股市英语词汇五
2008-12-18来源:和谐英语
新企业上市国际委员会 International Committee on the Listing of New Enterprises
新股发行 new issue
新恒生50中型股指数 New Hang Seng MidCap 50 Index (New HSMCI)
新华富时中国25指数 FTSE/Xinhua China 25 Index
《新监管制度》(证监会) The New Regulatory Framework(SFC)
新闻栏(大利市机股份页) Free Text Area(Teletext)
新兴市场 emerging market
会计师报告 accountants' report
会计处理方式 accounting treatment
会计期间 accounting period
会计程式 accounting equation
会计准则/标准 accounting standard
《会计实务准则》 Statement of Standard Accounting Practice (SSAP)
会计惯例/实务 accounting practice
极端波动乘数 extreme move multiplier
极端波动覆盖分数 extreme move covered fraction
极价内期权 deep-in-the-money option
极价外期权 deep-out-of-the-money option; tails
业务纪录 track record
业务划分 delineation of activities
业绩公布 results announcement
概念股 concept stock
源指令码 source code
准备(会计) provision(accounting)
溢利 profit
溢利预测 profit forecast
溢价 premium
瑞士商品、期货及期权协会 Swiss Commodities, Futures and Options Association
碎股 odd lot
节流率 throttle rate
经纪代表考试 Broker's Representatives Examination
经纪代表课程 Broker's Representatives Course
经纪交易 agency trade
经纪自设系统 Broker Supplied System (BSS)
经纪行 brokerage house
经纪佣金 brokerage
经纪忠诚保险计划 Brokers' Fidelity Insurance Scheme (BFI)
经纪忠诚保险计划委员会 Brokers' Fidelity Insurance Committee
经纪后勤办公室支援服务 Brokers' Electronic Support Services (BESS)
经纪活动工作小组 Broker Activities Working Team
经纪参与者(中央结算系统参与者) Broker Participant(CCASS Participants)
经纪会计系统 Brokers' Accounting System
经纪电子邮递及集体传呼服务 E-mail and Group Paging Services
经修订的股份卖空计划 revised short selling scheme
经常账 current account
经审核账目 audited accounts
经办人 manager
经办银行 administering bank
经济自由指数 Index of Economic Freedom
经济发展及劳工局 Economic Development and Labour Bureau
经济发展及劳工局局长 Secretary for Economic Development and Labour
经营租赁 operating lease
经扩大股本 enlarged share capital
群集式伺服器 cluster server
《与证券服务有关的收费及费用的良好披露指引草拟本谘询文件》 Consultation Paper on the Draft Guidelines on Good Disclosure of Securities Services Related Fees and Charges
落盘 placing order
董事/行政总裁具报书 Director's / Chief Executive's Notifications
《董事的声明及承诺》 Declaration and Undertaking with regard to Directors
董事袍金 directors' fee
董事会 board of directors
董事会报告 directors' report
董事酬金 directors' remuneration
试算表 trial balance
诚信责任 fiduciary duties
资不抵债 insolvency
资方信托人 employer trustee
资本化 capitalisation
资本化发行 capitalisation issue
资本支出 capital expenditure
资本充裕/充足比率 capital adequacy ratio
资本充裕程度 capital adequacy
资本市场 capital market
资本负债比率 gearing ratio
资本重整 recapitalisation
资本值 capital value
资本项目* capital account
资本增值 capital appreciation; capital gain
资本增值权证 capital plus warrant
资本增益 capital gain
资本增益/增值税 capital gains tax (CGT)
资本调整 capital adjustment
资本账 capital account
资本储备 capital reserve
资本亏损 capital loss
资本筹集 capital formation
资金平衡 fund balancing
资金股本化 capitalisation issue
资金表 fund statement
资金流向 fund flow
资金会计法 fund accounting approach
资金运用 fund utilisation
资料印证工作函 Comfort Letter
资料披露 disclosure
资料备忘录 information memorandum
资格股 qualification share
资讯供应商 information vendor
资讯服务 information service
资讯发布/发放 information dissemination; news dissemination
资讯档案 news file
资产 asset
资产拆卖 asset stripping
资产保证 asset coverage
资产负债表 balance sheet
资产负债表以外之承担/项目 off-balance sheet exposure
资产负债表外金融工具 off-balance sheet (financial) instrument
资产负债表编制程式 balance sheet equation
资产净值 net asset value
资产调配/调度 asset allocation
资产调换 asset swap
资产覆盖率 asset coverage
跨司法区招股活动 multi-jurisdictional equity offering
跨市场协调委员会 Inter-Market Coordination Committee
跨市场抵押品 cross collateral
跨市场按金制度 cross margining
跨国多重上市 mutual cross-listing
跨期买卖(期权) calendar spread; time spread; horizontal spread (options)
跨期买卖 spread trading
跨境上市 cross-border listing
跨价衍生权证 call spread derivative warrant
跨价买卖(期权) price spread; vertical spread; spread trading(options)
《跟踪指数交易所买卖基金监管指引》(证监会) Guidelines for Regulating Index Tracking Exchange Traded Funds(SFC)
路透社证券投资传视服务 Reuters Monitor Equities Investment Service
运作风险 operational risk
逾时交易 late trading
过户 transfer
过户(期权) give-up(options)
过户文件 instrument of transfer
过户代理 transfer agent
过户纸（转让）印花税 transfer deed stamp duty
过户处 / 过户登记处 registrar; share registrar
过户费 transfer fee
过渡性贷款 bridging loan
过量交易 overtrading
道德及指引委员会 Ethics and Guidance Committee
道琼斯工业平均指数 Dow Jones Industrial Average
道琼斯工业平均指数期货及期权 Dow Jones Industrial Average Futures and Options
乡镇企业 township and village enterprises
隔夜流动资金(银行) overnight liquidity(banking)
零交易日 zero-trading day
零和游戏 zero-sum game
零股* odd lot
零息债券 zero coupon bond
零售资讯服务 retail information service
《电子公开发售指引》(证监会) Guidelines for Electronic Public Offerings(SFC)
电子化财政资源规则报表系统 e-FRRR system
电子交易 electronic trading
电子收付款指示 Electronic Payment Instruction (EPI)
电子呈交系统 e-Submission system
电子款项交收服务 Electronic Money Settlement Services
电子款项交收费 electronic money settlement fee
电子通讯网络 electronic communications network (ECN)
电子邮件；电子邮递；电邮 e-mail
电子传递证券资讯服务 Electronic Mailing Stock Information Service (EMSIS)
电子认购首次公开招股服务 Electronic Initial Public Offering service (EIPO)
电子认购新股指示 Electronic Application Instruction for New Issue Shares
“电子数据收集、分析及检索”系统(美国) Electronic Data Gathering, Analysis and Retrieval (EDGAR)(US)
预计平均结算价 estimated average settlement price (EAS price)
预计资本值 estimated capital value
预托证券 depository receipt
预设期货跨期合约 Predefined Futures Calendar Spreads
预警系统 early warning system
伪冒电子邮件 phishing
《境内企业申请到香港创业板上市审批与监管指引》(中国内地) Guidelines on the Vetting and Regulation of Applications for Listing on the GEM in Hong Kong by Mainland Enterprises(Mainland China)
境外上市外资股(中国内地) overseas listed foreign share(Mainland China)
境外发行股票和上市管理通知 (国务院) Notice on Regulation of Share Issues and Listing in
Overseas Markets (State Council)
垫款 advance; monies advanced
实地盘存 physical inventory
实物分派 distribution in specie
实物交收 physical delivery
实物利益 benefits-in-kind
实物股票 physical scrip
实时计算 real time calculation
实时资讯 real time information
实益持有人 beneficial holder
实益拥有人 beneficial owner
实益权益 beneficial interests
实际可用年期 actual useful life
实盘 firm order
实质汇率 real exchange rate
实缴股本 paid-up capital; paid-in capital
对手方 counterparty
对手风险 counterparty risk
对手经纪 contra broker
对外经济贸易合作部（外经贸部）(中国内地) Ministry of Foreign Trade and Economic Cooperation(Mainland China)
对冲 hedging
对冲比率 hedging ratio
对冲值(期权) delta(options)
《对冲基金汇报规定指引》(证监会) Guidelines on Hedge Funds Reporting Requirements(SFC)
对冲基金 hedge fund
对角买卖 diagonal spread
对敲 bucketing
对盘 order matching
对盘前时段 pre-order matching period
对盘时段 order matching period
对账 reconciliation
截止过户日期 book close date (B/C date)
摘牌* delisting
杠杆比率 gearing ratio
杠杆市场 leveraged market
杠杆式外汇交易 / 买卖 leveraged foreign exchange trading
《杠杆式外汇买卖（财政资源）规则》 Leveraged Foreign Exchange Trading (Financial Resources) Rules
《杠杆式外汇买卖（造访）规则》 Leveraged Foreign Exchange Trading (Calls) Rules
杠杆式外汇买卖介绍代理人 leveraged foreign exchange introducing agent
杠杆式外汇买卖商 leveraged foreign exchange trader
《杠杆式外汇买卖条例》 Leveraged Foreign Exchange Trading Ordinance
杠杆收购 leveraged buy-out (LBO)
杠杆效应 leverage
滞胀 disinflation; stagflation
熊市 bear market
荧幕 screen
疯狂抛售 bear raid
尽职审查 due diligence
监事(中国内地) supervisor(Mainland China)
监事会(中国内地) supervisory committee(Mainland China)
监察主任 compliance officer
监管 regulation
《监管合作备忘录》 Memorandum of Regulatory Cooperation (MORC)
监管制度 regulatory regime
监管套戥 regulatory arbitrage
监管机构 regulatory body
算术平均数(统计) arithmetic average; arithmetic mean(statistics)
管制法例 governing law
《 管理、监督及内部监控指引》(证监会) Management, Supervision and Internal Control Guideline(SFC)
管理费用 management fee
管理层收购 management buy-out (MBO)
管理层股东 management shareholder
精算师 actuary
综合户口 omnibus account / omnibus client account
综合表 composite table
综合风险 composite risk
综合财务报表 consolidated financial statement
综合买卖 composite trades
综合盘 / 组合盘 combination order; combo order; composite order
维持前成交价但低于上一个差异价 zero-minus tick
维持前成交价但高于上一个差异价 zero-plus tick
维持按金(期货) maintenance margin(futures)
网上交易 online trading
网上交易工作小组 On-line Trading Working Group
网上投资者资源中心(证监会) Electronic Investor Resources Centre (eIRC)(SFC)
网上认购新股服务 Internet Initial Public Offering (iIPO) service
网间连接器(电脑) gateway(computer)
紧急贷款者 lender of last resort
紧缩措施 austerity measures
蒙受风险的价值 value-at-risk
认可用户 authorised user
认可行业资格 Recognised Industry Qualifications (RIQ)
认可存款基金 approved deposit fund
认可负债 ranking liabilities
认可值 admitted value
认可基金 authorised fund
认可资产净值 net admissible assets
《认可机构披露财务资料的最佳执行指引》(金管局) Best Practice Guide on Financial Disclosure by Authorised Institutions(HKMA)
认沽期权 put option
认沽期权沽出者 put writer
认沽期权空仓 short put
认沽短仓 short put
认沽认购等价关系 relationship of put-call parity
认沽权证 put warrant
认股期权 share option
认股权证 warrant
认购 subscription
认购不足 undersubscribed; underbooked
认购期权 call option
认购期权沽出者 call writer
认购期权空仓 short call
认购短仓 short call
认购权证 call warrant
说明函件 explanatory statement
说明指引 interpretive guidelines
轻微违纪事件 / 行为 summary offence
遥距交易设施 remote trading access
递延股 deferred share
递延税项 deferred tax
远东交易所 The Far East Exchange
远期月份 distant month; back month
远期货币合约 currency forward
远期权利 forward entitlement
酸性测试比率 acid-test ratio
银行同业拆借市场 interbank market
银行承兑汇票 banker's acceptance
银行结汇体系 exchange surrender system
《银行业条例》 Banking Ordinance
银行对账表 bank reconciliation statement
银行确认书 bank confirmation
银行融通额/融资额 banking facility
《银行营运守则》(金管局) Code of Banking Practice(HKMA)
银行证明文件 bank confirmation
银团贷款 syndicated loan; syndicated lending
银团融资 syndicated credit
驳脚经纪 runner
价内期权 in-the-money option
价外期权 out-of-the-money option
价位 spread
价位表 Spread Table
价位值 tick value
价值状况 moneyness
价值稳定的货币 hard currency
价格发现 price discovery
增值 accretion; appreciation
增值服务 value-added service
增值税 value added tax (VAT)
增售条款(包销) greenshoe(underwriting)
增强自动对盘系统的市场接触力 enhanced access to AMS
增强限价盘 enhanced limit order
增补/补充上市文件 supplementary/supplemental listing document
审计师* auditor
审核委员会 Audit Committee
审核线索 audit trail
审裁科 Adjudication Division
审慎原则 principle of prudence
审阅 vetting
《宽免缴付若干牌照费用的指引》(证监会) Guidelines on Waivers of Certain Licensing Fees(SFC)
宽限期 grace period
广域网络 Wide Area Network
影子董事 shadow director
影响市场资料 market-sensitive information
影响股价资料 price-sensitive information
德国期货及期权交易所 Deutsche Terminborse (DTB)
德意志联邦银行 Deutsche Bundesbank
征收印花税运作程序 Operation Procedures for Stamp Duty Collection
征求建议书 request for proposal
征求意见稿 exposure draft
撇销 write off
拨备 provision
拨款 appropriation
数码资料传送专线 Digital Data Feed (DDF)
数码资讯服务 digital information service
数据传送专线 data feed
暂收款 temporary receipts
暂定配额通知书 provisional letter of allotment
暂记账 suspense account
暂停时段 blocking period
暂停办理过户登记手续 closure of books; closure of register
暂缓执行配对交收指示 hold matched SI
暂缓还款协议 standstill agreement
暂搁注册(美国) shelf registration facility(US)
标准合约 standard contract
标准差 standard deviation
标准授权书 Model Authorisation Letter
标准组合风险分析 Standard Portfolio Analysis of Risk (SPAN)
标准普尔500综合指数预托证券 Standard & Poor's Depository Receipt (SPDR)
标准普尔/香港交易所大型股指数 S&P/HKEx LargeCap
标准普尔/香港交易所小型股50指数 S&P/HKEx SmallCap 50
标准普尔/香港交易所中型股25指数 S&P/HKEx MidCap 25
标准普尔/香港交易所综合指数 S&P/HKEx Composite
标准普尔/香港交易所创业板指数 S&P/HKEx GEM
标准普尔评级 Standard & Poor's Rating
标准登记服务 standard registration service
标准会计准则 standard accounting practice
模拟交易 mock trading
模拟系统 simulation system
欧式期权 European style option
欧洲日圆东京银行同业拆息期货 Euroyen Tibor Futures
欧洲可换股担保债券 Euro-convertible guaranteed bond
欧洲货币债券 Eurobond
欧洲复兴及开发银行（即 世界银行） European Bank of Reconstruction and Development (EBRD) (ie World Bank)
欧洲结算系统 Euroclear
欧洲结算银行 Euroclear Bank
欧洲债券 Eurobond
欧洲经济及货币联盟 European Economic and Monetary Union (EMU)
欧洲证券交易商协会自动报价系统 European Association of Securities Dealers Automated Quotations (EASDAQ)
欧洲议会 European Parliament
欧罗 / 欧元 euro / Euro
盘 order; position
盘存 inventory
盘房 dealing room
盘纸 order form
稽核测试 audit test
线上交易 online trading
线上项目 above the line
线下项目 below the line
线路费 circuit fee
缓行注册(美国) shelf registration facility(US)
蝶式买卖 butterfly spread
复式按金 spread margin
复式期权 spread option
复式盘 spread order
调息日 coupon-reset date
调息按揭 adjustable rate mortgage (ARM)
调整 adjustment
调整表 / 调整声明 statement of adjustments
调整后有形资产净值 adjusted net tangible assets
调整后资产净值 adjusted net assets
调整持仓 position adjustment
调整基数 adjusted basis
谅解备忘录 memorandum of understanding (MOU)
赔偿委员会 Compensation Committee
赔偿基金储备账 Compensation Fund Reserve Account
新股发行 new issue
新恒生50中型股指数 New Hang Seng MidCap 50 Index (New HSMCI)
新华富时中国25指数 FTSE/Xinhua China 25 Index
《新监管制度》(证监会) The New Regulatory Framework(SFC)
新闻栏(大利市机股份页) Free Text Area(Teletext)
新兴市场 emerging market
会计师报告 accountants' report
会计处理方式 accounting treatment
会计期间 accounting period
会计程式 accounting equation
会计准则/标准 accounting standard
《会计实务准则》 Statement of Standard Accounting Practice (SSAP)
会计惯例/实务 accounting practice
极端波动乘数 extreme move multiplier
极端波动覆盖分数 extreme move covered fraction
极价内期权 deep-in-the-money option
极价外期权 deep-out-of-the-money option; tails
业务纪录 track record
业务划分 delineation of activities
业绩公布 results announcement
概念股 concept stock
源指令码 source code
准备(会计) provision(accounting)
溢利 profit
溢利预测 profit forecast
溢价 premium
瑞士商品、期货及期权协会 Swiss Commodities, Futures and Options Association
碎股 odd lot
节流率 throttle rate
经纪代表考试 Broker's Representatives Examination
经纪代表课程 Broker's Representatives Course
经纪交易 agency trade
经纪自设系统 Broker Supplied System (BSS)
经纪行 brokerage house
经纪佣金 brokerage
经纪忠诚保险计划 Brokers' Fidelity Insurance Scheme (BFI)
经纪忠诚保险计划委员会 Brokers' Fidelity Insurance Committee
经纪后勤办公室支援服务 Brokers' Electronic Support Services (BESS)
经纪活动工作小组 Broker Activities Working Team
经纪参与者(中央结算系统参与者) Broker Participant(CCASS Participants)
经纪会计系统 Brokers' Accounting System
经纪电子邮递及集体传呼服务 E-mail and Group Paging Services
经修订的股份卖空计划 revised short selling scheme
经常账 current account
经审核账目 audited accounts
经办人 manager
经办银行 administering bank
经济自由指数 Index of Economic Freedom
经济发展及劳工局 Economic Development and Labour Bureau
经济发展及劳工局局长 Secretary for Economic Development and Labour
经营租赁 operating lease
经扩大股本 enlarged share capital
群集式伺服器 cluster server
《与证券服务有关的收费及费用的良好披露指引草拟本谘询文件》 Consultation Paper on the Draft Guidelines on Good Disclosure of Securities Services Related Fees and Charges
落盘 placing order
董事/行政总裁具报书 Director's / Chief Executive's Notifications
《董事的声明及承诺》 Declaration and Undertaking with regard to Directors
董事袍金 directors' fee
董事会 board of directors
董事会报告 directors' report
董事酬金 directors' remuneration
试算表 trial balance
诚信责任 fiduciary duties
资不抵债 insolvency
资方信托人 employer trustee
资本化 capitalisation
资本化发行 capitalisation issue
资本支出 capital expenditure
资本充裕/充足比率 capital adequacy ratio
资本充裕程度 capital adequacy
资本市场 capital market
资本负债比率 gearing ratio
资本重整 recapitalisation
资本值 capital value
资本项目* capital account
资本增值 capital appreciation; capital gain
资本增值权证 capital plus warrant
资本增益 capital gain
资本增益/增值税 capital gains tax (CGT)
资本调整 capital adjustment
资本账 capital account
资本储备 capital reserve
资本亏损 capital loss
资本筹集 capital formation
资金平衡 fund balancing
资金股本化 capitalisation issue
资金表 fund statement
资金流向 fund flow
资金会计法 fund accounting approach
资金运用 fund utilisation
资料印证工作函 Comfort Letter
资料披露 disclosure
资料备忘录 information memorandum
资格股 qualification share
资讯供应商 information vendor
资讯服务 information service
资讯发布/发放 information dissemination; news dissemination
资讯档案 news file
资产 asset
资产拆卖 asset stripping
资产保证 asset coverage
资产负债表 balance sheet
资产负债表以外之承担/项目 off-balance sheet exposure
资产负债表外金融工具 off-balance sheet (financial) instrument
资产负债表编制程式 balance sheet equation
资产净值 net asset value
资产调配/调度 asset allocation
资产调换 asset swap
资产覆盖率 asset coverage
跨司法区招股活动 multi-jurisdictional equity offering
跨市场协调委员会 Inter-Market Coordination Committee
跨市场抵押品 cross collateral
跨市场按金制度 cross margining
跨国多重上市 mutual cross-listing
跨期买卖(期权) calendar spread; time spread; horizontal spread (options)
跨期买卖 spread trading
跨境上市 cross-border listing
跨价衍生权证 call spread derivative warrant
跨价买卖(期权) price spread; vertical spread; spread trading(options)
《跟踪指数交易所买卖基金监管指引》(证监会) Guidelines for Regulating Index Tracking Exchange Traded Funds(SFC)
路透社证券投资传视服务 Reuters Monitor Equities Investment Service
运作风险 operational risk
逾时交易 late trading
过户 transfer
过户(期权) give-up(options)
过户文件 instrument of transfer
过户代理 transfer agent
过户纸（转让）印花税 transfer deed stamp duty
过户处 / 过户登记处 registrar; share registrar
过户费 transfer fee
过渡性贷款 bridging loan
过量交易 overtrading
道德及指引委员会 Ethics and Guidance Committee
道琼斯工业平均指数 Dow Jones Industrial Average
道琼斯工业平均指数期货及期权 Dow Jones Industrial Average Futures and Options
乡镇企业 township and village enterprises
隔夜流动资金(银行) overnight liquidity(banking)
零交易日 zero-trading day
零和游戏 zero-sum game
零股* odd lot
零息债券 zero coupon bond
零售资讯服务 retail information service
《电子公开发售指引》(证监会) Guidelines for Electronic Public Offerings(SFC)
电子化财政资源规则报表系统 e-FRRR system
电子交易 electronic trading
电子收付款指示 Electronic Payment Instruction (EPI)
电子呈交系统 e-Submission system
电子款项交收服务 Electronic Money Settlement Services
电子款项交收费 electronic money settlement fee
电子通讯网络 electronic communications network (ECN)
电子邮件；电子邮递；电邮 e-mail
电子传递证券资讯服务 Electronic Mailing Stock Information Service (EMSIS)
电子认购首次公开招股服务 Electronic Initial Public Offering service (EIPO)
电子认购新股指示 Electronic Application Instruction for New Issue Shares
“电子数据收集、分析及检索”系统(美国) Electronic Data Gathering, Analysis and Retrieval (EDGAR)(US)
预计平均结算价 estimated average settlement price (EAS price)
预计资本值 estimated capital value
预托证券 depository receipt
预设期货跨期合约 Predefined Futures Calendar Spreads
预警系统 early warning system
伪冒电子邮件 phishing
《境内企业申请到香港创业板上市审批与监管指引》(中国内地) Guidelines on the Vetting and Regulation of Applications for Listing on the GEM in Hong Kong by Mainland Enterprises(Mainland China)
境外上市外资股(中国内地) overseas listed foreign share(Mainland China)
境外发行股票和上市管理通知 (国务院) Notice on Regulation of Share Issues and Listing in
Overseas Markets (State Council)
垫款 advance; monies advanced
实地盘存 physical inventory
实物分派 distribution in specie
实物交收 physical delivery
实物利益 benefits-in-kind
实物股票 physical scrip
实时计算 real time calculation
实时资讯 real time information
实益持有人 beneficial holder
实益拥有人 beneficial owner
实益权益 beneficial interests
实际可用年期 actual useful life
实盘 firm order
实质汇率 real exchange rate
实缴股本 paid-up capital; paid-in capital
对手方 counterparty
对手风险 counterparty risk
对手经纪 contra broker
对外经济贸易合作部（外经贸部）(中国内地) Ministry of Foreign Trade and Economic Cooperation(Mainland China)
对冲 hedging
对冲比率 hedging ratio
对冲值(期权) delta(options)
《对冲基金汇报规定指引》(证监会) Guidelines on Hedge Funds Reporting Requirements(SFC)
对冲基金 hedge fund
对角买卖 diagonal spread
对敲 bucketing
对盘 order matching
对盘前时段 pre-order matching period
对盘时段 order matching period
对账 reconciliation
截止过户日期 book close date (B/C date)
摘牌* delisting
杠杆比率 gearing ratio
杠杆市场 leveraged market
杠杆式外汇交易 / 买卖 leveraged foreign exchange trading
《杠杆式外汇买卖（财政资源）规则》 Leveraged Foreign Exchange Trading (Financial Resources) Rules
《杠杆式外汇买卖（造访）规则》 Leveraged Foreign Exchange Trading (Calls) Rules
杠杆式外汇买卖介绍代理人 leveraged foreign exchange introducing agent
杠杆式外汇买卖商 leveraged foreign exchange trader
《杠杆式外汇买卖条例》 Leveraged Foreign Exchange Trading Ordinance
杠杆收购 leveraged buy-out (LBO)
杠杆效应 leverage
滞胀 disinflation; stagflation
熊市 bear market
荧幕 screen
疯狂抛售 bear raid
尽职审查 due diligence
监事(中国内地) supervisor(Mainland China)
监事会(中国内地) supervisory committee(Mainland China)
监察主任 compliance officer
监管 regulation
《监管合作备忘录》 Memorandum of Regulatory Cooperation (MORC)
监管制度 regulatory regime
监管套戥 regulatory arbitrage
监管机构 regulatory body
算术平均数(统计) arithmetic average; arithmetic mean(statistics)
管制法例 governing law
《 管理、监督及内部监控指引》(证监会) Management, Supervision and Internal Control Guideline(SFC)
管理费用 management fee
管理层收购 management buy-out (MBO)
管理层股东 management shareholder
精算师 actuary
综合户口 omnibus account / omnibus client account
综合表 composite table
综合风险 composite risk
综合财务报表 consolidated financial statement
综合买卖 composite trades
综合盘 / 组合盘 combination order; combo order; composite order
维持前成交价但低于上一个差异价 zero-minus tick
维持前成交价但高于上一个差异价 zero-plus tick
维持按金(期货) maintenance margin(futures)
网上交易 online trading
网上交易工作小组 On-line Trading Working Group
网上投资者资源中心(证监会) Electronic Investor Resources Centre (eIRC)(SFC)
网上认购新股服务 Internet Initial Public Offering (iIPO) service
网间连接器(电脑) gateway(computer)
紧急贷款者 lender of last resort
紧缩措施 austerity measures
蒙受风险的价值 value-at-risk
认可用户 authorised user
认可行业资格 Recognised Industry Qualifications (RIQ)
认可存款基金 approved deposit fund
认可负债 ranking liabilities
认可值 admitted value
认可基金 authorised fund
认可资产净值 net admissible assets
《认可机构披露财务资料的最佳执行指引》(金管局) Best Practice Guide on Financial Disclosure by Authorised Institutions(HKMA)
认沽期权 put option
认沽期权沽出者 put writer
认沽期权空仓 short put
认沽短仓 short put
认沽认购等价关系 relationship of put-call parity
认沽权证 put warrant
认股期权 share option
认股权证 warrant
认购 subscription
认购不足 undersubscribed; underbooked
认购期权 call option
认购期权沽出者 call writer
认购期权空仓 short call
认购短仓 short call
认购权证 call warrant
说明函件 explanatory statement
说明指引 interpretive guidelines
轻微违纪事件 / 行为 summary offence
遥距交易设施 remote trading access
递延股 deferred share
递延税项 deferred tax
远东交易所 The Far East Exchange
远期月份 distant month; back month
远期货币合约 currency forward
远期权利 forward entitlement
酸性测试比率 acid-test ratio
银行同业拆借市场 interbank market
银行承兑汇票 banker's acceptance
银行结汇体系 exchange surrender system
《银行业条例》 Banking Ordinance
银行对账表 bank reconciliation statement
银行确认书 bank confirmation
银行融通额/融资额 banking facility
《银行营运守则》(金管局) Code of Banking Practice(HKMA)
银行证明文件 bank confirmation
银团贷款 syndicated loan; syndicated lending
银团融资 syndicated credit
驳脚经纪 runner
价内期权 in-the-money option
价外期权 out-of-the-money option
价位 spread
价位表 Spread Table
价位值 tick value
价值状况 moneyness
价值稳定的货币 hard currency
价格发现 price discovery
增值 accretion; appreciation
增值服务 value-added service
增值税 value added tax (VAT)
增售条款(包销) greenshoe(underwriting)
增强自动对盘系统的市场接触力 enhanced access to AMS
增强限价盘 enhanced limit order
增补/补充上市文件 supplementary/supplemental listing document
审计师* auditor
审核委员会 Audit Committee
审核线索 audit trail
审裁科 Adjudication Division
审慎原则 principle of prudence
审阅 vetting
《宽免缴付若干牌照费用的指引》(证监会) Guidelines on Waivers of Certain Licensing Fees(SFC)
宽限期 grace period
广域网络 Wide Area Network
影子董事 shadow director
影响市场资料 market-sensitive information
影响股价资料 price-sensitive information
德国期货及期权交易所 Deutsche Terminborse (DTB)
德意志联邦银行 Deutsche Bundesbank
征收印花税运作程序 Operation Procedures for Stamp Duty Collection
征求建议书 request for proposal
征求意见稿 exposure draft
撇销 write off
拨备 provision
拨款 appropriation
数码资料传送专线 Digital Data Feed (DDF)
数码资讯服务 digital information service
数据传送专线 data feed
暂收款 temporary receipts
暂定配额通知书 provisional letter of allotment
暂记账 suspense account
暂停时段 blocking period
暂停办理过户登记手续 closure of books; closure of register
暂缓执行配对交收指示 hold matched SI
暂缓还款协议 standstill agreement
暂搁注册(美国) shelf registration facility(US)
标准合约 standard contract
标准差 standard deviation
标准授权书 Model Authorisation Letter
标准组合风险分析 Standard Portfolio Analysis of Risk (SPAN)
标准普尔500综合指数预托证券 Standard & Poor's Depository Receipt (SPDR)
标准普尔/香港交易所大型股指数 S&P/HKEx LargeCap
标准普尔/香港交易所小型股50指数 S&P/HKEx SmallCap 50
标准普尔/香港交易所中型股25指数 S&P/HKEx MidCap 25
标准普尔/香港交易所综合指数 S&P/HKEx Composite
标准普尔/香港交易所创业板指数 S&P/HKEx GEM
标准普尔评级 Standard & Poor's Rating
标准登记服务 standard registration service
标准会计准则 standard accounting practice
模拟交易 mock trading
模拟系统 simulation system
欧式期权 European style option
欧洲日圆东京银行同业拆息期货 Euroyen Tibor Futures
欧洲可换股担保债券 Euro-convertible guaranteed bond
欧洲货币债券 Eurobond
欧洲复兴及开发银行（即 世界银行） European Bank of Reconstruction and Development (EBRD) (ie World Bank)
欧洲结算系统 Euroclear
欧洲结算银行 Euroclear Bank
欧洲债券 Eurobond
欧洲经济及货币联盟 European Economic and Monetary Union (EMU)
欧洲证券交易商协会自动报价系统 European Association of Securities Dealers Automated Quotations (EASDAQ)
欧洲议会 European Parliament
欧罗 / 欧元 euro / Euro
盘 order; position
盘存 inventory
盘房 dealing room
盘纸 order form
稽核测试 audit test
线上交易 online trading
线上项目 above the line
线下项目 below the line
线路费 circuit fee
缓行注册(美国) shelf registration facility(US)
蝶式买卖 butterfly spread
复式按金 spread margin
复式期权 spread option
复式盘 spread order
调息日 coupon-reset date
调息按揭 adjustable rate mortgage (ARM)
调整 adjustment
调整表 / 调整声明 statement of adjustments
调整后有形资产净值 adjusted net tangible assets
调整后资产净值 adjusted net assets
调整持仓 position adjustment
调整基数 adjusted basis
谅解备忘录 memorandum of understanding (MOU)
赔偿委员会 Compensation Committee
赔偿基金储备账 Compensation Fund Reserve Account
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