 《创业板投资者指南》
GEM Listing Committee 创业板上市委员会
GEM Listing Rules (Rules Governing the Listing of Securities on the Growth Enterprise Market of the Stock Exchange of Hong Kong Limited) 《创业板上市规则》（《香港联合交易所有限公司创业板证券上市规则》）
General Advisory and Support Working Team 一般谘询及支援工作小组
General Agreement on Tariffs and Trade (GATT) 关税及贸易总协定（关贸总协定）
General Clearing Participant (GCP) 全面结算参与者
general ledger 总账
general mandate 一般性授权
general offer 全面收购建议
General Rules of CCASS 《中央结算系统一般规则》
Generally Accepted Accounting Principles (GAAP) 《公认会计原则》
gilt-edged securities 金边证券
give-up(options) 过户(期权)
global bond 环球债券
global depository receipt (GDR) 环球预托证券
Global Equity Market 环球股本证券市场
Globex 全球期货交易系统
going concern(accounting) 持续经营(会计)
good for delivery 合格交付
good-for-day order 即日有效买卖盘
good-till-cancelled order (GTC) 取消前有效买卖盘；无时限盘
good-till-date order (GTD) 到期前有效买卖盘
goods-in-transit 付运中货品
goodwill 商誉
governing law 管制法例
government bond 政府债券；国债*
grace period 宽限期
greenshoe(underwriting) 增售条款(包销)
GreTai Securities Market (GTSM)(Taiwan) 中华民国证券柜台买卖中心(台湾)
gross domestic product (GDP) 本地生产总值；国内生产总值
gross margining 总额按金计算
gross national product (GNP) 国民生产总值
Growth Enterprise Index (GEI) 创业板指数
Growth Enterprise Market (GEM) 创业板
Guarantee Fund 保证基金
Guarantee Scheme 担保计划
guarantee transaction 担保交易
guaranteed unit trust 保本信托基金
guarantor 担保人；保证人
Guidance Note 指引摘要
Guidance Note Continuous Professional Training 《持牌人进行持续培训的指引》
Guidance Note for Persons Advertising or Offering Collective Investment Scheme on the Internet (CIS Internet Guidance Note) 《适用于在互联网上宣传或销售集体投资计划的人士的指引》《集体投资计划互联网指引》
Guidance Note for Short Selling Reporting and Stock Lending Record Keeping Requirements(SFC) 《有关申报卖空活动及备存证券借出纪录规定的指引》(证监会)
Guidance Note on Competence 《持牌人胜任能力的指引》
Guidance Note on Incidental Investment Advice Provided by Solicitors and Accountants(SFC) 《关于律师及会计师提供附带投资意见的指引》(证监会)
Guidance Note on the Application of the Electronic Transactions Ordinance to Contract Notes(SFC) 《有关电子交易条例内适用于成交单据的规定的指引》(证监会)
Guidance Note on Position Limits and Large Open Position Reporting Requirements(SFC) 《持仓限额及大额未平仓合约的申报规定指引》(证监会)
Guide for Directors of Listed Companies 《上市公司董事指引》
Guide on disclosure of price-sensitive information 《股价敏感资料披露指引》
Guideline on Corporate Governance of Locally Incorporated Authorized Institutions(HKMA) 《本地注册认可机构的企业管治指引》(金管局)
Guideline on Role of the Receiving Bank in New Share Issues(HKMA) 《收款银行在新股发行中扮演的角色指引》(金管局)
Guidelines for Electronic Public Offerings(SFC) 《电子公开发售指引》(证监会)
Guidelines for Registered Persons Using the Internet to Collect Applications for Securities in an Initial Public Offering(SFC) 《关于注册人在首次公开发售中利用互联网收集证券认购申请的指引》(证监会)
Guidelines on Hedge Funds Reporting Requirements(SFC) 《对冲基金汇报规定指引》(证监会)
Guidelines on the Vetting and Regulation of Applications for Listing on the GEM in Hong Kong by Mainland Enterprises(Mainland China) 《境内企业申请到香港创业板上市审批与监管指引》(中国内地)
Guidelines on Waivers of Certain Licensing Fees(SFC) 《宽免缴付若干牌照费用的指引》(证监会)
HIBOR see Hong Kong Interbank Offered Rate
HKAOB see Hong Kong Association of Online Brokers, The
HKATS see Hong Kong Futures Automated Trading System
HKCC see HKFE Clearing Corporation Limited
HKEx see Hong Kong Exchanges and Clearing Limited
HKFE see Hong Kong Futures Exchange Limited
HKICPA see Hong Kong Institute of Certified Public Accountants
HKICS see Hong Kong Institute of Company Secretaries, The
HKIFA see Hong Kong Investment Funds Association
HKII see Hong Kong Institute of Investors
HKIMR see Hong Kong Institute for Monetary Research
HKMA see Hong Kong Monetary Authority
HKSCC see Hong Kong Securities Clearing Company Limited
HKSIR see Hong Kong Standards on Investment Circular Reporting Engagements
HS100 see Hang Seng 100
HSAI see Hang Seng Asia Index
HSCCI see Hang Seng China-Affiliated Corporations Index
HSCEI see Hang Seng China Enterprises Index
HSCI see Hang Seng Composite Index
HSHKCI see Hang Seng Hong Kong Composite Index
HSHKLI see Hang Seng HK LargeCap Index
HSHKMI see Hang Seng HK MidCap Index
HSHKSI see Hang Seng HK SmallCap Index
HSI see Hang Seng Index
HSITI see Hang Seng IT Index
HSITP see Hang Seng IT Portfolio Index
HSLRI see Hang Seng London Reference Index
HSMLCI see Hang Seng Mainland Composite Index
HSMLFI see Hang Seng Mainland Freefloat Index
haircut 折扣；减省
Handbook on Disciplinary Proceedings 《纪律处分程序手册》
Hang Seng 100 (HS100) 恒生100
Hang Seng Asia Index (HSAI) 恒生亚洲指数
Hang Seng China-Affiliated CorporationsIndex (HSCCI) 恒生香港中资企业指数（中资企业指数）
Hang Seng China Enterprises Index (HSCEI) 恒生中国企业指数（恒生国企指数）
Hang Seng Composite Index (HSCI) 恒生综合指数
Hang Seng Freefloat 50 恒生流通50
Hang Seng Freefloat Composite Index (HSFCI) 恒生流通综合指数
Hang Seng Freefloat HK 25 恒生流通香港25
Hang Seng Freefloat Mainland 25 恒生流通中国内地25
Hang Seng HK Freefloat Index (HSHKFI) 恒生香港流通指数
Hang Seng HK LargeCap Index (HSHKLI) 恒生香港大型股指数
Hang Seng HK MidCap Index (HSHKMI) 恒生香港中型股指数
Hang Seng HK SmallCap Index (HSHKSI) 恒生香港小型股指数
Hang Seng Hong Kong Composite Index(HSHKCI) 恒生香港综合指数
Hang Seng Index (HSI) 恒生指数
Hang Seng Index Futures 恒指期货
Hang Seng Index Options 恒指期权
Hang Seng IT Index (HSITI) 恒生资讯科技指数
Hang Seng IT Portfolio Index (HSITP) 恒生资讯科技组合指数
Hang Seng London Reference Index (HSLRI) 恒生伦敦参考指数
Hang Seng Mainland Composite Index(HSMLCI) 恒生中国内地综合指数
Hang Seng Mainland Freefloat Index(HSMLFI) 恒生中国内地流通指数
hard currency 硬货币；价值稳定的货币
hawking of securities 兜售证券
heavy trading 交投畅旺
hedge fund 对冲基金
hedging 对冲
hedging ratio 对冲比率
Heritage Foundation, The(US) 传统基金会(美国)
HIBOR Futures Market Update 《港元利率期货市场通讯》
HIBOR Futures Strip 港元利率期货迭期
hidden-size order 隐藏交易额买卖盘
high leveraged investment 高杠杆效应的投资
historical cost 历史成本
historical volatility 历史波幅
HKEx (China) Limited 香港交易所(中国)有限公司
HKEx Information Services Limited 香港交易所资讯服务有限公司
HKEx Share Information Board 香港交易所股份资讯板
HKFE Clearing Corporation Limited (HKCC) 香港期货结算有限公司
HKSCC Nominees Limited 香港中央结算（代理人）有限公司
hold matched SI 暂缓执行配对交收指示
Holder of Stock Exchange Trading Right 联交所交易权持有人
holding company 控股公司；母公司
hong 行
Hong Kong Association of Banks 香港银行公会
Hong Kong Association of Financial Advisors 香港财务顾问学会
Hong Kong Association of Online Brokers,The (HKAOB) 香港网上经纪协会
Hong Kong Capital Markets Association 香港资本市场公会
Hong Kong Chinese Enterprises Association 香港中国企业协会
Hong Kong Codes on Takeovers and Mergers and Share Repurchases(publication) 《香港公司收购、合并及股份购回守则》(刊物)
Hong Kong Exchanges and Clearing Limited (HKEx) 香港交易及结算所有限公司（香港交易所）
Hong Kong Exchanges and Clearing Limited Beijing Representative Office 香港交易及结算所有限公司北京代表处
Hong Kong Financial Markets Association 香港财资市场公会
Hong Kong Financial Markets Development Limited 香港金融市场发展有限公司
Hong Kong Futures Automated Trading System (HKATS) HKATS电子交易系统
Hong Kong Futures Exchange Limited (HKFE) 香港期货交易所有限公司（期交所）
Hong Kong General Chamber of Commerce, The 香港总商会
Hong Kong Institute for Monetary Research (HKIMR) 香港金融研究中心
Hong Kong Institute of Certified Public Accountants (HKICPA) 香港会计师公会
Hong Kong Institute of Company Secretaries, The (HKICS) 香港公司秘书公会
Hong Kong Institute of Directors, The 香港董事学会
Hong Kong Institute of Financial Analysts and Professional Commentators, The 香港专业财经分析及评论家协会
Hong Kong Institute of Investment Analysts 香港投资分析员公会
Hong Kong Institute of Investors (HKII) 香港投资者学会
Hong Kong Interbank Clearing Limited 香港银行同业结算有限公司
Hong Kong Interbank Offered Rate (HIBOR) 香港银行同业拆息；港元同业拆息
Hong Kong International Arbitration Centre 香港国际仲裁中心
Hong Kong Investment Funds Association (HKIFA) 香港投资基金公会
Hong Kong Management Association 香港管理专业协会
Hong Kong Monetary Authority (HKMA) 香港金融管理局（金管局）
Hong Kong Mortgage Corporation Limited, The 香港按揭证券有限公司
Hong Kong Securities Clearing Company Limited (HKSCC) 香港中央结算有限公司（香港结算）
Hong Kong Securities Industry, The(publication) 《香港证券业参考手册》(刊物)
Hong Kong Securities Institute 香港证券专业学会
Hong Kong Securities Market Archives and Artifacts Collection Campaign 香港证券市场文献及文物征集计划
Hong Kong Securities Professionals Alumni Association 香港证券业同学会
Hong Kong Securities Professionals Association 香港证券学会
Hong Kong Securities Training Sponsorship Foundation 香港证券培训赞助基金
Hong Kong Society of Financial Analysts 香港财经分析师学会
Hong Kong Standards on Investment Circular Reporting Engagements (HKSIR) 香港投资通函呈报准则
Hong Kong Stock Exchange, The 香港经纪商会（1914年）；
香港证券交易所（1947年）
Hong Kong Stockbrokers Association 香港证券经纪业协会
Hong Kong Stockbrokers' Association (1921) 香港股份商会（1921年）
Hong Kong Venture Capital Association 香港创业投资协会
horizontal spread 跨期买卖
house account 公司户口
house position 公司仓
How to Create Clear Announcements(publication)(SFC) 《如何撰写清楚易明的公布》(刊物)(证监会)
H-shares Index Futures H股指数期货
H-shares Index Options H股指数期权
HSI International Limited 恒指国际有限公司
HSI Services Limited 恒指服务有限公司
hyperlink 超连结
IAS see International Accounting Standards
IASC see International Accounting Standards Committee
ICA England & Wales see Institute of Chartered Accountants in England and Wales
ICPA see Institute of Certified Public Accountants(US)
IEP see Indicative Equilibrium Price
IEV see Indicative Equilibrium Volume
IFC see International Finance Corporation
iIPO see Internet Initial Public Offering service
IMF see International Monetary Fund
IMRO see Investment Management Regulatory Organisation
IOC see Immediate-or-Cancel
IoD see Institute of Directors(UK)
IOMA see International Options Markets Association
IOSCO see International Organisation of Securities Commissions
IP see Investor Participant
IPMA see International Primary Markets Association
IPO see initial public offering
ISD see Investment Services Directive(European Union)
ISDA see International Swaps and Derivatives Association
ISFO see International Stock Futures and Options
ISIN see International Securities Identification Numbers
ISMA see International Securities Markets Association
ISO see International Organisation for Standardisation
ISSA see International Securities Services Association
IVRS see Interactive voice Response System
Ian Hay Davison Report (ie Report of the Securities Review Committee) 戴维森报告书（即 证券业检讨委员会报告书）
illiquidity 流通性不足；流动性不足
Immediate-or-Cancel (IOC) 即时或取消
immobilisation of share certificate 股票非流动化
implied volatility 引伸波幅
inactive order 不动盘
income approach 收益法
indebtedness 债务
indebtedness date 负债日
indebtedness statement 债务报表
independent adviser 独立顾问
independent financial adviser 独立财务顾问
Independent Investigation Board 独立调查局
independent non-executive director 独立非执行董事
index arbitrage 指数套戥
index basket order 一篮子指数买卖盘
index bond 指数债券
index call warrant 指数认购权证
index depository receipt / index share 指数预托证券
index futures 指数期货
Index of Economic Freedom 经济自由指数
index participation unit 指数参与单位
index swap 指数掉期
index warrant 指数权证
index-linked product 与指数挂钩的金融产品
indicated issue price 参考发行价
Indicative Equilibrium Price (IEP) 参考平衡价格
Indicative Equilibrium Volume (IEV) 参考平衡成交量
indicative price 指示价格
indicative terms sheet(warrants) 发行资料摘要(权证)
individual client 个人客户
Individual Exchange Participant 个人交易所参与者
Individual Investor Account 个人投资者户口
individual rating(banking) 自主评级(银行)
Individual Substantial Shareholders Notification 个人大股东具报书
industry scheme 行业基金
inflation indexed monetary policy 通胀指标货币政策
information dissemination 资讯发放；资讯发布
information memorandum 资料备忘录
information service 资讯服务
information vendor 资讯供应商
infrastructure project 基建工程；基建项目
initial listing fee 首次上市费
initial margin(futures) 基本按金(期货)
initial public offering (IPO) 首次公开招股；初次公开招股
Initial Public Offerings Progress Report 首次公开招股之进度报告
initial subscription price 初步认购价
Inland Revenue Ordinance 《税务条例》
inner reserve 内部储备
Innovation and Technology Fund 创新及科技基金
input VAT 进项增值税
insider dealer 内幕交易者
insider dealing 内幕交易
Insider Dealing Tribunal 内幕交易审裁处
insolvency 无力偿债；无偿债能力；资不抵债
insolvency risk 偿债能力风险
inspection visit 查访
Institute of Certified Public Accountants (ICPA)(US) 执业会计师公会(美国)
Institute of Chartered Accountants in England and Wales (ICA England & Wales) 英格兰及威尔斯特许会计师公会
Institute of Chartered Financial Analysts 特许财务分析员公会
Institute of Directors (IoD)(UK) 公司董事学会(英国)
Institute of Financial Planners of Hong Kong, The 香港财务策划师学会
Institute of Securities Dealers 证券商协会
institutional advancement 结构改进
institutional client 机构客户
institutional investor 机构投资者
institutional risk 机构风险
instrument of transfer 过户文件
intangible asset 无形资产
integrated trading and clearing system 交易及结算综合系统
Interactive voice Response System (IVRS) 互动语音电话系统
interbank market 银行同业拆借市场
interest collar; interest rate collar 利率衔接
interest cover; interest coverage 盈利对利息倍数
interest-rate ceiling 利率上限
interest-rate futures 利率期货
interest rate subsidy(Mainland China) 利息补贴(中国内地)
interest-rate swap 利率掉期；利率调期*
Interest Rate Swap Futures 利率掉期期货
interfacing 界面联系
interim report 中期报告
Inter-Market Coordination Committee 跨市场协调委员会
intermediary 中介机构；中介团体
intermediate holding company 中介控股公司
intermediation 中介现象
internal audit 内部稽核
internal auditor 内部核数师
internal censure 内部谴责
internal control 内部监控
Internal Control Regulations 《内部监控规例》
International Accounting Standards (IAS) 国际会计准则
International Accounting Standards Committee (IASC) 国际会计准则委员会
International Committee on the Listing of New Enterprises 新企业上市国际委员会
International Finance Corporation (IFC) 国际金融公司
International Financial Action Task Force 国际金融行动专责小组
International Monetary Fund (IMF) 国际货币基金
International Options Markets Association (IOMA) 国际期权市场协会
International Organisation for Standardisation (ISO) 国际标准化组织
International Organisation of Securities Commissions (IOSCO) 国际证券事务监察委员会组织（国际证监会组织）
International Primary Markets Association (IPMA) 国际集资市场协会
International Securities Identification Numbers (ISIN) 国际证券号码
International Securities Markets Association (ISMA) 国际证券市场协会
International Securities Numbering System 国际证券号码编制系统
International Securities Services Association (ISSA) 国际证券服务业联会
International Stock Futures and Options(ISFO) 国际股票期货及期权
International Swaps and Derivatives Association (ISDA) 国际掉期业务及衍生投资工具协会
execution facilities 交易设施
Executive Committee 常务委员会
executive director 执行董事
Exempt Fund Manager 豁免基金经理
exempt listing status 豁免上市地位
Exempt Principal Trader 豁免自营买卖商
exempt trader 豁免交易商
exercise 行使
exercise day (E day) 行使日
exercise period 行使期；行使时限
exercise price 行使价
exercise price interval 行使价间距
exercise style 行使方式
exit price 平仓价
exotic warrant 非标准型认股证；特种认股证
exotic warrant information(Teletext) 特种备兑证资讯(大利市)
expedited registration service 特快过户登记服务
Expert Group to Review the Operation of the Securities and Futures Market Regulatory Structure 检讨证券及期货市场规管架构运作专家小组
expiration date 到期日
expiry date 到期日
expiry month 到期月份
explanatory memorandum 注释备忘录
explanatory statement 说明函件
exponentially-weighted moving average 指数加权移动平均方法
exposure draft 征求意见稿
exposure management 风险管理
Exposure of Draft Code on Corporate Governance Practices and Corporate Governance Report 《企业管治常规守则及企业管治报告征求意见草拟本》
ex-rights 除权
external auditor 外聘核数师；外部核数师
extraordinary general meeting (EGM) 股东特别大会
extraordinary item 非经常项目
extreme move covered fraction 极端波动覆盖分数
extreme move multiplier 极端波动乘数
Fannie Mae see Federal National Mortgage Association
FATF see Financial Action Task Force
FIFO see First in, first out
FOK see Fill-or-Kill
FOMC see Federal Open Market Committee
FRCD see floating rate certificate of deposit
FRN see floating rate note
FRR see Financial Resources Rules
FSA see Financial Services Authority(UK)
face value 面值
Fact Book 《股市资料》
Fact Sheet 《股市资料》
fair market value 公平市值
false market 虚假市场；假市
Far East Exchange, The 远东交易所
fast market 速动市场
fault tolerance 错误包容；故障包容
favourable variance; favourable difference 顺差
feasibility study 可行性研究
Fed wire / Fedwire / FedWire 联邦结算系统
Federal funds 联邦基金
Federal funds rate 联邦基金利率
Federal National Mortgage Association (Fannie Mae) 美国联邦国家房屋贷款协会（房利美）
Federal Open Market Committee (FOMC) 美国联邦公开市场委员会
Federal Reserve System 联邦储备系统
Federation of Shares Registrars Limited 证券登记公司总会有限公司
fellow subsidiary 同系附属公司；同集团附属公司
Fidelity Fund 互保基金
fiduciary 受信人；受托人
fiduciary duty 诚信责任；受信责任
file backup-restore macro 后备资料复原软件
file transfer 档案转换；资料传送
file transfer protocol 档案传送协定
Fill-or-Kill (FOK) 全额或取消；全数执行或立刻取消；全数配对否则取消
Final Clearing Statement(CCASS) 最后结算表(中央结算系统)
final review hearing 最后复核聆讯
Final Settlement Price 最后结算价
Final Settlement Run 最后一轮交收处理程序
Finance Bureau 库务局
finance lease commitment 融资租赁承担
financial accommodation 财务通融
Financial Action Task Force (FATF) 金融行动专责委员会
financial adviser 财务顾问
financial bond 金融债*
financial conglomerate 财资企业集团
Financial Disclosure by Locally Incorporated Authorized Institutions (HKMA) 《本地注册认可机构披露财务资料》(金管局)
financial exposure 财务风险
financial futures 金融期货
financial institution 金融机构
financial instrument 金融工具
financial integrity 财政健全
financial intermediary 金融中介机构/团体
financial intermediation 金融中介现象
financial lease 财务租赁；金融租赁*
financial market 金融市场
Financial Market Development Task Force, The 财经市场发展专责小组
financial regulation 财务监管
financial reporting 财务申报
Financial Resources Rules (FRR) 《财政资源规则》
financial results 财务业绩
financial risk 财务风险
Financial Secretary 财政司司长
Financial Services Act(UK) 《金融服务法令》(英国)
Financial Services Authority (FSA)(UK) 英国金融业管理局
Financial Services and the Treasury Bureau 财经事务及库务局
financial shareholder 财政股东
Financial Supervisory Commission(Taiwan) 金融监督管理委员会（金管会）(台湾)
financial year 财政年度
financier 融资人
FinNet 金融服务网络
firm bid and ask quotations 作实买卖价
firm commitment(underwriting) 坚定承诺(包销)
firm order 公司盘
firm order 实盘
firm position 公司仓；行仓
first in, first out (FIFO) 先进先出
First Supplement to the Addendum to Memorandum of Understanding Governing Listing Matters 上市事宜谅解备忘录补篇(附件一)
Fit and Proper Criteria, The(SFC) 《适当人选的准则》(证监会)
fixed-rate mortgage 定息按揭
floating rate certificate of deposit (FRCD) 浮息存款证
floating rate note (FRN) 浮息票据
floor trader 出市代表；出市员
flotation 挂牌买卖；上市
force majeure 不可抗力
forced buy-in 强制补购
forced liquidation 斩仓
foreign exchange exposure 外汇风险
foreign share(Mainland China) 外资股(中国内地)
forex option 外汇期权
forex swap 外汇掉期
Form for Reporting Dealings in Securities Suspended due to Insufficient Public Float 买卖因公众持股量不足而停牌证券的申报表
forward entitlement 远期权利
frame relay trading network 帧中继交易网；讯框传送交易网络
free convertibility 自由兑换
free float 公众持股量
Free Text Area(Teletext) 新闻栏(大利市机股份页)
fringe market 外围市场
front running 行头盘；扒头交易
front-end load 首次认购费
front-month 即月
front-office system 办公室前线系统
FTSE 富时指数有限公司 (原金融时报指数)
FTSE/Hang Seng Asian sector Indexes 恒生/富时亚洲分类指数
FTSE/Hang Seng Asiatop Index 恒生/富时亚洲大企业指数
FTSE/Hang Seng Indexes 恒生/富时指数系列
FTSE/Xinhua China 25 Index 新华富时中国25指数
full disclosure 全面披露
fully diluted earnings per share 全面摊薄每股盈利
fully paid-up capital 缴足股本
fund accounting approach 资金会计法
fund balancing 资金平衡
fund flow 资金流向
fund manager 基金经理
Fund Manager Code of Conduct(SFC) 《基金经理操守准则》(证监会)
fund statement 资金表
fund unit holder 基金份额持有人*
fund utilisation 资金运用
Futures Compensation Fund 期货赔偿基金
Futures Compensation Fund Committee(SFC) 期货赔偿基金委员会(证监会)
GAAP see Generally Accepted Accounting Principles
GATT see General Agreement on Tariffs and Trade
GCP see General Clearing Participant
GDP see gross domestic product
GDR see global depository receipt
GEI see Growth Enterprise Index
GEM see Growth Enterprise Market
GNP see gross national product
GTC see good-till-cancelled order
GTD see good-till-date order
GTSM see GreTai Securities Market(Taiwan)
gateway(computer) 联系设施；网间连接器(电脑)
gearing ratio 杠杆比率；资本负债比率
GEM Investor Guide 《创业板投资者指南》
GEM Listing Committee 创业板上市委员会
GEM Listing Rules (Rules Governing the Listing of Securities on the Growth Enterprise Market of the Stock Exchange of Hong Kong Limited) 《创业板上市规则》（《香港联合交易所有限公司创业板证券上市规则》）
General Advisory and Support Working Team 一般谘询及支援工作小组
General Agreement on Tariffs and Trade (GATT) 关税及贸易总协定（关贸总协定）
General Clearing Participant (GCP) 全面结算参与者
general ledger 总账
general mandate 一般性授权
general offer 全面收购建议
General Rules of CCASS 《中央结算系统一般规则》
Generally Accepted Accounting Principles (GAAP) 《公认会计原则》
gilt-edged securities 金边证券
give-up(options) 过户(期权)
global bond 环球债券
global depository receipt (GDR) 环球预托证券
Global Equity Market 环球股本证券市场
Globex 全球期货交易系统
going concern(accounting) 持续经营(会计)
good for delivery 合格交付
good-for-day order 即日有效买卖盘
good-till-cancelled order (GTC) 取消前有效买卖盘；无时限盘
good-till-date order (GTD) 到期前有效买卖盘
goods-in-transit 付运中货品
goodwill 商誉
governing law 管制法例
government bond 政府债券；国债*
grace period 宽限期
greenshoe(underwriting) 增售条款(包销)
GreTai Securities Market (GTSM)(Taiwan) 中华民国证券柜台买卖中心(台湾)
gross domestic product (GDP) 本地生产总值；国内生产总值
gross margining 总额按金计算
gross national product (GNP) 国民生产总值
Growth Enterprise Index (GEI) 创业板指数
Growth Enterprise Market (GEM) 创业板
Guarantee Fund 保证基金
Guarantee Scheme 担保计划
guarantee transaction 担保交易
guaranteed unit trust 保本信托基金
guarantor 担保人；保证人
Guidance Note 指引摘要
Guidance Note Continuous Professional Training 《持牌人进行持续培训的指引》
Guidance Note for Persons Advertising or Offering Collective Investment Scheme on the Internet (CIS Internet Guidance Note) 《适用于在互联网上宣传或销售集体投资计划的人士的指引》《集体投资计划互联网指引》
Guidance Note for Short Selling Reporting and Stock Lending Record Keeping Requirements(SFC) 《有关申报卖空活动及备存证券借出纪录规定的指引》(证监会)
Guidance Note on Competence 《持牌人胜任能力的指引》
Guidance Note on Incidental Investment Advice Provided by Solicitors and Accountants(SFC) 《关于律师及会计师提供附带投资意见的指引》(证监会)
Guidance Note on the Application of the Electronic Transactions Ordinance to Contract Notes(SFC) 《有关电子交易条例内适用于成交单据的规定的指引》(证监会)
Guidance Note on Position Limits and Large Open Position Reporting Requirements(SFC) 《持仓限额及大额未平仓合约的申报规定指引》(证监会)
Guide for Directors of Listed Companies 《上市公司董事指引》
Guide on disclosure of price-sensitive information 《股价敏感资料披露指引》
Guideline on Corporate Governance of Locally Incorporated Authorized Institutions(HKMA) 《本地注册认可机构的企业管治指引》(金管局)
Guideline on Role of the Receiving Bank in New Share Issues(HKMA) 《收款银行在新股发行中扮演的角色指引》(金管局)
Guidelines for Electronic Public Offerings(SFC) 《电子公开发售指引》(证监会)
Guidelines for Registered Persons Using the Internet to Collect Applications for Securities in an Initial Public Offering(SFC) 《关于注册人在首次公开发售中利用互联网收集证券认购申请的指引》(证监会)
Guidelines on Hedge Funds Reporting Requirements(SFC) 《对冲基金汇报规定指引》(证监会)
Guidelines on the Vetting and Regulation of Applications for Listing on the GEM in Hong Kong by Mainland Enterprises(Mainland China) 《境内企业申请到香港创业板上市审批与监管指引》(中国内地)
Guidelines on Waivers of Certain Licensing Fees(SFC) 《宽免缴付若干牌照费用的指引》(证监会)
HIBOR see Hong Kong Interbank Offered Rate
HKAOB see Hong Kong Association of Online Brokers, The
HKATS see Hong Kong Futures Automated Trading System
HKCC see HKFE Clearing Corporation Limited
HKEx see Hong Kong Exchanges and Clearing Limited
HKFE see Hong Kong Futures Exchange Limited
HKICPA see Hong Kong Institute of Certified Public Accountants
HKICS see Hong Kong Institute of Company Secretaries, The
HKIFA see Hong Kong Investment Funds Association
HKII see Hong Kong Institute of Investors
HKIMR see Hong Kong Institute for Monetary Research
HKMA see Hong Kong Monetary Authority
HKSCC see Hong Kong Securities Clearing Company Limited
HKSIR see Hong Kong Standards on Investment Circular Reporting Engagements
HS100 see Hang Seng 100
HSAI see Hang Seng Asia Index
HSCCI see Hang Seng China-Affiliated Corporations Index
HSCEI see Hang Seng China Enterprises Index
HSCI see Hang Seng Composite Index
HSHKCI see Hang Seng Hong Kong Composite Index
HSHKLI see Hang Seng HK LargeCap Index
HSHKMI see Hang Seng HK MidCap Index
HSHKSI see Hang Seng HK SmallCap Index
HSI see Hang Seng Index
HSITI see Hang Seng IT Index
HSITP see Hang Seng IT Portfolio Index
HSLRI see Hang Seng London Reference Index
HSMLCI see Hang Seng Mainland Composite Index
HSMLFI see Hang Seng Mainland Freefloat Index
haircut 折扣；减省
Handbook on Disciplinary Proceedings 《纪律处分程序手册》
Hang Seng 100 (HS100) 恒生100
Hang Seng Asia Index (HSAI) 恒生亚洲指数
Hang Seng China-Affiliated CorporationsIndex (HSCCI) 恒生香港中资企业指数（中资企业指数）
Hang Seng China Enterprises Index (HSCEI) 恒生中国企业指数（恒生国企指数）
Hang Seng Composite Index (HSCI) 恒生综合指数
Hang Seng Freefloat 50 恒生流通50
Hang Seng Freefloat Composite Index (HSFCI) 恒生流通综合指数
Hang Seng Freefloat HK 25 恒生流通香港25
Hang Seng Freefloat Mainland 25 恒生流通中国内地25
Hang Seng HK Freefloat Index (HSHKFI) 恒生香港流通指数
Hang Seng HK LargeCap Index (HSHKLI) 恒生香港大型股指数
Hang Seng HK MidCap Index (HSHKMI) 恒生香港中型股指数
Hang Seng HK SmallCap Index (HSHKSI) 恒生香港小型股指数
Hang Seng Hong Kong Composite Index(HSHKCI) 恒生香港综合指数
Hang Seng Index (HSI) 恒生指数
Hang Seng Index Futures 恒指期货
Hang Seng Index Options 恒指期权
Hang Seng IT Index (HSITI) 恒生资讯科技指数
Hang Seng IT Portfolio Index (HSITP) 恒生资讯科技组合指数
Hang Seng London Reference Index (HSLRI) 恒生伦敦参考指数
Hang Seng Mainland Composite Index(HSMLCI) 恒生中国内地综合指数
Hang Seng Mainland Freefloat Index(HSMLFI) 恒生中国内地流通指数
hard currency 硬货币；价值稳定的货币
hawking of securities 兜售证券
heavy trading 交投畅旺
hedge fund 对冲基金
hedging 对冲
hedging ratio 对冲比率
Heritage Foundation, The(US) 传统基金会(美国)
HIBOR Futures Market Update 《港元利率期货市场通讯》
HIBOR Futures Strip 港元利率期货迭期
hidden-size order 隐藏交易额买卖盘
high leveraged investment 高杠杆效应的投资
historical cost 历史成本
historical volatility 历史波幅
HKEx (China) Limited 香港交易所(中国)有限公司
HKEx Information Services Limited 香港交易所资讯服务有限公司
HKEx Share Information Board 香港交易所股份资讯板
HKFE Clearing Corporation Limited (HKCC) 香港期货结算有限公司
HKSCC Nominees Limited 香港中央结算（代理人）有限公司
hold matched SI 暂缓执行配对交收指示
Holder of Stock Exchange Trading Right 联交所交易权持有人
holding company 控股公司；母公司
hong 行
Hong Kong Association of Banks 香港银行公会
Hong Kong Association of Financial Advisors 香港财务顾问学会
Hong Kong Association of Online Brokers,The (HKAOB) 香港网上经纪协会
Hong Kong Capital Markets Association 香港资本市场公会
Hong Kong Chinese Enterprises Association 香港中国企业协会
Hong Kong Codes on Takeovers and Mergers and Share Repurchases(publication) 《香港公司收购、合并及股份购回守则》(刊物)
Hong Kong Exchanges and Clearing Limited (HKEx) 香港交易及结算所有限公司（香港交易所）
Hong Kong Exchanges and Clearing Limited Beijing Representative Office 香港交易及结算所有限公司北京代表处
Hong Kong Financial Markets Association 香港财资市场公会
Hong Kong Financial Markets Development Limited 香港金融市场发展有限公司
Hong Kong Futures Automated Trading System (HKATS) HKATS电子交易系统
Hong Kong Futures Exchange Limited (HKFE) 香港期货交易所有限公司（期交所）
Hong Kong General Chamber of Commerce, The 香港总商会
Hong Kong Institute for Monetary Research (HKIMR) 香港金融研究中心
Hong Kong Institute of Certified Public Accountants (HKICPA) 香港会计师公会
Hong Kong Institute of Company Secretaries, The (HKICS) 香港公司秘书公会
Hong Kong Institute of Directors, The 香港董事学会
Hong Kong Institute of Financial Analysts and Professional Commentators, The 香港专业财经分析及评论家协会
Hong Kong Institute of Investment Analysts 香港投资分析员公会
Hong Kong Institute of Investors (HKII) 香港投资者学会
Hong Kong Interbank Clearing Limited 香港银行同业结算有限公司
Hong Kong Interbank Offered Rate (HIBOR) 香港银行同业拆息；港元同业拆息
Hong Kong International Arbitration Centre 香港国际仲裁中心
Hong Kong Investment Funds Association (HKIFA) 香港投资基金公会
Hong Kong Management Association 香港管理专业协会
Hong Kong Monetary Authority (HKMA) 香港金融管理局（金管局）
Hong Kong Mortgage Corporation Limited, The 香港按揭证券有限公司
Hong Kong Securities Clearing Company Limited (HKSCC) 香港中央结算有限公司（香港结算）
Hong Kong Securities Industry, The(publication) 《香港证券业参考手册》(刊物)
Hong Kong Securities Institute 香港证券专业学会
Hong Kong Securities Market Archives and Artifacts Collection Campaign 香港证券市场文献及文物征集计划
Hong Kong Securities Professionals Alumni Association 香港证券业同学会
Hong Kong Securities Professionals Association 香港证券学会
Hong Kong Securities Training Sponsorship Foundation 香港证券培训赞助基金
Hong Kong Society of Financial Analysts 香港财经分析师学会
Hong Kong Standards on Investment Circular Reporting Engagements (HKSIR) 香港投资通函呈报准则
Hong Kong Stock Exchange, The 香港经纪商会（1914年）；
香港证券交易所（1947年）
Hong Kong Stockbrokers Association 香港证券经纪业协会
Hong Kong Stockbrokers' Association (1921) 香港股份商会（1921年）
Hong Kong Venture Capital Association 香港创业投资协会
horizontal spread 跨期买卖
house account 公司户口
house position 公司仓
How to Create Clear Announcements(publication)(SFC) 《如何撰写清楚易明的公布》(刊物)(证监会)
H-shares Index Futures H股指数期货
H-shares Index Options H股指数期权
HSI International Limited 恒指国际有限公司
HSI Services Limited 恒指服务有限公司
hyperlink 超连结
IAS see International Accounting Standards
IASC see International Accounting Standards Committee
ICA England & Wales see Institute of Chartered Accountants in England and Wales
ICPA see Institute of Certified Public Accountants(US)
IEP see Indicative Equilibrium Price
IEV see Indicative Equilibrium Volume
IFC see International Finance Corporation
iIPO see Internet Initial Public Offering service
IMF see International Monetary Fund
IMRO see Investment Management Regulatory Organisation
IOC see Immediate-or-Cancel
IoD see Institute of Directors(UK)
IOMA see International Options Markets Association
IOSCO see International Organisation of Securities Commissions
IP see Investor Participant
IPMA see International Primary Markets Association
IPO see initial public offering
ISD see Investment Services Directive(European Union)
ISDA see International Swaps and Derivatives Association
ISFO see International Stock Futures and Options
ISIN see International Securities Identification Numbers
ISMA see International Securities Markets Association
ISO see International Organisation for Standardisation
ISSA see International Securities Services Association
IVRS see Interactive voice Response System
Ian Hay Davison Report (ie Report of the Securities Review Committee) 戴维森报告书（即 证券业检讨委员会报告书）
illiquidity 流通性不足；流动性不足
Immediate-or-Cancel (IOC) 即时或取消
immobilisation of share certificate 股票非流动化
implied volatility 引伸波幅
inactive order 不动盘
income approach 收益法
indebtedness 债务
indebtedness date 负债日
indebtedness statement 债务报表
independent adviser 独立顾问
independent financial adviser 独立财务顾问
Independent Investigation Board 独立调查局
independent non-executive director 独立非执行董事
index arbitrage 指数套戥
index basket order 一篮子指数买卖盘
index bond 指数债券
index call warrant 指数认购权证
index depository receipt / index share 指数预托证券
index futures 指数期货
Index of Economic Freedom 经济自由指数
index participation unit 指数参与单位
index swap 指数掉期
index warrant 指数权证
index-linked product 与指数挂钩的金融产品
indicated issue price 参考发行价
Indicative Equilibrium Price (IEP) 参考平衡价格
Indicative Equilibrium Volume (IEV) 参考平衡成交量
indicative price 指示价格
indicative terms sheet(warrants) 发行资料摘要(权证)
individual client 个人客户
Individual Exchange Participant 个人交易所参与者
Individual Investor Account 个人投资者户口
individual rating(banking) 自主评级(银行)
Individual Substantial Shareholders Notification 个人大股东具报书
industry scheme 行业基金
inflation indexed monetary policy 通胀指标货币政策
information dissemination 资讯发放；资讯发布
information memorandum 资料备忘录
information service 资讯服务
information vendor 资讯供应商
infrastructure project 基建工程；基建项目
initial listing fee 首次上市费
initial margin(futures) 基本按金(期货)
initial public offering (IPO) 首次公开招股；初次公开招股
Initial Public Offerings Progress Report 首次公开招股之进度报告
initial subscription price 初步认购价
Inland Revenue Ordinance 《税务条例》
inner reserve 内部储备
Innovation and Technology Fund 创新及科技基金
input VAT 进项增值税
insider dealer 内幕交易者
insider dealing 内幕交易
Insider Dealing Tribunal 内幕交易审裁处
insolvency 无力偿债；无偿债能力；资不抵债
insolvency risk 偿债能力风险
inspection visit 查访
Institute of Certified Public Accountants (ICPA)(US) 执业会计师公会(美国)
Institute of Chartered Accountants in England and Wales (ICA England & Wales) 英格兰及威尔斯特许会计师公会
Institute of Chartered Financial Analysts 特许财务分析员公会
Institute of Directors (IoD)(UK) 公司董事学会(英国)
Institute of Financial Planners of Hong Kong, The 香港财务策划师学会
Institute of Securities Dealers 证券商协会
institutional advancement 结构改进
institutional client 机构客户
institutional investor 机构投资者
institutional risk 机构风险
instrument of transfer 过户文件
intangible asset 无形资产
integrated trading and clearing system 交易及结算综合系统
Interactive voice Response System (IVRS) 互动语音电话系统
interbank market 银行同业拆借市场
interest collar; interest rate collar 利率衔接
interest cover; interest coverage 盈利对利息倍数
interest-rate ceiling 利率上限
interest-rate futures 利率期货
interest rate subsidy(Mainland China) 利息补贴(中国内地)
interest-rate swap 利率掉期；利率调期*
Interest Rate Swap Futures 利率掉期期货
interfacing 界面联系
interim report 中期报告
Inter-Market Coordination Committee 跨市场协调委员会
intermediary 中介机构；中介团体
intermediate holding company 中介控股公司
intermediation 中介现象
internal audit 内部稽核
internal auditor 内部核数师
internal censure 内部谴责
internal control 内部监控
Internal Control Regulations 《内部监控规例》
International Accounting Standards (IAS) 国际会计准则
International Accounting Standards Committee (IASC) 国际会计准则委员会
International Committee on the Listing of New Enterprises 新企业上市国际委员会
International Finance Corporation (IFC) 国际金融公司
International Financial Action Task Force 国际金融行动专责小组
International Monetary Fund (IMF) 国际货币基金
International Options Markets Association (IOMA) 国际期权市场协会
International Organisation for Standardisation (ISO) 国际标准化组织
International Organisation of Securities Commissions (IOSCO) 国际证券事务监察委员会组织（国际证监会组织）
International Primary Markets Association (IPMA) 国际集资市场协会
International Securities Identification Numbers (ISIN) 国际证券号码
International Securities Markets Association (ISMA) 国际证券市场协会
International Securities Numbering System 国际证券号码编制系统
International Securities Services Association (ISSA) 国际证券服务业联会
International Stock Futures and Options(ISFO) 国际股票期货及期权
International Swaps and Derivatives Association (ISDA) 国际掉期业务及衍生投资工具协会
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