股市英语词汇四
2008-12-18来源:和谐英语
假市 false market
做价 kiting
停止过户期间 book closure period
停市措施 speed bump
停板 trading halt
停牌 suspended trading; suspension
兜售证券 hawking of securities
副保荐人(创业板) co-sponsor(GEM)
“勒束式”股票挂钩票据 Range Equity Linked Instrument (Range ELI)
勒束式组合(期权) strangle(options)
动态对冲 dynamic hedging
区域网络 Local Area Network (LAN)
参考平衡成交量 Indicative Equilibrium Volume (IEV)
参考平衡价格 Indicative Equilibrium Price (IEP)
参考发行价 indicated issue price
参与者自设系统 Participant Supplied System (PSS)
参与者资料提取系统(期货) Participant Access Services(futures)
参与者网间连接器 Participant gateway
“啤打”系数 beta coefficient
商人银行 merchant bank
《商品交易所（禁止经营）条例》 Commodity Exchanges (Prohibition) Ordinance
商品交易商 commodities dealer
《商品交易条例》 Commodities Trading Ordinance
商品期货交易委员会(美国) Commodity Futures Trading Commission (CFTC)(US)
商业承兑汇票 trade acceptance
商业票据 commercial paper
商业登记证 business registration certificate
商议佣金 negotiated commission
商誉 goodwill
问责 accountability
问题证券 defective securities
国内生产总值 gross domestic product (GDP)
国民生产总值 gross national product (GNP)
国有资产监督管理委员会 State-owned Assets Supervision and Administration Commission (SASAC)
国家工商局(中国内地) State Bureau for Industrial and Commercial Administration(Mainland China)
国家外汇管理局(中国内地) State Administration of Foreign Exchange (SAFE)(Mainland China)
国家股 / 国有股(中国内地) state share(Mainland China)
国家建设债券(中国内地) National Construction Treasury(Mainland China)
国家科技风险开发事业中心 National Science and Technology Venture Capital Development Center
国家重点建设债券(中国内地) Priority Construction Treasury (Mainland China)
国家国有资产管理局(中国内地) State Bureau for State Property Administration(Mainland China)
国家统计局(中国内地) State Statistics Bureau(Mainland China)
国家税务局(中国内地) State Taxation Bureau(Mainland China)
国家经济贸易委员会（国家经贸委）
(中国内地) State Economic and Trade Commission
(Mainland China)
国库券 Treasuries
国务院证券委员会（证券委）(中国内地) State Council Securities Committee (Mainland China)
国债* government bond
国债期货* treasury bond futures
国际外汇同业联会 Association Cambiste Internationale
国际收支平衡 / 国际收支差额 balance of payments
国际股票期货及期权 International Stock Futures and Options (ISFO)
国际金融公司 International Finance Corporation (IFC)
国际金融行动专责小组 International Financial Action Task Force
国际掉期业务及衍生投资工具协会 International Swaps and Derivatives Association (ISDA)
国际货币基金 International Monetary Fund (IMF)
国际期权市场协会 International Options Markets Association (IOMA)
国际结算银行 Bank for International Settlements (BIS)
国际集资市场协会 International Primary Markets Association (IPMA)
国际会计师公会 The Association of International Accountants
国际会计准则 International Accounting Standards (IAS)
国际会计准则委员会 International Accounting Standards Committee (IASC)
国际标准化组织 International Organisation for Standardisation (ISO)
国际编码机构协会 Association of National Numbering Agencies(ANNA)
国际证券市场协会 International Securities Markets Association (ISMA)
国际证券交易所联会 World Federation of Exchanges (WFE)
国际证券事务监察委员会组织 (国际证监会组织) International Organisation of Securities Commissions (IOSCO)
国际证券服务业联会 International Securities Services Association (ISSA)
国际证券号码 International Securities Identification Numbers (ISIN)
国际证券号码编制系统 International Securities Numbering System
国际证监会组织亚太区委员会 Asia Pacific Regional Committee (APRC) of IOSCO
国营企业(中国内地) state-owned enterprise(Mainland China)
坚定承诺(包销) firm commitment(underwriting)
执行董事 executive director
执业会计师公会(美国) Institute of Certified Public Accountants (ICPA)(US)
基本按金(期货) initial margin(futures)
基金份额持有人* fund unit holder
基金经理 fund manager
《基金经理操守准则》(证监会) Fund Manager Code of Conduct(SFC)
基建工程/项目 infrastructure project
基准日 base day
基准收益率曲线 benchmark yield curve
基点 basis point
基础上市文件 base listing document
专用交易系统 proprietary trading system
专用网络系统 proprietary routing terminal
专用线路 dedicated line
专家谘询小组 Advisory Specialist Group
专责监察主任 Designated Compliance Officer
《专业会计师条例》 Professional Accountants Ordinance
专业银行* specialised bank
《专业操守规例》 Code of Conduct Regulations
《专业操守规则及规例》(刊物) Professional Conduct Rules and Regulations(publication)
专线网络系统 Proprietary Network System (PNS)
将股票化零为整 jumbomize
将会员制转为股份制 demutualisation
屏幕* screen
常务委员会 Executive Committee
强制性公积金 Mandatory Provident Fund (MPF)
强制性公积金计划管理局 Mandatory Provident Fund Schemes Authority (MPFA)
强制性收购建议 mandatory bid; mandatory offer
强制补购 compulsory buy-in; forced buy-in
强势美元 strong dollar
从价印花税 ad valorem stamp duty
授权代表 authorised representative
授权书 power of attorney
掉期 swap
挂牌买卖 flotation
挂钩汇率制 pegged rate system
挂盘册 order book
接口费 port fee
接收(期权) take-up(options)
接受存款公司 deposit-taking company (DTC)
接驳站费用 port fee
接价盘 accept order
控股公司 holding company
控股股东 controlling shareholder
控股权益 controlling interest
控权股东 controlling shareholder
排媒现象 disintermediation
排期申请表格 advance booking form
敏感度分析 sensitivity analysis
救市特别交易征费 "Lifeboat" levy
救市贷款 Lifeboat Loan
斩仓 margin cut; liquidation; forced liquidation
条文 provision
淡仓 short position
净值比率 net worth ratio
净额按金计算 net margining
净额结算 netting
深圳证券交易所 Shenzhen Stock Exchange
深圳证券登记有限公司 Shenzhen Securities Registration Company Limited
深圳证券结算有限公司 Shenzhen Securities Clearing Company Limited
清洗交易 whitewash transaction; wash sale
清算 clearing
清算价 clearing price
清盘 liquidation
浅白语言计划 Project on the Use of Plain Language
浅白语言计划工作小组 Working Group on Plain Language
牵头包销商 lead underwriter
现金交收 cash settlement; cash on delivery (COD)
现金回佣 cash commission rebate; cash rebate
现金收益净值 net present value
现金客户 cash client
现金差额缴款 cash marks
现金流向 / 现金周转 cash flow
现金流动表 cash flow statement
现金流量折现/贴现法 discounted cash flow
现金资产公司 cash company
现金选择 cash alternative
现货月 spot month
现货市场 spot market; cash market; physical market; actual market
现货市场谘询小组 Cash Market Consultative Panel
现货价 spot price; cash price; physical price; actual price
现价 nominal price
《理解股票期权（及其风险）》(刊物) Understanding Stock Options (and Their Risks)(publication)
理论性参考价格系统(期货) Theoretical Indicative Pricing System (TIPS)(futures)
产权负担 encumbrances
票面利率 coupon; coupon rate
票面值 par value
票面息率 coupon; coupon rate
票对票方式 "paper-to-paper" arrangement
票据交换所自动转账系统 Clearing House Automated Transfer System (CHATS)
票据交换所自动转账系统付款指示 CHATS Payment Instruction
票据密集交收 paper intensive settlement
移动平均值背驰指标 Moving Average Convergence-Divergence (MACD)
第一上市 primary listing
第一板 main board
第二上市 secondary listing
第二代自动对盘及成交系统（第二代自动对盘系统） Automatic Order Matching and Execution System / Second Generation (AMS/2)
第二板 / 第二板市场 second board; second market
第三代自动对盘及成交系统（第三代自动对盘系统） Automatic Order Matching and Execution System / Third Generation (AMS/3)
第三者结算 Third Party Clearing (TPC)
累计/累积利息 accumulated interest
累计/累积利润 accumulated profits
累计/累积折旧 accumulated depreciation
累计/累积垫款 cumulative advance
累计投标制 book building method
细价股 small cap stock; penny stock
细盘撮合系统(美国) Small Order Entry System; Small Order Execution System (SOES)(US)
细额先到先得 Small Order First-In-First-Out
“终止及停止”令 "cease and desist" order
组合分析仪(期权) Portfolio Analyser(options)
“组合股” Exchange Traded Fund
组合盘 / 综合盘 combination order; combo order; composite order
组织大纲 memorandum of association
《组织大纲及章程》 Memorandum and Articles of Association
组织架构检讨指导委员会 Steering Committee on Organisational Review
组织细则 articles of association
组织章程 constitution; articles of association
翌日净额结算系统 next day net settlement system
庄家 market maker
庄家之经销交易 jobbing transaction
庄家名录 Market Maker List
庄家活动 market making
规范声明 normative statement
访客廊 Viewing Gallery
设定增值税 deemed VAT
货币市场 money market
货币交叉盘买卖 cross currency trade
货币供应 money supply
货币政策委员会(中国人民银行) Monetary Policy Committee(PBOC)
货币基础 monetary base
货币期货 currency futures
货币发行局制度 currency board system
货币经纪 money broker
货币资产 monetary assets
货币权证 currency warrant
货银同步交收 delivery vs payment (DvP)
货银两讫 delivery vs payment (DvP)
货银对付 cash on delivery (COD)
货银对付方式交收 delivery vs payment (DvP)
责任承担 accountability
责任承诺书 responsibility letter
责任声明书 responsibility statement
责务变更 novation
责务变更合约 novated contract
软佣金 soft commission
软货币 soft currency
软着陆 soft landing
透明度 transparency
透视价 "see-through" price
逐项交收 trade-for-trade settlement
通讯线路现况显示行 communication status message line
通货紧缩 / 通缩 deflation
通胀指标货币政策 inflation indexed monetary policy
速动市场 fast market
速动资金 liquid capital
速动资产 liquid asset
造市 market manipulation
造价 price manipulation
连锁关系原则 chain principle
连续竞价 continuous auction
部份完成的买卖指示 partially filled order
部份区域网络 Local Area Network (LAN)
闭端式基金 closed-end fund
阴阳烛图 candlestick chart
备考全面摊薄市盈率 pro forma fully diluted price/earnings ratio
备考报表 pro forma statement
备兑期权 covered option
备兑权证 covered warrant
备兑认购期权 covered call
备抵(会计) allowance(accounting)
伞子基金 umbrella fund
凯伯里委员会(英国) Cadbury Committee(UK)
凯伯里报告书(英国) Cadbury Report(UK)
创新及科技基金 Innovation and Technology Fund
创业板 Growth Enterprise Market (GEM)
创业板上市委员会 GEM Listing Committee
《创业板上市规则》（《香港联合交易所有限公司创业板证券上市规则》） GEM Listing Rules(Rules Governing the Listing of Securities on the Growth Enterprise Market of the Stock Exchange of Hong Kong Limited)
《创业板投资者指南》 GEM Investor Guide
创业板指数 Growth Enterprise Index (GEI)
创业基金 venture capital
单一董事会制 unitary board system
单一种股份的衍生认股权证 single share derivative warrant
单一价格竞价市场 single price auction system
单日货币市场 intra-day money market
《单位信托及互惠基金守则》 Code on Unit Trusts and Mutual Funds
单位信托委员会(证监会) Committee on Unit Trusts(SFC)
单位信托基金 unit trust
单价配对(期权) netting(options)
报价 quote
报价系统(期货) Price Reporting System(futures)
报价要求 quote request; request for quote (RFQ)
报价规则 quotation rules
场内交易 pit trading
场内交易产品 exchange traded product
场内规则 on-market rules
场内买卖期权 exchange traded option
场内买卖盘 on-floor order
场外交易 off-floor trading; off-board trading
场外交易议价板 (美国) OTC Bulletin Board (US)
场外衍生工具 over-the-counter derivative
场外规则 off-market rules
场外期权 over-the-counter option
场外购回股份 off-market share repurchase
场外证券市场 over-the-counter market
孳息 yield
富时指数有限公司（原金融时报指数） FTSE
帧中继交易网 frame relay trading network
复牌 resumption of trading
《提升香港的金融基础设施报告》 Report on the Enhancement of the Financial Infrastructure in Hong Kong
提升数码资料输送专线 enhanced digital datafeed
提早补购 early buy-in
提呈发售 offer for sale
提高运作的能力 scalable
扬基债券 Yankee bond
换股比率 conversion ratio
换算 translation
散户投资者 / 散户 retail investor
散户经纪 retail broker
普通股 ordinary share
普通债券 straight bond
替任人 alternate
最大差价限额 maximum spread
最少开价数量 minimum quote quantity
最低上落价位 minimum price fluctuation; tick (size)
最低交易数额 minimum transaction size
最低供款额 minimum contribution
最低价格变动 minimum price fluctuation; tick (size)
最低豁免规定 de minimus waiver provision
最初发起人 ultimate originator
最佳成交价 best execution price
最佳价格 best price
最佳价格盘 at-best order
《最佳应用守则》 Code of Best Practice
最后一轮交收处理程序 Final Settlement Run
最后成交价 last recorded price; last traded price
最后行使日 last exercise day
最后结算表 Final Clearing Statement
最后结算价 Final Settlement Price
最后贷款人 lender of last resort
最后复核聆讯 final review hearing
最终用户/使用者 end user
最终受益人 ultimate beneficiary
最终实益持有人 ultimate beneficial holder
最短回复开价时间 minimum response time
期末存货 closing stock
期初存货 opening stock
期货赔偿基金 Futures Compensation Fund
期货赔偿基金委员会(证监会) Futures Compensation Fund Committee(SFC)
期权 option
期权交付指令 options delivery instruction
期权交易主任 Options Trading Officer
期权交易主任及代表考试 Options Trading Officer and Representative Examinations
期权交易代表 Options Trading Representative
期权交易所参与者 Options Exchange Participant
《期权交易规则》 Options Trading Rules
期权交易确认书 options trade confirmation
期权合约 option contract
期权合约净持仓 net open options contract; net options position
期权系列 option series
期权定价 option valuation
期权定价模式 option pricing model
期权金 premium
期权金成交额 premium turnover
期权长仓合约 long options contract
期权客户协议书 Options Client's Agreement
期权持有人 option holder
期权持仓 option position
期权短仓 short option
期权短仓合约 short options contract
期权结算主任 Options Clearing Officer
期权结算主任考试 Options Clearing Officer Examination
《期权结算规则》 Options Clearing Rules
期权费用 options tariff
期权买方 option buyer
期权买卖交易所参与者 Options Trading Participant
期权经纪交易所参与者 Options Broker Exchange Participant
期权资讯服务 Options Information Service
期权数码资料传送专线 options digital datafeed
期权卖方 option seller; option writer
期权类别 option class
款项交收费 money settlement fee
款项净额结算每日平均效率 daily average funds netting efficiency
款项过户系统 money transfer system
款项预缴服务 cash prepayment service
残值 salvage value
减佣经纪 discount broker
港元同业拆息 Hong Kong Interbank Offered Rate (HIBOR)
《港元利率期货市场通讯》 HIBOR Futures Market Update
港元利率期货迭期 HIBOR Futures Strip
港汇指数 / 港元实际汇兑指数 Effective Exchange Rate Index for the Hong Kong Dollar (EERI)
无人申领之经纪佣金 unclaimed brokerage
无力偿债 insolvency
无形资产 intangible asset
无抵押贷款 unsecured loan
无抵押权证 non-collateralised warrant
无风险利率 risk-free interest rate
无风险对冲 delta hedge
无时限盘 good-till-cancelled order (GTC)
无纸化交易 paperless trading; scripless trading
无条件及不可撤回之担保 unconditional and irrevocable guarantee
无条件现金收购建议/要约 unconditional cash offer
无责任声明 disclaimer
无备兑期权 uncovered option
无备兑认购期权 uncovered call
“无超额亏蚀”规则 No-Over-Loss Rules
无价期权形式 tails(options)
无凭证式股东 uncertificated shareholder
无偿债能力 insolvency
《为便利股份或债权证要约而就《公司
条例》提出的修订建议谘询文件》 Consultation Paper on Proposed Amendments to the Companies Ordinance to Facilitate Offers of Shares and Debentures
牌照 licence
登记持有人 registered owner
登记过户费 scrip fee
发行人 issuer
《发行人及专业顾问意见调查》 Issuers and Professional Advisers Survey
发行人可选择支付现金 /
发行人现金选择权 issuer's cash option
发行人登记册 Issuer Register
发行人电子存档系统 issuer electronic filing system
发行红股 scrip issue
发行章程 prospectus
发行量加权股价指数(台湾交易所) Weighted Index(Taiwan Stock Exchange)
发行新股 new issue
发行资料摘要(权证) indicative terms sheet(warrants)
发行价 issue price
发行机构 issuer
《发展路向》(刊物) The Way Forward(publication)
发起人 promoter
发牌资料册 licensing information booklet
发钞局制度 currency board system
发盘价 offer price
短期同业拆放市场 call market
短期资金 short-term money
短期资金借贷市场 money market
短期举债/借贷 short term borrowings
短期证券 short-dated securities
硬货币 hard currency
税后盈利/利润/溢利 after-tax profits
税后实际回报率 after-tax real rate of return
《税务条例》 Inland Revenue Ordinance
税务优惠 tax relief
税项减免 tax break; tax concession
稀释* dilution
程式买卖/交易 programme trading
程序覆检委员会 Process Review Panel
等价期权 at-the-money option
结清 close out
结构改进 institutional advancement
结算 clearing
结算所 clearing house
结算所电子附属登记系统(澳洲) Clearing House Electronic Subregister System (CHESS)(Australia)
结算协议书 clearing agreement
结算参与者(期权买卖) Clearing Participant(options trading)
“结算通”电话系统 CCASS Phone System
《结算运作程序 ─ 期权买卖交易所参与者专用》 Operational Clearing Procedures for Options Trading Exchange Participants
结算价 clearing price
结算机构参与者 Clearing Agency Participant
结算谘询小组 Clearing Consultative Panel
《结算纵横》(刊物) Clear Talk(publication)
结余 balance
结转(会计) carried forward(accounting)
统一保证金客户协议书 Uniform Margin Client's Agreement
统一现金客户协议书 Uniform Cash Client's Agreement
统一结算所 universal clearing house
统制账户 control account
虚假市场 false market
虚假声明 misstatement
虚售交易；虚卖 wash sale
虚报 misrepresentation
虚拟市场 virtual market
“街名”股票 "street name" share certificate
补充/增补上市文件 supplemental/supplementary listing document
补仓按金(期货) maintenance margin(futures)
补仓通知 margin call
补发证书服务 certificate replacement service
补购 buy in
注册中介团体 registered intermediary
注册商号 registered firm
注册庄家 Registered Trader
注册融资人 registered financier
注册证券商 registered dealer
注销股份 cancelled share
注释备忘录 explanatory memorandum
贬值 depreciation
买家 bidder
“买者自负”原则 "let the buyer beware" principle;
"Caveat Emptor" (let the buyer beware)
买壳 acquisition of shells
买价 / 买盘价 bid price
买盘 buy order
买卖因公众持股量不足而停牌证券的申报表 Form for Reporting Dealings in Securities Suspended due to Insufficient Public Float
买卖指示 order
买卖差价 bid-asked spread
买卖单位 board lot
买卖单据 contract note
买卖惯例 dealing practice
买卖盘 order
买卖盘纪录 order book
买卖盘纸 deal ticket
买卖盘处理率 order throughput
买卖盘传递 order routing
买卖盘传递系统 Order Routing System (ORS); router system
买卖盘输入 order entry
贷出费 lending fee
贷股人 stock lender
贷股人参与者(中央结算系统参与者) Stock Lender Participant(CCASS)
贷款抵押证券 collateralised loan obligation (CLO)
贷款股 / 贷款债券 loan stock
贷款银团 loan syndicate
贷款融通 loan facility
贴现 discount
贴现率 discount rate
贴现窗 discount window
超国家机构 supranational entity
超连结 hyperlink
超买 overbought
超卖 oversold
超额配发/配股权 over-allotment option
超额配发机制 over-allotment option scheme
超额认购 oversubscribed; overbooked
跌停板措施 circuit breaker
《周年报告的参考披露资料》(刊物) Reference for Disclosures in Annual Reports(publication)
进项增值税 input VAT
开市分配时段(HKATS) open allocation session(HKATS)
开市前分配时段(HKATS) pre-open allocation session(HKATS)
开市前时段 ；开市前议价时段 pre-opening session
开市报价规则 opening quotations rules
开市价 opening price
开市盘 open order; at-the-opening order
开市议价机制(期货) Pre-market Opening Mechanism(futures)
开放式基金 open-end fund
开放式网间连接器 open gateway
开放式网间联系买卖 internet order connection
开仓交易 opening transaction
开仓合约 opening contract
开价盘 quote
开价盘要求 quote request
开盘状况报告 quote maintenance report
开盘价 opening price
集中持仓量 concentrated position
集中风险 concentration risk
集中风险调整 concentration risk adjustment
《集合投资计划的广告宣传指引》 Advertising Guidelines for Collective Investment Schemes
集合竞价 aggregate auction
集资 capital formation
集资市场 primary market
《集资退休基金守则》 Code on Pooled Retirement Funds
《集资退休基金的广告宣传指引》 Advertising Guidelines for Pooled Retirement Funds
集资净额 net proceeds
集团内部交易 intra-group transactions
集团会计 corporate accounting
集体投资计划 collective investment schemes (CIS)
集体投资基金 collective investment fund
项目融资 project finance
顺差 favourable variance; favourable difference
须予公布的交易 notifiable transaction
须予披露的交易 discloseable transaction
传统基金会(美国) The Heritage Foundation(US)
传统债券 plain vanilla bond
债券 bond; debenture; debt securities; loan stock
债券市场工作小组 Working Group on Debt Market
债券抵押证券 Collateralised Bond Obligation (CBO)
债务 indebtedness
债务人 debtor
债务工具中央结算系统(金管局) Central Moneymarkets Unit (CMU)(HKMA)
债务市场 debt market
债务报表 indebtedness statement
债务偿还 debt repayment
债务证券 debt securities; loan stock
债务链 debt chain
债转股 debt-for-equity swap
债权人 creditor
债权股额 loan stock
债权证 debenture
汇兑限额 exchange quota
汇兑损失 exchange loss
汇票 bill of exchange
汇款同步交收(银行) payment vs payment (PvP)(banking)
微值入价 cabinet bid
微值交易(期权) cabinet trade; cabinet bid
损益平衡点 breakeven point
损益账 profit and loss account
新一代中央结算系统 CCASS/3
新加坡交易所 Singapore Exchange (SGX)
新加坡证券交易所交易及自动报价系统 Stock Exchange of Singapore Dealing and Automated Quotation System (SESDAQ)
新市场发展工作小组 Working Group on New Market Development
做价 kiting
停止过户期间 book closure period
停市措施 speed bump
停板 trading halt
停牌 suspended trading; suspension
兜售证券 hawking of securities
副保荐人(创业板) co-sponsor(GEM)
“勒束式”股票挂钩票据 Range Equity Linked Instrument (Range ELI)
勒束式组合(期权) strangle(options)
动态对冲 dynamic hedging
区域网络 Local Area Network (LAN)
参考平衡成交量 Indicative Equilibrium Volume (IEV)
参考平衡价格 Indicative Equilibrium Price (IEP)
参考发行价 indicated issue price
参与者自设系统 Participant Supplied System (PSS)
参与者资料提取系统(期货) Participant Access Services(futures)
参与者网间连接器 Participant gateway
“啤打”系数 beta coefficient
商人银行 merchant bank
《商品交易所（禁止经营）条例》 Commodity Exchanges (Prohibition) Ordinance
商品交易商 commodities dealer
《商品交易条例》 Commodities Trading Ordinance
商品期货交易委员会(美国) Commodity Futures Trading Commission (CFTC)(US)
商业承兑汇票 trade acceptance
商业票据 commercial paper
商业登记证 business registration certificate
商议佣金 negotiated commission
商誉 goodwill
问责 accountability
问题证券 defective securities
国内生产总值 gross domestic product (GDP)
国民生产总值 gross national product (GNP)
国有资产监督管理委员会 State-owned Assets Supervision and Administration Commission (SASAC)
国家工商局(中国内地) State Bureau for Industrial and Commercial Administration(Mainland China)
国家外汇管理局(中国内地) State Administration of Foreign Exchange (SAFE)(Mainland China)
国家股 / 国有股(中国内地) state share(Mainland China)
国家建设债券(中国内地) National Construction Treasury(Mainland China)
国家科技风险开发事业中心 National Science and Technology Venture Capital Development Center
国家重点建设债券(中国内地) Priority Construction Treasury (Mainland China)
国家国有资产管理局(中国内地) State Bureau for State Property Administration(Mainland China)
国家统计局(中国内地) State Statistics Bureau(Mainland China)
国家税务局(中国内地) State Taxation Bureau(Mainland China)
国家经济贸易委员会（国家经贸委）
(中国内地) State Economic and Trade Commission
(Mainland China)
国库券 Treasuries
国务院证券委员会（证券委）(中国内地) State Council Securities Committee (Mainland China)
国债* government bond
国债期货* treasury bond futures
国际外汇同业联会 Association Cambiste Internationale
国际收支平衡 / 国际收支差额 balance of payments
国际股票期货及期权 International Stock Futures and Options (ISFO)
国际金融公司 International Finance Corporation (IFC)
国际金融行动专责小组 International Financial Action Task Force
国际掉期业务及衍生投资工具协会 International Swaps and Derivatives Association (ISDA)
国际货币基金 International Monetary Fund (IMF)
国际期权市场协会 International Options Markets Association (IOMA)
国际结算银行 Bank for International Settlements (BIS)
国际集资市场协会 International Primary Markets Association (IPMA)
国际会计师公会 The Association of International Accountants
国际会计准则 International Accounting Standards (IAS)
国际会计准则委员会 International Accounting Standards Committee (IASC)
国际标准化组织 International Organisation for Standardisation (ISO)
国际编码机构协会 Association of National Numbering Agencies(ANNA)
国际证券市场协会 International Securities Markets Association (ISMA)
国际证券交易所联会 World Federation of Exchanges (WFE)
国际证券事务监察委员会组织 (国际证监会组织) International Organisation of Securities Commissions (IOSCO)
国际证券服务业联会 International Securities Services Association (ISSA)
国际证券号码 International Securities Identification Numbers (ISIN)
国际证券号码编制系统 International Securities Numbering System
国际证监会组织亚太区委员会 Asia Pacific Regional Committee (APRC) of IOSCO
国营企业(中国内地) state-owned enterprise(Mainland China)
坚定承诺(包销) firm commitment(underwriting)
执行董事 executive director
执业会计师公会(美国) Institute of Certified Public Accountants (ICPA)(US)
基本按金(期货) initial margin(futures)
基金份额持有人* fund unit holder
基金经理 fund manager
《基金经理操守准则》(证监会) Fund Manager Code of Conduct(SFC)
基建工程/项目 infrastructure project
基准日 base day
基准收益率曲线 benchmark yield curve
基点 basis point
基础上市文件 base listing document
专用交易系统 proprietary trading system
专用网络系统 proprietary routing terminal
专用线路 dedicated line
专家谘询小组 Advisory Specialist Group
专责监察主任 Designated Compliance Officer
《专业会计师条例》 Professional Accountants Ordinance
专业银行* specialised bank
《专业操守规例》 Code of Conduct Regulations
《专业操守规则及规例》(刊物) Professional Conduct Rules and Regulations(publication)
专线网络系统 Proprietary Network System (PNS)
将股票化零为整 jumbomize
将会员制转为股份制 demutualisation
屏幕* screen
常务委员会 Executive Committee
强制性公积金 Mandatory Provident Fund (MPF)
强制性公积金计划管理局 Mandatory Provident Fund Schemes Authority (MPFA)
强制性收购建议 mandatory bid; mandatory offer
强制补购 compulsory buy-in; forced buy-in
强势美元 strong dollar
从价印花税 ad valorem stamp duty
授权代表 authorised representative
授权书 power of attorney
掉期 swap
挂牌买卖 flotation
挂钩汇率制 pegged rate system
挂盘册 order book
接口费 port fee
接收(期权) take-up(options)
接受存款公司 deposit-taking company (DTC)
接驳站费用 port fee
接价盘 accept order
控股公司 holding company
控股股东 controlling shareholder
控股权益 controlling interest
控权股东 controlling shareholder
排媒现象 disintermediation
排期申请表格 advance booking form
敏感度分析 sensitivity analysis
救市特别交易征费 "Lifeboat" levy
救市贷款 Lifeboat Loan
斩仓 margin cut; liquidation; forced liquidation
条文 provision
淡仓 short position
净值比率 net worth ratio
净额按金计算 net margining
净额结算 netting
深圳证券交易所 Shenzhen Stock Exchange
深圳证券登记有限公司 Shenzhen Securities Registration Company Limited
深圳证券结算有限公司 Shenzhen Securities Clearing Company Limited
清洗交易 whitewash transaction; wash sale
清算 clearing
清算价 clearing price
清盘 liquidation
浅白语言计划 Project on the Use of Plain Language
浅白语言计划工作小组 Working Group on Plain Language
牵头包销商 lead underwriter
现金交收 cash settlement; cash on delivery (COD)
现金回佣 cash commission rebate; cash rebate
现金收益净值 net present value
现金客户 cash client
现金差额缴款 cash marks
现金流向 / 现金周转 cash flow
现金流动表 cash flow statement
现金流量折现/贴现法 discounted cash flow
现金资产公司 cash company
现金选择 cash alternative
现货月 spot month
现货市场 spot market; cash market; physical market; actual market
现货市场谘询小组 Cash Market Consultative Panel
现货价 spot price; cash price; physical price; actual price
现价 nominal price
《理解股票期权（及其风险）》(刊物) Understanding Stock Options (and Their Risks)(publication)
理论性参考价格系统(期货) Theoretical Indicative Pricing System (TIPS)(futures)
产权负担 encumbrances
票面利率 coupon; coupon rate
票面值 par value
票面息率 coupon; coupon rate
票对票方式 "paper-to-paper" arrangement
票据交换所自动转账系统 Clearing House Automated Transfer System (CHATS)
票据交换所自动转账系统付款指示 CHATS Payment Instruction
票据密集交收 paper intensive settlement
移动平均值背驰指标 Moving Average Convergence-Divergence (MACD)
第一上市 primary listing
第一板 main board
第二上市 secondary listing
第二代自动对盘及成交系统（第二代自动对盘系统） Automatic Order Matching and Execution System / Second Generation (AMS/2)
第二板 / 第二板市场 second board; second market
第三代自动对盘及成交系统（第三代自动对盘系统） Automatic Order Matching and Execution System / Third Generation (AMS/3)
第三者结算 Third Party Clearing (TPC)
累计/累积利息 accumulated interest
累计/累积利润 accumulated profits
累计/累积折旧 accumulated depreciation
累计/累积垫款 cumulative advance
累计投标制 book building method
细价股 small cap stock; penny stock
细盘撮合系统(美国) Small Order Entry System; Small Order Execution System (SOES)(US)
细额先到先得 Small Order First-In-First-Out
“终止及停止”令 "cease and desist" order
组合分析仪(期权) Portfolio Analyser(options)
“组合股” Exchange Traded Fund
组合盘 / 综合盘 combination order; combo order; composite order
组织大纲 memorandum of association
《组织大纲及章程》 Memorandum and Articles of Association
组织架构检讨指导委员会 Steering Committee on Organisational Review
组织细则 articles of association
组织章程 constitution; articles of association
翌日净额结算系统 next day net settlement system
庄家 market maker
庄家之经销交易 jobbing transaction
庄家名录 Market Maker List
庄家活动 market making
规范声明 normative statement
访客廊 Viewing Gallery
设定增值税 deemed VAT
货币市场 money market
货币交叉盘买卖 cross currency trade
货币供应 money supply
货币政策委员会(中国人民银行) Monetary Policy Committee(PBOC)
货币基础 monetary base
货币期货 currency futures
货币发行局制度 currency board system
货币经纪 money broker
货币资产 monetary assets
货币权证 currency warrant
货银同步交收 delivery vs payment (DvP)
货银两讫 delivery vs payment (DvP)
货银对付 cash on delivery (COD)
货银对付方式交收 delivery vs payment (DvP)
责任承担 accountability
责任承诺书 responsibility letter
责任声明书 responsibility statement
责务变更 novation
责务变更合约 novated contract
软佣金 soft commission
软货币 soft currency
软着陆 soft landing
透明度 transparency
透视价 "see-through" price
逐项交收 trade-for-trade settlement
通讯线路现况显示行 communication status message line
通货紧缩 / 通缩 deflation
通胀指标货币政策 inflation indexed monetary policy
速动市场 fast market
速动资金 liquid capital
速动资产 liquid asset
造市 market manipulation
造价 price manipulation
连锁关系原则 chain principle
连续竞价 continuous auction
部份完成的买卖指示 partially filled order
部份区域网络 Local Area Network (LAN)
闭端式基金 closed-end fund
阴阳烛图 candlestick chart
备考全面摊薄市盈率 pro forma fully diluted price/earnings ratio
备考报表 pro forma statement
备兑期权 covered option
备兑权证 covered warrant
备兑认购期权 covered call
备抵(会计) allowance(accounting)
伞子基金 umbrella fund
凯伯里委员会(英国) Cadbury Committee(UK)
凯伯里报告书(英国) Cadbury Report(UK)
创新及科技基金 Innovation and Technology Fund
创业板 Growth Enterprise Market (GEM)
创业板上市委员会 GEM Listing Committee
《创业板上市规则》（《香港联合交易所有限公司创业板证券上市规则》） GEM Listing Rules(Rules Governing the Listing of Securities on the Growth Enterprise Market of the Stock Exchange of Hong Kong Limited)
《创业板投资者指南》 GEM Investor Guide
创业板指数 Growth Enterprise Index (GEI)
创业基金 venture capital
单一董事会制 unitary board system
单一种股份的衍生认股权证 single share derivative warrant
单一价格竞价市场 single price auction system
单日货币市场 intra-day money market
《单位信托及互惠基金守则》 Code on Unit Trusts and Mutual Funds
单位信托委员会(证监会) Committee on Unit Trusts(SFC)
单位信托基金 unit trust
单价配对(期权) netting(options)
报价 quote
报价系统(期货) Price Reporting System(futures)
报价要求 quote request; request for quote (RFQ)
报价规则 quotation rules
场内交易 pit trading
场内交易产品 exchange traded product
场内规则 on-market rules
场内买卖期权 exchange traded option
场内买卖盘 on-floor order
场外交易 off-floor trading; off-board trading
场外交易议价板 (美国) OTC Bulletin Board (US)
场外衍生工具 over-the-counter derivative
场外规则 off-market rules
场外期权 over-the-counter option
场外购回股份 off-market share repurchase
场外证券市场 over-the-counter market
孳息 yield
富时指数有限公司（原金融时报指数） FTSE
帧中继交易网 frame relay trading network
复牌 resumption of trading
《提升香港的金融基础设施报告》 Report on the Enhancement of the Financial Infrastructure in Hong Kong
提升数码资料输送专线 enhanced digital datafeed
提早补购 early buy-in
提呈发售 offer for sale
提高运作的能力 scalable
扬基债券 Yankee bond
换股比率 conversion ratio
换算 translation
散户投资者 / 散户 retail investor
散户经纪 retail broker
普通股 ordinary share
普通债券 straight bond
替任人 alternate
最大差价限额 maximum spread
最少开价数量 minimum quote quantity
最低上落价位 minimum price fluctuation; tick (size)
最低交易数额 minimum transaction size
最低供款额 minimum contribution
最低价格变动 minimum price fluctuation; tick (size)
最低豁免规定 de minimus waiver provision
最初发起人 ultimate originator
最佳成交价 best execution price
最佳价格 best price
最佳价格盘 at-best order
《最佳应用守则》 Code of Best Practice
最后一轮交收处理程序 Final Settlement Run
最后成交价 last recorded price; last traded price
最后行使日 last exercise day
最后结算表 Final Clearing Statement
最后结算价 Final Settlement Price
最后贷款人 lender of last resort
最后复核聆讯 final review hearing
最终用户/使用者 end user
最终受益人 ultimate beneficiary
最终实益持有人 ultimate beneficial holder
最短回复开价时间 minimum response time
期末存货 closing stock
期初存货 opening stock
期货赔偿基金 Futures Compensation Fund
期货赔偿基金委员会(证监会) Futures Compensation Fund Committee(SFC)
期权 option
期权交付指令 options delivery instruction
期权交易主任 Options Trading Officer
期权交易主任及代表考试 Options Trading Officer and Representative Examinations
期权交易代表 Options Trading Representative
期权交易所参与者 Options Exchange Participant
《期权交易规则》 Options Trading Rules
期权交易确认书 options trade confirmation
期权合约 option contract
期权合约净持仓 net open options contract; net options position
期权系列 option series
期权定价 option valuation
期权定价模式 option pricing model
期权金 premium
期权金成交额 premium turnover
期权长仓合约 long options contract
期权客户协议书 Options Client's Agreement
期权持有人 option holder
期权持仓 option position
期权短仓 short option
期权短仓合约 short options contract
期权结算主任 Options Clearing Officer
期权结算主任考试 Options Clearing Officer Examination
《期权结算规则》 Options Clearing Rules
期权费用 options tariff
期权买方 option buyer
期权买卖交易所参与者 Options Trading Participant
期权经纪交易所参与者 Options Broker Exchange Participant
期权资讯服务 Options Information Service
期权数码资料传送专线 options digital datafeed
期权卖方 option seller; option writer
期权类别 option class
款项交收费 money settlement fee
款项净额结算每日平均效率 daily average funds netting efficiency
款项过户系统 money transfer system
款项预缴服务 cash prepayment service
残值 salvage value
减佣经纪 discount broker
港元同业拆息 Hong Kong Interbank Offered Rate (HIBOR)
《港元利率期货市场通讯》 HIBOR Futures Market Update
港元利率期货迭期 HIBOR Futures Strip
港汇指数 / 港元实际汇兑指数 Effective Exchange Rate Index for the Hong Kong Dollar (EERI)
无人申领之经纪佣金 unclaimed brokerage
无力偿债 insolvency
无形资产 intangible asset
无抵押贷款 unsecured loan
无抵押权证 non-collateralised warrant
无风险利率 risk-free interest rate
无风险对冲 delta hedge
无时限盘 good-till-cancelled order (GTC)
无纸化交易 paperless trading; scripless trading
无条件及不可撤回之担保 unconditional and irrevocable guarantee
无条件现金收购建议/要约 unconditional cash offer
无责任声明 disclaimer
无备兑期权 uncovered option
无备兑认购期权 uncovered call
“无超额亏蚀”规则 No-Over-Loss Rules
无价期权形式 tails(options)
无凭证式股东 uncertificated shareholder
无偿债能力 insolvency
《为便利股份或债权证要约而就《公司
条例》提出的修订建议谘询文件》 Consultation Paper on Proposed Amendments to the Companies Ordinance to Facilitate Offers of Shares and Debentures
牌照 licence
登记持有人 registered owner
登记过户费 scrip fee
发行人 issuer
《发行人及专业顾问意见调查》 Issuers and Professional Advisers Survey
发行人可选择支付现金 /
发行人现金选择权 issuer's cash option
发行人登记册 Issuer Register
发行人电子存档系统 issuer electronic filing system
发行红股 scrip issue
发行章程 prospectus
发行量加权股价指数(台湾交易所) Weighted Index(Taiwan Stock Exchange)
发行新股 new issue
发行资料摘要(权证) indicative terms sheet(warrants)
发行价 issue price
发行机构 issuer
《发展路向》(刊物) The Way Forward(publication)
发起人 promoter
发牌资料册 licensing information booklet
发钞局制度 currency board system
发盘价 offer price
短期同业拆放市场 call market
短期资金 short-term money
短期资金借贷市场 money market
短期举债/借贷 short term borrowings
短期证券 short-dated securities
硬货币 hard currency
税后盈利/利润/溢利 after-tax profits
税后实际回报率 after-tax real rate of return
《税务条例》 Inland Revenue Ordinance
税务优惠 tax relief
税项减免 tax break; tax concession
稀释* dilution
程式买卖/交易 programme trading
程序覆检委员会 Process Review Panel
等价期权 at-the-money option
结清 close out
结构改进 institutional advancement
结算 clearing
结算所 clearing house
结算所电子附属登记系统(澳洲) Clearing House Electronic Subregister System (CHESS)(Australia)
结算协议书 clearing agreement
结算参与者(期权买卖) Clearing Participant(options trading)
“结算通”电话系统 CCASS Phone System
《结算运作程序 ─ 期权买卖交易所参与者专用》 Operational Clearing Procedures for Options Trading Exchange Participants
结算价 clearing price
结算机构参与者 Clearing Agency Participant
结算谘询小组 Clearing Consultative Panel
《结算纵横》(刊物) Clear Talk(publication)
结余 balance
结转(会计) carried forward(accounting)
统一保证金客户协议书 Uniform Margin Client's Agreement
统一现金客户协议书 Uniform Cash Client's Agreement
统一结算所 universal clearing house
统制账户 control account
虚假市场 false market
虚假声明 misstatement
虚售交易；虚卖 wash sale
虚报 misrepresentation
虚拟市场 virtual market
“街名”股票 "street name" share certificate
补充/增补上市文件 supplemental/supplementary listing document
补仓按金(期货) maintenance margin(futures)
补仓通知 margin call
补发证书服务 certificate replacement service
补购 buy in
注册中介团体 registered intermediary
注册商号 registered firm
注册庄家 Registered Trader
注册融资人 registered financier
注册证券商 registered dealer
注销股份 cancelled share
注释备忘录 explanatory memorandum
贬值 depreciation
买家 bidder
“买者自负”原则 "let the buyer beware" principle;
"Caveat Emptor" (let the buyer beware)
买壳 acquisition of shells
买价 / 买盘价 bid price
买盘 buy order
买卖因公众持股量不足而停牌证券的申报表 Form for Reporting Dealings in Securities Suspended due to Insufficient Public Float
买卖指示 order
买卖差价 bid-asked spread
买卖单位 board lot
买卖单据 contract note
买卖惯例 dealing practice
买卖盘 order
买卖盘纪录 order book
买卖盘纸 deal ticket
买卖盘处理率 order throughput
买卖盘传递 order routing
买卖盘传递系统 Order Routing System (ORS); router system
买卖盘输入 order entry
贷出费 lending fee
贷股人 stock lender
贷股人参与者(中央结算系统参与者) Stock Lender Participant(CCASS)
贷款抵押证券 collateralised loan obligation (CLO)
贷款股 / 贷款债券 loan stock
贷款银团 loan syndicate
贷款融通 loan facility
贴现 discount
贴现率 discount rate
贴现窗 discount window
超国家机构 supranational entity
超连结 hyperlink
超买 overbought
超卖 oversold
超额配发/配股权 over-allotment option
超额配发机制 over-allotment option scheme
超额认购 oversubscribed; overbooked
跌停板措施 circuit breaker
《周年报告的参考披露资料》(刊物) Reference for Disclosures in Annual Reports(publication)
进项增值税 input VAT
开市分配时段(HKATS) open allocation session(HKATS)
开市前分配时段(HKATS) pre-open allocation session(HKATS)
开市前时段 ；开市前议价时段 pre-opening session
开市报价规则 opening quotations rules
开市价 opening price
开市盘 open order; at-the-opening order
开市议价机制(期货) Pre-market Opening Mechanism(futures)
开放式基金 open-end fund
开放式网间连接器 open gateway
开放式网间联系买卖 internet order connection
开仓交易 opening transaction
开仓合约 opening contract
开价盘 quote
开价盘要求 quote request
开盘状况报告 quote maintenance report
开盘价 opening price
集中持仓量 concentrated position
集中风险 concentration risk
集中风险调整 concentration risk adjustment
《集合投资计划的广告宣传指引》 Advertising Guidelines for Collective Investment Schemes
集合竞价 aggregate auction
集资 capital formation
集资市场 primary market
《集资退休基金守则》 Code on Pooled Retirement Funds
《集资退休基金的广告宣传指引》 Advertising Guidelines for Pooled Retirement Funds
集资净额 net proceeds
集团内部交易 intra-group transactions
集团会计 corporate accounting
集体投资计划 collective investment schemes (CIS)
集体投资基金 collective investment fund
项目融资 project finance
顺差 favourable variance; favourable difference
须予公布的交易 notifiable transaction
须予披露的交易 discloseable transaction
传统基金会(美国) The Heritage Foundation(US)
传统债券 plain vanilla bond
债券 bond; debenture; debt securities; loan stock
债券市场工作小组 Working Group on Debt Market
债券抵押证券 Collateralised Bond Obligation (CBO)
债务 indebtedness
债务人 debtor
债务工具中央结算系统(金管局) Central Moneymarkets Unit (CMU)(HKMA)
债务市场 debt market
债务报表 indebtedness statement
债务偿还 debt repayment
债务证券 debt securities; loan stock
债务链 debt chain
债转股 debt-for-equity swap
债权人 creditor
债权股额 loan stock
债权证 debenture
汇兑限额 exchange quota
汇兑损失 exchange loss
汇票 bill of exchange
汇款同步交收(银行) payment vs payment (PvP)(banking)
微值入价 cabinet bid
微值交易(期权) cabinet trade; cabinet bid
损益平衡点 breakeven point
损益账 profit and loss account
新一代中央结算系统 CCASS/3
新加坡交易所 Singapore Exchange (SGX)
新加坡证券交易所交易及自动报价系统 Stock Exchange of Singapore Dealing and Automated Quotation System (SESDAQ)
新市场发展工作小组 Working Group on New Market Development
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