股市英语词汇六
2008-12-18来源:和谐英语
卖空 short selling
卖空空仓 open short position
卖空股份总额 short interest
卖空价规则 tick rule
卖空卖方 short seller
卖家(期权) writer(options)
卖价 offer price
卖盘 sell order
卖盘价 ask price; asked price
账面值 book value
账面记录 book entry
账面净值 net book value
账面过账 book entry
账龄分析 aging analysis of accounts
《适用于在互联网上宣传或销售集体投资计划的人士的指引》 Guidance Note for Persons Advertising or Offering Collective Investment Schemes on the Internet (CIS Internet Guidance Note)
《适当人选的准则》(证监会) The Fit and Proper Criteria(SFC)
迁册 change of domicile
销售收入 sales revenue
销项增值税 output VAT
饵盘 bait order
余额 balance
学术界谘询委员会(证监会) Academic Advisory Committee(SFC)
学术评审谘询委员会(证监会) Academic and Accreditation Advisory Committee (AAAC)(SFC)
凭证式股东 certificated shareholder
凭证式国库券(中国内地) Certificate Treasury(Mainland China)
《操守准则》 Code of Conduct
操纵价格 price manipulation
担保人 guarantor
担保交易 guarantee transaction
担保物* collateral; security
担保计划 Guarantee Scheme
担保权益 security interest
整合 consolidation; integration
整批输入交收指示 SI Batch File Service
整体持仓 overall position
机构交易员组合系统(澳洲) Portfolio System for Institutional Traders (POSIT)(Australia)
机构投资者 institutional investor
机构客户 institutional client
机构计划书(证监会) Corporate Plan(SFC)
机构风险 institutional risk
历史成本 historical cost
历史波幅 historical volatility
澳洲证券交易所 Australian Stock Exchange (ASX)
澳洲证券及投资监察委员会（澳洲证监会） Australian Securities and Investments Commission (ASIC)
独立上市 separate listing
独立非执行董事 independent non-executive director
独立信托户口 segregated trust account
独立财务顾问 independent financial adviser
独立调查局 Independent Investigation Board
独立顾问 independent adviser
独资经营者 sole proprietor
穆迪投资评级 Moody's Investment Grade
积欠款项 arrears
融通票据 accommodation bill
融资人 financier
融资租赁承担 finance lease commitment
谘询委员会(证监会) Advisory Committee(SFC)
输入买卖盘时段 order input period
“输入与核对分工”功能(中央结算系统) maker-checker facility(CCASS)
办公室前线系统 front-office system
办公室后勤/后勤运作系统 back-office system
迟报交易 late reported sales
选时交易 market timing
选择性销售方式 selective marketing basis
醒目卡 smart card
错误包容 fault tolerance
错误交易合约 mistraded contract
错误陈述 misstatement
随意提增法 arbitrary scale up method
随机分配 random assignment
静态资讯 static information
头寸 position
头寸交易商(商品市场) position trader(commodity market)
头盘 at-the-opening order
龙债券 dragon bond
偿债能力风险 insolvency risk
偿债基金 sinking fund
优先股 preference share; preferred share
优先普通股 preferred ordinary share
优先认购权 pre-emptive right
优质证券 seasoned securities
应付即日差额缴款 intra-day marks payment obligations
应付账款 accounts payable
应用指引 Practice Note
应用研究基金 Applied Research Fund
应用程式界面 Application Programming Interface (API)
应收账款 accounts receivable
应占股权 attributable equity interest
应计收益 accrued revenue
应计利息 accrued interest
应计制(会计) accrual basis(accounting)
应计费用 accrued expenses
应退增值税 recoverable VAT
拟定开市价格 Calculated Opening Price (COP)
档案传送协定 file transfer protocol
档案转换 file transfer
检讨持牌法团财务规管制度工作小组 Working Group on Review of the Financial Regulatory Framework for Licensed Corporations
检讨证券及期货市场规管架构运作专家小组 Expert Group to Review the Operation of the Securities and Futures Market Regulatory Structure
《检讨证券及期货市场规管架构运作专家小组报告书》 Report by the Expert Group to Review the Operation of the Securities and Futures Market Regulatory Structure
营业日 business day
营业代表 sales representative
营运指令 working order
营运风险 operational risk
营运/营业租赁 operating lease
营运买卖盘 working order
营运资金 working capital
烛柱图 candlestick chart
获分配人士 assignee
获配售人 placee
获配发人 allottee
获提名董事 proposed director
环球股本证券市场 Global Equity Market
环球债券 global bond
环球预托证券 global depository receipt (GDR)
环球银行财务电信协会 Society for Worldwide Interbank Financial Telecommunications (SWIFT)
瞬像 / 瞬态(电脑) snapshot(computer)
总市值 total market capitalisation; aggregate market value
总按金价值 total margin value
总持仓限额 gross limit
总账 general ledger
总额按金计算 gross margining
联交所交易权 Stock Exchange Trading Right
联交所交易权持有人 Holder of Stock Exchange Trading Right
联交所期权结算所抵押品 SEOCH collateral
联交所期权结算所参与者 SEOCH Participant
联交所资讯服务热线 SEHK Enquiry Hotline
联名个人投资者户口 Joint Individual Investor Account
联合交易所赔偿基金 Unified Exchange Compensation Fund
联合受托人 co-trustee
联邦基金 Federal funds
联邦基金利率 Federal funds rate
联邦结算系统 Fed wire; Fedwire; FedWire
联邦储备系统 Federal Reserve System
联席保荐人 co-sponsor
联席经办人 co-manager
联网 networking
联线投资服务 on-line investment service
联机界面联系 on-line interface
联营公司 associated company; associate company; associate
联系人士 associate
联系设施(电脑) gateway(computer)
联系汇率 pegged exchange rate
联系汇率制 pegged rate system
联系证明书 / 信心保证书 comfort letter
联属公司 affiliated company; affiliate
聪明咭 smart card
临时清盘人 provisional liquidator
临时结算表 Provisional Clearing Statement (PCS)
薪酬利益 remuneration package
豁免 / 豁免规定 waiver
豁免上市地位 exempt listing status
豁免交易商 exempt trader
豁免自营买卖商 Exempt Principal Trader
豁免基金经理 Exempt Fund Manager
购回 / 购回股份 repurchase; share repurchase
购股权 share option
购买力平价 purchasing power parity (PPP)
避税 tax avoidance
《迈进新纪元》(刊物) Positioning for a New Era(publication)
还本付息* redemption
还盘 counter order
锅炉室 boiler room
隐藏交易额买卖盘 hidden-size order
点子 basis point
储备 reserve
储备基金 reserve fund
戴维森报告书（即 证券业检讨委员会报告书） Ian Hay Davison Report (ie Report of the Securities Review Committee)
渎职行为 misconduct
浏览及挑选 browse and pick
简便指南(自动对盘系统) Quick Reference Guide(AMS)
职工股(中国内地) employee share(Mainland China)
职能划分制度 / 职能分管制度 Chinese Wall
《职业退休计划条例》 Occupational Retirement Schemes Ordinance
职权范围 terms of reference
蓝筹股 blue chip
转手纸 transfer deed; transfer form
转仓 roll-over
转配股(中国内地) individually held state and legal-person share; transfer right share(Mainland China)
转拨 transfer
转让 assignment; transfer
转让人 assignor; transferor
锁仓 locked position
双重上市 / 双边上市 dual listing
双重存档制度；双重呈报规定 dual filing
双边净额结算 bilateral netting
双边价 two-way quote
离岸金融中心 offshore financial centre
离岸盈利重组 offshore profit regrouping
离岸基金 offshore fund
离岸调期 offshore swap
离差(统计) dispersion(statistics)
离场交易 off-floor trading; off-board trading
离场买卖盘 off-floor order
额外按金 additional margin
坏账 bad debt
坏账及呆账拨备/备抵 provision for bad and doubtful debts;
allowance for bad and doubtful debts
缴入股本 paid-up capital; paid-in capital
缴足股本 fully paid-up capital
《2000年证券（保证金融资）（修订）条例》 Securities (Margin Financing) (Amendment) Ordinance 2000
《证券（内幕交易）条例》 Securities (Insider Dealing) Ordinance
《证券（交易商、投资顾问、合伙及代表）规则》 Securities (Dealers, Investment Advisers, Partnerships and Representatives) Rules
《证券（披露权益）具报纪录》 Securities (Disclosure of Interests) Notification History Reports
《证券（披露权益）具报摘要》(刊物) Securities (Disclosure of Interests) Notification Summaries(publication)
《证券（披露权益）条例》 Securities (Disclosure of Interests) Ordinance
《证券（结算所）条例》 Securities (Clearing Houses) Ordinance
《证券（证券借出）规则》 Securities (Stock Lending) Rules
《证券上市规则》（《香港联合交易所有限公司证券上市规则》） Exchange Listing Rules (Rules Governing the Listing of Securities on the Stock Exchange of Hong Kong Limited)
证券化 securitisation
证券及投资管理局(英国) Securities and Investment Board (SIB)(UK)
证券及衍生工具团体网络 Securities and Derivatives Communication Network (SDNet)
《证券及期货（在证券市场上市 ）规则》 Securities and Futures (Stock Market Listing) Rules
《证券及期货（披露权益－免除 ）规例》 Securities and Futures (Disclosure of Interests - Exclusions) Regulation
《证券及期货（披露权益－证券借贷）规则》 Securities and Futures (Disclosure of Interests - Securities Borrowing and Lending) Rules
《证券及期货（专业投资者）规则》 Securities and Futures (Professional Investor) Rules
《证券及期货（结算所）条例》 Securities and Futures (Clearing Houses) Ordinance
《证券及期货（认可对手方 ）规则》 Securities and Futures (Recognized Counterparty) Rules
《证券及期货（卖空豁免及证券借出）规则》 Securities and Futures (Short Selling Exemption and Stock Lending) Rules
《证券及期货（转移职能予联交所 ）令》 Securities and Futures (Transfer of Functions - Stock Exchange Company) Order
《证券及期货（稳定价格）规则》 Securities and Futures (Price Stabilising) Rules
《证券及期货中介机构业务调查》(证监会) Securities and Futures Intermediaries Activities Surveys(SFC)
《证券及期货市场改革政策文件》 A Policy Paper on Securities and Futures Market Reform
证券及期货事务上诉委员会 Securities and Futures Appeals Panel (SFAT)
《证券及期货事务上诉委员会（费用）令》 Securities and Futures Appeals Panel (Fee) Order
《证券及期货事务上诉委员会程序规则》 Securities and Futures Appeals Panel Proceedings Rules
证券及期货事务上诉审裁处 Securities and Futures Appeals Tribunal
证券及期货事务监察委员会（证监会） The Securities and Futures Commission (SFC)
《证券及期货事务监察委员会（费用）规则》 Securities and Futures Commission (Fees) Rules
《证券及期货事务监察委员会（周年报表）规则》 Securities and Futures Commission (Annual Returns) Rules
《证券及期货事务监察委员会（职能移交）令》 Securities and Futures Commission (Transfer of Functions) Order
《证券及期货事务监察委员会（征费）（证券）（修订）令》 Securities and Futures Commission (Levy) (Securities) (Amendment) Order
《证券及期货事务监察委员会（征费）规则》 Securities and Futures Commission (Levy) Rules
《证券及期货事务监察委员会（征费）（期货合约）令》 Securities and Futures Commission (Levy) (Futures Contracts) Order
《证券及期货事务监察委员会条例》 Securities and Futures Commission Ordinance
《证券及期货事务监察委员会注册人操守准则》 Code of Conduct for Persons Registered with the Securities and Futures Commission
《证券及期货条例》 Securities and Futures Ordinance
证券代号 stock code
《证券代号名录》 List of Stock Codes
证券市场分析文凭深造课程 Diploma Course in Advanced Securities Market Analysis
证券市场资料研究、培训及监察自动化系统 Securities Market Automated Research, Training & Surveillance System (SMARTS)
《证券市场导报》 Securities Market Herald (publication)
证券市场历史研究计划 Stock Market History Project
证券交易自动报价系统(中国内地) Securities Trading Automated Quotation System(STAQS)(Mainland China)
证券交易委员会(美国) Securities and Exchange Commission (SEC) (US)
《证券交易所合并条例》 Stock Exchanges Unification Ordinance
证券交易法(台湾) Securities and Exchange Act(Taiwan)
证券交易纪录(光碟) Trade Record (Equity)(CD Rom)
证券合伙商号 dealing partnership
证券批销经纪 jobber
证券抵押品 securities collateral
证券的认可价值 admissible securities value
证券保证金融资 share margin financing
证券保证金融资人 securities margin financier
证券按贷财务提供者 share margin finance provider (SMFP)
证券借出人 securities lender
证券借贷协议书 securities borrowing and lending agreement (SBLA)
证券商 dealer
证券商代表 dealer's representative
证券商协会 Institute of Securities Dealers
证券商董事 dealing director
证券登记公司总会有限公司 Federation of Shares Registrars Limited
证券发售事宜工作小组 Securities Offering Issues sub-group
证券期货市场发展工作小组 Securities and Futures Market Development Working Group
证券期货局(台湾) Securities and Futures Bureau(Taiwan)
证券汇集转按 margin pooling
证券业培训课程 Securities Training Programme
《证券业检讨委员会报告书》 Report of the Securities Review Committee
证券经纪考试 Securities Brokers Examination
证券经纪业营商环境工作小组 Working Group on the Business Environment of the Stockbroking Industry
证券经纪课程 Securities Brokers Course
证券经销经纪 jobber
证券经销经纪印花税 jobber stamp duty
证券隔分 segregation of securities
证券赔偿基金委员会(证监会) Securities Compensation Fund Committee(SFC)
《证监快讯》 SFC Alert
《证监会执法月报》 SFC Enforcement Reporter
《证监会强积金产品守则》 SFC Code on MPF Products
证监会双重存档事宜顾问小组 SFC Dual Filing Advisory Group
《关于建立无纸化证券市场的建议的谘询文件》(证监会) Consultation Paper on Proposals for a Scripless Securities Market(SFC)
《关于律师及会计师提供附带投资意见的指引》(证监会) Guidance Note on Incidental Investment Advice Provided by Solicitors and Accountants(SFC)
《关于注册人在首次公开发售中利用互联网收集证券认购申请的指引》(证监会) Guidelines for Registered Persons Using the Internet to Collect Applications for Securities in an Initial Public Offering(SFC)
关连人士 connected person
关连人士交易 related party transaction
关连交易 connected transaction
关税及贸易总协定（关贸总协定） General Agreement on Tariffs and Trade (GATT)
竞价市场 auction market
竞价投标 auction
竞价限价盘 at-auction limit order
竞价盘 at-auction order
筹备董事会 Preparatory Board
议价交易 negotiated transaction
谴责 reprimand; censure
摊销 amortisation
摊薄 dilution
权益列表 entitlement table
权益法(会计) equity method(accounting)
权益股本 equity capital; equity share capital
权益报表(中央结算系统) Entitlement Statement(CCASS)
权责发生制*(会计) accrual basis(accounting)
权衡报告制度 differential reporting
权证 warrant
赎回 redemption
赎回溢价(债券) call premium(bonds)
变现 realisation
变换交易(期权) conversion(options)
变价调整 variation adjustment
智能卡 smart card
卖空空仓 open short position
卖空股份总额 short interest
卖空价规则 tick rule
卖空卖方 short seller
卖家(期权) writer(options)
卖价 offer price
卖盘 sell order
卖盘价 ask price; asked price
账面值 book value
账面记录 book entry
账面净值 net book value
账面过账 book entry
账龄分析 aging analysis of accounts
《适用于在互联网上宣传或销售集体投资计划的人士的指引》 Guidance Note for Persons Advertising or Offering Collective Investment Schemes on the Internet (CIS Internet Guidance Note)
《适当人选的准则》(证监会) The Fit and Proper Criteria(SFC)
迁册 change of domicile
销售收入 sales revenue
销项增值税 output VAT
饵盘 bait order
余额 balance
学术界谘询委员会(证监会) Academic Advisory Committee(SFC)
学术评审谘询委员会(证监会) Academic and Accreditation Advisory Committee (AAAC)(SFC)
凭证式股东 certificated shareholder
凭证式国库券(中国内地) Certificate Treasury(Mainland China)
《操守准则》 Code of Conduct
操纵价格 price manipulation
担保人 guarantor
担保交易 guarantee transaction
担保物* collateral; security
担保计划 Guarantee Scheme
担保权益 security interest
整合 consolidation; integration
整批输入交收指示 SI Batch File Service
整体持仓 overall position
机构交易员组合系统(澳洲) Portfolio System for Institutional Traders (POSIT)(Australia)
机构投资者 institutional investor
机构客户 institutional client
机构计划书(证监会) Corporate Plan(SFC)
机构风险 institutional risk
历史成本 historical cost
历史波幅 historical volatility
澳洲证券交易所 Australian Stock Exchange (ASX)
澳洲证券及投资监察委员会（澳洲证监会） Australian Securities and Investments Commission (ASIC)
独立上市 separate listing
独立非执行董事 independent non-executive director
独立信托户口 segregated trust account
独立财务顾问 independent financial adviser
独立调查局 Independent Investigation Board
独立顾问 independent adviser
独资经营者 sole proprietor
穆迪投资评级 Moody's Investment Grade
积欠款项 arrears
融通票据 accommodation bill
融资人 financier
融资租赁承担 finance lease commitment
谘询委员会(证监会) Advisory Committee(SFC)
输入买卖盘时段 order input period
“输入与核对分工”功能(中央结算系统) maker-checker facility(CCASS)
办公室前线系统 front-office system
办公室后勤/后勤运作系统 back-office system
迟报交易 late reported sales
选时交易 market timing
选择性销售方式 selective marketing basis
醒目卡 smart card
错误包容 fault tolerance
错误交易合约 mistraded contract
错误陈述 misstatement
随意提增法 arbitrary scale up method
随机分配 random assignment
静态资讯 static information
头寸 position
头寸交易商(商品市场) position trader(commodity market)
头盘 at-the-opening order
龙债券 dragon bond
偿债能力风险 insolvency risk
偿债基金 sinking fund
优先股 preference share; preferred share
优先普通股 preferred ordinary share
优先认购权 pre-emptive right
优质证券 seasoned securities
应付即日差额缴款 intra-day marks payment obligations
应付账款 accounts payable
应用指引 Practice Note
应用研究基金 Applied Research Fund
应用程式界面 Application Programming Interface (API)
应收账款 accounts receivable
应占股权 attributable equity interest
应计收益 accrued revenue
应计利息 accrued interest
应计制(会计) accrual basis(accounting)
应计费用 accrued expenses
应退增值税 recoverable VAT
拟定开市价格 Calculated Opening Price (COP)
档案传送协定 file transfer protocol
档案转换 file transfer
检讨持牌法团财务规管制度工作小组 Working Group on Review of the Financial Regulatory Framework for Licensed Corporations
检讨证券及期货市场规管架构运作专家小组 Expert Group to Review the Operation of the Securities and Futures Market Regulatory Structure
《检讨证券及期货市场规管架构运作专家小组报告书》 Report by the Expert Group to Review the Operation of the Securities and Futures Market Regulatory Structure
营业日 business day
营业代表 sales representative
营运指令 working order
营运风险 operational risk
营运/营业租赁 operating lease
营运买卖盘 working order
营运资金 working capital
烛柱图 candlestick chart
获分配人士 assignee
获配售人 placee
获配发人 allottee
获提名董事 proposed director
环球股本证券市场 Global Equity Market
环球债券 global bond
环球预托证券 global depository receipt (GDR)
环球银行财务电信协会 Society for Worldwide Interbank Financial Telecommunications (SWIFT)
瞬像 / 瞬态(电脑) snapshot(computer)
总市值 total market capitalisation; aggregate market value
总按金价值 total margin value
总持仓限额 gross limit
总账 general ledger
总额按金计算 gross margining
联交所交易权 Stock Exchange Trading Right
联交所交易权持有人 Holder of Stock Exchange Trading Right
联交所期权结算所抵押品 SEOCH collateral
联交所期权结算所参与者 SEOCH Participant
联交所资讯服务热线 SEHK Enquiry Hotline
联名个人投资者户口 Joint Individual Investor Account
联合交易所赔偿基金 Unified Exchange Compensation Fund
联合受托人 co-trustee
联邦基金 Federal funds
联邦基金利率 Federal funds rate
联邦结算系统 Fed wire; Fedwire; FedWire
联邦储备系统 Federal Reserve System
联席保荐人 co-sponsor
联席经办人 co-manager
联网 networking
联线投资服务 on-line investment service
联机界面联系 on-line interface
联营公司 associated company; associate company; associate
联系人士 associate
联系设施(电脑) gateway(computer)
联系汇率 pegged exchange rate
联系汇率制 pegged rate system
联系证明书 / 信心保证书 comfort letter
联属公司 affiliated company; affiliate
聪明咭 smart card
临时清盘人 provisional liquidator
临时结算表 Provisional Clearing Statement (PCS)
薪酬利益 remuneration package
豁免 / 豁免规定 waiver
豁免上市地位 exempt listing status
豁免交易商 exempt trader
豁免自营买卖商 Exempt Principal Trader
豁免基金经理 Exempt Fund Manager
购回 / 购回股份 repurchase; share repurchase
购股权 share option
购买力平价 purchasing power parity (PPP)
避税 tax avoidance
《迈进新纪元》(刊物) Positioning for a New Era(publication)
还本付息* redemption
还盘 counter order
锅炉室 boiler room
隐藏交易额买卖盘 hidden-size order
点子 basis point
储备 reserve
储备基金 reserve fund
戴维森报告书（即 证券业检讨委员会报告书） Ian Hay Davison Report (ie Report of the Securities Review Committee)
渎职行为 misconduct
浏览及挑选 browse and pick
简便指南(自动对盘系统) Quick Reference Guide(AMS)
职工股(中国内地) employee share(Mainland China)
职能划分制度 / 职能分管制度 Chinese Wall
《职业退休计划条例》 Occupational Retirement Schemes Ordinance
职权范围 terms of reference
蓝筹股 blue chip
转手纸 transfer deed; transfer form
转仓 roll-over
转配股(中国内地) individually held state and legal-person share; transfer right share(Mainland China)
转拨 transfer
转让 assignment; transfer
转让人 assignor; transferor
锁仓 locked position
双重上市 / 双边上市 dual listing
双重存档制度；双重呈报规定 dual filing
双边净额结算 bilateral netting
双边价 two-way quote
离岸金融中心 offshore financial centre
离岸盈利重组 offshore profit regrouping
离岸基金 offshore fund
离岸调期 offshore swap
离差(统计) dispersion(statistics)
离场交易 off-floor trading; off-board trading
离场买卖盘 off-floor order
额外按金 additional margin
坏账 bad debt
坏账及呆账拨备/备抵 provision for bad and doubtful debts;
allowance for bad and doubtful debts
缴入股本 paid-up capital; paid-in capital
缴足股本 fully paid-up capital
《2000年证券（保证金融资）（修订）条例》 Securities (Margin Financing) (Amendment) Ordinance 2000
《证券（内幕交易）条例》 Securities (Insider Dealing) Ordinance
《证券（交易商、投资顾问、合伙及代表）规则》 Securities (Dealers, Investment Advisers, Partnerships and Representatives) Rules
《证券（披露权益）具报纪录》 Securities (Disclosure of Interests) Notification History Reports
《证券（披露权益）具报摘要》(刊物) Securities (Disclosure of Interests) Notification Summaries(publication)
《证券（披露权益）条例》 Securities (Disclosure of Interests) Ordinance
《证券（结算所）条例》 Securities (Clearing Houses) Ordinance
《证券（证券借出）规则》 Securities (Stock Lending) Rules
《证券上市规则》（《香港联合交易所有限公司证券上市规则》） Exchange Listing Rules (Rules Governing the Listing of Securities on the Stock Exchange of Hong Kong Limited)
证券化 securitisation
证券及投资管理局(英国) Securities and Investment Board (SIB)(UK)
证券及衍生工具团体网络 Securities and Derivatives Communication Network (SDNet)
《证券及期货（在证券市场上市 ）规则》 Securities and Futures (Stock Market Listing) Rules
《证券及期货（披露权益－免除 ）规例》 Securities and Futures (Disclosure of Interests - Exclusions) Regulation
《证券及期货（披露权益－证券借贷）规则》 Securities and Futures (Disclosure of Interests - Securities Borrowing and Lending) Rules
《证券及期货（专业投资者）规则》 Securities and Futures (Professional Investor) Rules
《证券及期货（结算所）条例》 Securities and Futures (Clearing Houses) Ordinance
《证券及期货（认可对手方 ）规则》 Securities and Futures (Recognized Counterparty) Rules
《证券及期货（卖空豁免及证券借出）规则》 Securities and Futures (Short Selling Exemption and Stock Lending) Rules
《证券及期货（转移职能予联交所 ）令》 Securities and Futures (Transfer of Functions - Stock Exchange Company) Order
《证券及期货（稳定价格）规则》 Securities and Futures (Price Stabilising) Rules
《证券及期货中介机构业务调查》(证监会) Securities and Futures Intermediaries Activities Surveys(SFC)
《证券及期货市场改革政策文件》 A Policy Paper on Securities and Futures Market Reform
证券及期货事务上诉委员会 Securities and Futures Appeals Panel (SFAT)
《证券及期货事务上诉委员会（费用）令》 Securities and Futures Appeals Panel (Fee) Order
《证券及期货事务上诉委员会程序规则》 Securities and Futures Appeals Panel Proceedings Rules
证券及期货事务上诉审裁处 Securities and Futures Appeals Tribunal
证券及期货事务监察委员会（证监会） The Securities and Futures Commission (SFC)
《证券及期货事务监察委员会（费用）规则》 Securities and Futures Commission (Fees) Rules
《证券及期货事务监察委员会（周年报表）规则》 Securities and Futures Commission (Annual Returns) Rules
《证券及期货事务监察委员会（职能移交）令》 Securities and Futures Commission (Transfer of Functions) Order
《证券及期货事务监察委员会（征费）（证券）（修订）令》 Securities and Futures Commission (Levy) (Securities) (Amendment) Order
《证券及期货事务监察委员会（征费）规则》 Securities and Futures Commission (Levy) Rules
《证券及期货事务监察委员会（征费）（期货合约）令》 Securities and Futures Commission (Levy) (Futures Contracts) Order
《证券及期货事务监察委员会条例》 Securities and Futures Commission Ordinance
《证券及期货事务监察委员会注册人操守准则》 Code of Conduct for Persons Registered with the Securities and Futures Commission
《证券及期货条例》 Securities and Futures Ordinance
证券代号 stock code
《证券代号名录》 List of Stock Codes
证券市场分析文凭深造课程 Diploma Course in Advanced Securities Market Analysis
证券市场资料研究、培训及监察自动化系统 Securities Market Automated Research, Training & Surveillance System (SMARTS)
《证券市场导报》 Securities Market Herald (publication)
证券市场历史研究计划 Stock Market History Project
证券交易自动报价系统(中国内地) Securities Trading Automated Quotation System(STAQS)(Mainland China)
证券交易委员会(美国) Securities and Exchange Commission (SEC) (US)
《证券交易所合并条例》 Stock Exchanges Unification Ordinance
证券交易法(台湾) Securities and Exchange Act(Taiwan)
证券交易纪录(光碟) Trade Record (Equity)(CD Rom)
证券合伙商号 dealing partnership
证券批销经纪 jobber
证券抵押品 securities collateral
证券的认可价值 admissible securities value
证券保证金融资 share margin financing
证券保证金融资人 securities margin financier
证券按贷财务提供者 share margin finance provider (SMFP)
证券借出人 securities lender
证券借贷协议书 securities borrowing and lending agreement (SBLA)
证券商 dealer
证券商代表 dealer's representative
证券商协会 Institute of Securities Dealers
证券商董事 dealing director
证券登记公司总会有限公司 Federation of Shares Registrars Limited
证券发售事宜工作小组 Securities Offering Issues sub-group
证券期货市场发展工作小组 Securities and Futures Market Development Working Group
证券期货局(台湾) Securities and Futures Bureau(Taiwan)
证券汇集转按 margin pooling
证券业培训课程 Securities Training Programme
《证券业检讨委员会报告书》 Report of the Securities Review Committee
证券经纪考试 Securities Brokers Examination
证券经纪业营商环境工作小组 Working Group on the Business Environment of the Stockbroking Industry
证券经纪课程 Securities Brokers Course
证券经销经纪 jobber
证券经销经纪印花税 jobber stamp duty
证券隔分 segregation of securities
证券赔偿基金委员会(证监会) Securities Compensation Fund Committee(SFC)
《证监快讯》 SFC Alert
《证监会执法月报》 SFC Enforcement Reporter
《证监会强积金产品守则》 SFC Code on MPF Products
证监会双重存档事宜顾问小组 SFC Dual Filing Advisory Group
《关于建立无纸化证券市场的建议的谘询文件》(证监会) Consultation Paper on Proposals for a Scripless Securities Market(SFC)
《关于律师及会计师提供附带投资意见的指引》(证监会) Guidance Note on Incidental Investment Advice Provided by Solicitors and Accountants(SFC)
《关于注册人在首次公开发售中利用互联网收集证券认购申请的指引》(证监会) Guidelines for Registered Persons Using the Internet to Collect Applications for Securities in an Initial Public Offering(SFC)
关连人士 connected person
关连人士交易 related party transaction
关连交易 connected transaction
关税及贸易总协定（关贸总协定） General Agreement on Tariffs and Trade (GATT)
竞价市场 auction market
竞价投标 auction
竞价限价盘 at-auction limit order
竞价盘 at-auction order
筹备董事会 Preparatory Board
议价交易 negotiated transaction
谴责 reprimand; censure
摊销 amortisation
摊薄 dilution
权益列表 entitlement table
权益法(会计) equity method(accounting)
权益股本 equity capital; equity share capital
权益报表(中央结算系统) Entitlement Statement(CCASS)
权责发生制*(会计) accrual basis(accounting)
权衡报告制度 differential reporting
权证 warrant
赎回 redemption
赎回溢价(债券) call premium(bonds)
变现 realisation
变换交易(期权) conversion(options)
变价调整 variation adjustment
智能卡 smart card
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